Skip to main content

Full text of "USPTO Patents Application 09848616"

See other formats


RFC 



TVfpgge 1 of 35 



FORM PTO-14 4 9 
I N FORMAT I ON DISCLOSURE STATEMENT 



ATTY. DOCKET NO. 
1700.0180002 



APPLICANT 
Sebbel et al. 



APPLICATION 
0S/848. 61€ 

02 HAV - 



i h, J: 3; 



FILING DATE 
05/04/2001 



GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 




DOCUMENT 


DATE 


NAME 


CLASS 


SUB- 


FILING DATE 




AA1 


4,722,840 


02/02/1988 


Valenzuela, P.D.T. et al. 


424 


88 


09/19/1985 




AB1 


5,071, 651 


12/10/1991 


Sabara, M.I. et al. 


424 


89 


03/05/1990 




AC1 


5, 334, 394 


08/02/1994 


Kossovsky, N. et al. 


424 


494 


01/04/1993 




AD1 


5, 374, 426 


12/20/1994 


Sabara, M.I. et al. 


530 


403 


10/30/1989 




AE1 


5, 698, 424 


12/16/1997 


Mastico, R.A. et al. 


435 


172 .3 


06/26/1992 




AF1 


5,739,026 


04/14/1998 


Garoff, H. et al. 


435 


240.2 


12/12/1991 




AG1 


5,770, 380 


06/23/1998 


Hamilton, A.D. et al . 


435 


7.1 


09/19/1996 






AH1 


5,766, 602 


06/16/1998 


Xiong, C . et al . 


424 


218.1 


01/19/1995 






All 


5,789,245 


08/04/1998 


Dubensky, Jr., et al. 


435 


320.1 


10/30/1996 






AJ1 


5,792, 462 


08/11/1998 


Johnston, R.E. et al. 


424 


199.1 


05/23/1995 




AK1 


5,814,482 


09/29/1998 


Dubensky, Jr . et al 


435 


69.3 


10/30/1996 



FOREIGN PATENT DOCUMENTS 1 


EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


n 
c 

COUNTRY ZI 

<r 


1 

> 

ICLASS 


m- 

fft ss 


TRANSLATION 




AL1 


EP 0 259 149 
A2 


03/09/1988 


Europe ^ 



i % 

j CD 


o 


Yes 
No 






AMI 


EP 0 283 505 
Bl 


09/28/1988 


Europe 

rr 




frS 

< 


Yes 
No 






AN1 


EP 0 425 082 
Al 


05/02/1991 


d 

Europe C3 


> 


m 

o 


Yes 
No 






AOl 


EP 0 465 081 
Bl 


01/08/1992 


cc 

Europe ^= 


* 
> 
» 




Yes 
No 




i 


API 


WO 92/11291 
Al 


07/09/1992 


WIPO 






Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



Artelt, P. et al., "Vectors for efficient expression in mammalian f ibroblastoid, 
myeloid and lymphoid cells via transfection or infection," Gene 65:213-219, 
Elsevier Science Publishers B.V. (1988) 



AS 



Baba, T.w. et al., "Pathogenicity of Live, Attenuated SIV After Mucosal Infection 
of Neonatal Macaques," Science 267:1820-1825, American Association for the 
Advancement of Science (1995) 



AT 



Bachmann, M.F. et al., "Dendritic cells process exogenous viral proteins and 
virus-like particles for class I presentation to CD8 + cytotoxic T lymphocytes, 
Eur. J. Immunol. 26:2595-2 600, VCH Verlagsgesellschaf t mbH (1996) 



EXAMINER 




DATE CONSIDERED 




O 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with 
considered. Include copy of this form 


MPEP 609. 
with next 


Draw 



: : 0DMA\MH0DMA\SKGF_DC1 ; 3978 ; 1 
SKGF Rev. 1/95 



Page 2 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 




DOCUMENT 
NUMohR 


DATE 


NAME 


CLASS 


SUB- 
pt acq 


FILING DATE 




AA2 


5, 871, 747 


02/16/1999 


Gengoux-Sedlik, C. et al. 


424 


208.1 


09/13/1993 






AB2 


5, 928, 647 


07/27/1999 


Rock, K. 


424 


196.11 


01/10/1994 






AC 2 


6, 004, 763 


12/21/1999 


Gengoux, C. et al. 


435 


7.24 


05/12/1998 






AD2 


6, 054, 312 


04/25/2000 


Larocca, D. et al. 


435 


320.1 


08/29/1997 




1/ 


AE2 


6, 231, 864 


05/15/2001 


Birkett, A.J. 


424 


189.1 


02/11/1999 




AF2 








fl 








AG 2 








m 

<=3> 








AH 2 
















AI2 








C -> 

rn 








AJ2 










-l o 
— m 






AK2 








r'fT 


UN- 





FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLAS 



SUB- 
CLASS 



TRANSLATION 



AL2 



WO 94/06472 
Al 



03/31/1994 



WIPO 



Yes 
No 



AM2 



EP 0 578 293 
Al 



01/12/1994 



Europe 



Yes 
No 



AN 2 



WO 94/15585 
Al 



07/21/1994 



WIPO 



Yes 
No 



A02 



WO 96/05293 
Al 



02/22/1996 



WIPO 



Yes 
No 



4 



AP2 



WO 96/30523 
A2 



10/03/1996 



WIPO 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



Bachmann, M.F. and Zinkernagel R.M., "The influence of virus structure on 
antibody responses and virus serotype formation," Immunol. Today 77:553-558, 
Elseveir Science, Ltd. (1996) 



AS 



Bachmann, M.F. and Zinkernagel, R.M., "Neutralizing Antiviral B Cell Responses,' 
Annu. Rev. Immunol. 15:235-270, Annual Reviews, Inc. (1997) 



AT 



Bard, F . et al. f "Peripherally administered antibodies against amyloid ^-peptide 
enter the central nervous system and reduce pathology in a mouse model of 
Alzheimer disease," Nat. Med. 6:916-919, Nature America, Inc. (August 2000) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 3 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY . DOCKET NO - 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 










-m 






AC 












m 




AD 










-3= ^ 

£^ 


m 




AE 










r m -c 


o 




AF 










m 


m 




AG 










r=© ^ 

— r<: 


<: 




AH 










O cz 



m 




AI 










ro 

<LO» 


a 




AJ 
















AK 















FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


COUNTRY 


CLASS 


SUB- 
CLASS 


TRANSLATION 






AL3 


WO 97/31948 
Al 


09/04/1997 


WIPO 






Yes 
No 






AM3 


WO 98/15631 
Al 


04/16/1998 


WIPO 






Yes 
No 






AN 3 


WO 99/07839 
A2 


02/18/1999 


WIPO 






Yes 
No 






AO 3 


WO 99/40934 
Al 


08/19/1999 


WIPO 






Yes 
No 


\ 


/ 


AP3 


WO 99/50432 
Al 


10/07/1999 


WIPO 






Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



/i/\A> 



AR 



Boorsma, M. et al., "A temperature-regulated replicon-based DNA expression 
system," Nat. Biotechnol . 15:429-432, Nature America, Inc. (April 2000) 



AS 



Borisova, G. et al., "Hybrid Hepatitis B Virus Nucleocapsid Bearing an 
Immunodominant Region from Hepatitis B Virus Surface Antigen," J. Virol. 67:3696- 
3701, American Society for Microbiology/DC (1993) 



AT 



Bullitt E. et al., "Development of pilus organelle subassemblies in vitro depends 
on chaperone uncapping of a beta zipper," Proc. Natl. Acad. Sci USA 93:12890- 
12895, National Academy Press (1996) 



EXAMINER 




DATE CONSIDERED 


/o 




EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with 
considered. Include copy of this form 


MPEP 
with 


609. Draw 
next 



Page 4 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY . DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



FYGMTMJ7D 

INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 
















AC 










—4 






AD 










rn 






AE 










rc 






-pn 




AF 










rn 






-O 




AG 
















m 




AH 














£> 






AI 












rD 


m 




AJ 










<=z> 








AK 












CD 

O— 





FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


COUNTRY 


CLASS 


SUB- 
CLASS 


TRANSLATION 




AL4 


WO 99/67293 
Al 


12/29/1999 


WIPO 






Yes 
No 


— ii— 


AM4 


WO 00/32227 
A2 


06/08/2000 


WIPO 






Yes 
No 




AN 4 












Yes 
No 




A04 












Yes 
No 




AP4 












Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



Bullitt, E. and Makowski, L., "Bacterial Adhesion Pili Are Heterologous 
Assemblies of Similar Subunits, " Biophys. J. 74:623-632, Biophysical Society 
(1998) 



AS 



Cesareni, G., "Peptide display on filamentous phage capsids, 1 
70, Elsevier Science Publishers B.V. (1992) 



FEBS Lett. 307: 66- 



4j 



AT 



Clark, H.F. et al., "Comparative Characterization of a C-Type Virus-Producing 
Cell Line (VSW) and a Virus-Free Cell Line { VH2 ) From Vipera russelli, " J. Natl. 
Cancer Inst. 51:645-657, Oxford University Press (1973) 



EXAMINER 




DATE CONSIDERED 



/o '?DA^2> 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 5 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



PYflMTMPP 

INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 








* 








AB 








fir* 








AC 










— ^ — ±i 


I 




AD 










s 


Pk 




AE 
















AF * 

















AG 








% 









AH 










h ^~ 

-> 






AI 








? 

< 


% — 






AJ 
















AK 















FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



/A 



n 



AR 



Cohen, C. and Parry, D.A.D., "a-Helical coiled coils - a widespread motif in 
proteins," Trends Biochem. Scl. 11:245-248, Elsevier Science Publishers B.V. 
(1986) 



AS 



Connor, R.I. et al., "Immunological and Virological Analyses of Persons Infected 
by Human Immunodeficiency Virus Type 1 while Participating in Trials of 
Recombinant gpl20 Subunit Vaccines," J. Virol. 72:1552-157 6, American Society for 
Microbiology /DC (1998) 



AT 



vl/ 



Crameri, R. and Suter M., "Display of biologically active proteins on the surface 
of filamentous phages: a cDNA cloning system for selection of functional gene 
products linked to the genetic information responsible for their production, " 
Gene 137:69-75, Elsevier Science Publishers B.V. (1993) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 6 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



rn 



rn 



AE 



AF 



m 



AG 



AH 



<55 



CP 



rn 



AI 



AJ 



CD 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



Daniel, M.D. et al., "Protective Effects of a Live Attenuated SIV Vaccine with a 
Deletion in the nef Gene," Science 255:1938-1941, American Association for the 
Advancement of Science (1992) 



AS 



Davis, N.L. et al. t "In Vitro Synthesis of Infectious Venezuelan Equine 
Encephalitis Virus RNA from a cDNA Clone: Analysis of a Viable Deletion Mutant," 
Virol. 171:189-204, Academic Press, Inc. (1989) 



AT 



de la Cruz, V.F. et al., " Immunogenicity and Epitope Mapping of Foreign Sequences 
via Genetically Engineered Filamentous Phage," J. Biol. Chem . 263:4 318-4 322, 
American Society for Biochemistry and Molecular Biology (1988) 



EXAMINER \Ws4Ul^ 


DATE CONSIDERED n -> 




EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, whether 
conformance and not 


or not citation is in conformance with MPEP 609. 
considered. Include copy of this form with next 


Draw 



1 



Page 7 of 35 





ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 




FORM PTO-14 49 
INFORMATION DISCLOSURE STATEMENT 




APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 


U.S. PATENT DOCUMENTS 


EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 










—4 






AC 










rn 


33 




AD 
















AE 












* o 




AF 












<=> m 




AG 










"" — TTT" 






AH 










5§ 


— r=> ^» 

& m 




AI 












ro q 




AJ 
















AK 














FOREIGN PATENT DOCUMENTS 


EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


COUNTRY 


CLASS 


SUB- 
CLASS 


TRANSLATION 




AL 












Yes 
No 




AM 












Yes 
No 




AN 












Yes 
No 




AO 












Yes 
No 




AP 












Yes 
No 


OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 




AR 


2 


Dodson, K.W. et al., "Outer-membrane PapC molecular usher discriminately 
recognizes periplasmic chaperone-pilus subunit complexes," Proc. Natl. Acad. Sci. 
USA 90:3670-3674, National Academy Press (1993) 






AS 


7 


Donnelly, J.J. et al. t " DNA Vaccines," Annu . Rev. Immunol. 15:617-648, Annual 
Reviews, Inc. (1997) 


\ 


J 


AT 


7 


Ebina, S. et al. f "Chemical Modification of Bovine Pancreatic Trypsin Inhibitor 
for Single Site Coupling of Immunogenic Peptides for NMR Conformational 
Analysis," J. Biol. Chem. 264:7882-7888, American Society for Biochemistry and 
Molecular Biology, Inc. (1989) 


EXAMINER l A / a DATE CONSIDERED , — y ^ 


EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Page 8 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



AG 



AH 



3 



AI 



-Br 



AJ 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



A 1 



AR 



Eshdat, Y. et al., "Dissociation and Reassembly of Escherichia coli Type 1 Pili, ' 
J. Bacterid. 145:308-314, American Society for Microbiology/DC (1981) 



AS 



Esposito, G. et al., "Conformational study of a short Pertussis toxin T cell 
epitope incorporated in a multiple antigen peptide template by CD and two- 
dimensional NMR. Analysis of the structural effects on the activity of synthetic 
immunogens, M Eur. J. Biochem. 217:171-187, Blackwell Science, Ltd. (1993) 



i/ 



AT 



Fehr, T. et al., "Role of Repetitive Antigen Patterns for Induction of Antibodies 
Against Antibodies," J. Exp. Med. 155:1785-1792, Rockefeller University Press 
(1997) 





DATE CONSIDERED., -7 ^ 


03 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. 
considered. Include copy of this form with next 


Draw 



Page 9 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 




DOCUMENT 

NHMRFR 

LN \J L I D Cj I\ 


DATE 


NAME 


CLASS 


SUB- 


FILING DATE 




AA 
















AB 
















AC 








• 




— ^ 




AD 












-^Q- 




AE 

















AF 












•o 1? 




AG 
















AH 
















AI 
















AJ 
















AK 















FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


COUNTRY 


CLASS 


SUB- 
CLASS 


TRANSLATION 




AL 












Yes 
No 




AM 












Yes 
No 




AN 












Yes 
No 




AO 












Yes 
No 




AP 












Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



Forster, E. et al., "Natural and recombinant enzymatically active or inactive bee 
venom phospholipase A 2 has the same potency to release histamine from basophils in 
patients with Hymenoptera allergy," J, Allergy Clin. Immunol. 55:1229-1235, Mosby 
(1995) 



AS 



Frolov, I. et al., "Alphavirus-based expression vectors: Strategies and 
applications," Proc. Natl. Acad. Sci. USA 53:11371-11377, National Academy Press 
(1996) 



V 



AT 



Fujiwara K. et al., "Novel Preparation Method of Immunogen for Hydrophobic 
Hapten, Enzyme Immunoassay for Daunomycin and Adriamycin, " J. Immunol. Methods 
45:195-203, Elsevier/North-Holland Biomedical Press (1981) 



EXAMINER 


DATE CONSIDERED ? _ ^ 


3> 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. 
considered. Include copy of this form with next 


Draw 



Page 10 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 
















AC 
















AD 












3 




AE 










f, r 


=t 




AF 












=> 






AG 








rn 

^ 









AH 










ro 

C2 






AI 










<=> 


s — 

o 




AJ 










i 
> 






AK 








<z 


> 





FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
NO 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



10 



Gilbert, S.C. et al., "A protein particle vaccine containing multiple malaria 
epitopes, " Wat . Blotechnol. 15:1280-1284, Nature America, Inc. (1997) 



AS 



10 



Greenstone, H.L. et al., "Chimeric papillomavirus virus-like particles elicit 
antitumor immunity against the E7 oncoprotein in an HPV16 tumor model," Proc 
Natl. Acad. Scl. USA 95:1800-1805, National Academy Press (1998) 



AT 



10 



Hahn, C.S. et al., "Infectious Sindbis virus transient expression vectors for 
studying antigen processing and presentation," Proc. Natl. Acad. Scl. USA 
59:2679-2683, National Academy Press (1992) 



EXAMINER lAAjA^ 


DATE CONSIDERED . ^2>~i *> 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. Draw 
considered. Include copy of this form with next 



Page 11 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



4z { -^^S 



AD 



AE 



AF 



AG 



AH 



AI 



AJ 



St. 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



11 



Harding, C.V. and Song, R., "Phagocytic Processing of Exogenous Particulate 
Antigens by Macrophages for Presentation by Class I MHC Molecules," J. Immunol. 
153:4925-4933, American Association of Immunologists (1994) 



AS 



11 



Haslam, D.B. et al., "The amino-terminal domain of the P-pilus adhesion 
determines receptor specificity," Mol. Microbiol. 14:399-409, Blackwell 
Scientific Publications (1994) 



AT 



11 



Hilleman, M.R., "Six decades of vaccine development-a personal history," Nat. 
Med. 4:507-514, Nature America, Inc. (1998) 




EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 12 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 










§ 







AC 












~ it » i 

r " b 




AD 










*2 


— <= — 




AE 
















AF 
















AG 










^ 






AH 










T 
£ 






AI 










< 
< 






AJ 
















AK 















FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



12 



Hui, E.K-w. et al., "Hepatitis B viral core proteins with an N-terminal extension 
can assemble into core-like particles but cannot be enveloped," J. Gen. Virol. 
80:2641-2659, Society for General Microbiology (October 1999) 



AS 



12 



Hultgren, S.J. et al., "The PapG adhesion of uropathogenic Escherichia coli 
contains separate regions of receptor binding and for the incorporation into the 
pilus," Proc. Natl. Acad, Sci. USA 56:4357-4361 (1989) 



AT 



12 



Hung, D.L. and Hultgren, S.J., "Pilus Biogenesis via the Chaperone/Usher Pathway: 
An Integration of Structure and Function," J. Struct. Biol. 124:201-220, Academic 
Press, Ltd. (1998) 



EXAMINER 




DATE CONSIDERED j ^ j Q^l>^ 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. Draw 
considered. Include copy of this form with next 



Page 13 of 35 





ATTY. DOCKET NO. 


APPLICATION NO. 




1700.0180002 


09/848, 616 


FORM PTO-14 4 9 


APPLICANT 




INFORMATION DISCLOSURE STATEMENT 


Sebbel et al. 






FILING DATE 


GROUP 




05/04/2001 


1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



AG 



ffV 



AH 



AI 



rn 



AJ 



*5 



AK 



1>2 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL3 



Yes 
NO 



AM3 



Yes 
No 



AN 3 



Yes 
No 



A03 



Yes 
No 



AP3 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



13 



Iannolo G. et al., "Modifying Filamentous Phage Capsid: Limits in the Size of the 
Major Capsid Protein," J. Mol. Biol. 245:835-844, Academic Press, Ltd. (1995) 



AS 



13 



Iannolo, G. et al.. Construction, Exploitation and Evolution of a New Peptide 
Library Displayed at High Density by Fusion to the Major Coat Protein of 
Filamentous Phage," Biol. Chem. 375:517-521, Walter de Gruyter & Co. (1997) 



AT 



13 



Ikram, H. and Prince, A.M., "A method for coupling the hepatitis B surface 
antigen to aldehyde-fixed erythrocytes for use in passive hemmagglutination, " J. 
Virol. Methods 2:269-275, Elsevier/North-Holland Biomedical Press (1981) 



EXAMINER \f^jj^ 


DATE CONSIDERED 




EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with 
considered. Include copy of this form 


MPEP 609. Draw 
with next 



Page 14 of 35 



FORM PTO-144 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



AG 



~3J 

■ffr 



AH 



AI 



n 



AJ 



<Z5 



-m- 

•rid. 



AK 



to 



r u 



FOREIGN PATENT DOCUMENTS 



-m- 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



UB- 
LASS 



SLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



/A 



AR 



14 



Jiang, X. et al., "Norwalk Virus Genome Cloning and Characterization," Science 
250:1580-1583, American Association for the Advancement of Science (1990) 



AS 



14 



Kilby, J.M. et al., "Potent suppression of HIV-1 replication in humans by T-20, a 
peptide inhibitor of gp4 1-mediated virus entry," Wat. Med. 4:1302-1307, Nature 
America, Inc. (1998) 



VI/ 



AT 



14 



Klemm, P. and Christiansen, G., "Three fim genes required for the regulation of 
length and mediation of adhesion of Escherichia coli type 1 fimbriae," Mol . Gen. 
Genet. 205:439-445, Springer-Verlag (1987) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 15 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY . DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 
















AC 










rn 






AD 










CD 






AE 










■ -d 

CD tS 


: rn 




AF 












• o 




AG 










-S3— 


J ri\ 




AH 










—a- r 






AI 










<=> c 


3 m 




AJ 










ro 
— ess 


— a — 




AK 










cr> 





FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 

NO 



AN 



Yes 

NO 



AO 



Yes 
NO 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



/VI 



AR 



15 



Klemm, P. and Christiansen, G . , "The fxmD gene required for cell surface 
localization of Escherichia colx type 1 fimbriae," Mol. Gen. Genet. 220:334-338, 
Springer-Verlag (1990) 



AS 



15 



Kovacsovics-Bankowski, M. et al., "Efficient major histocompatibility complex 
class I presentation of exogenous antigen upon phagocytosis by macrophages," 
Proc. Natl. Acad. Sci. USA 90:4 94 2-4 94 6, National Academy Press (1993) 



AT 



15 



Kratz, P. A. et al., "Native display of complete foreign protein domains on the 
surface of hepatitis B virus capsids, " Proc. Natl. Acad. Sci. USA 95:1915-1920, 
Proc. Natl. Acad. Sci. USA 95:1915-1920 (March 1999) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 16 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY . DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



AG 



"3T 



AH 



rn 



AI 



-a- 



AJ 



s=u=a 



AK 



FOREIGN PATENT DOCUMENTS 



-m- 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



<su©- 



ss 



LATION 



AL 



Yes 
No 



AM 



Yes 
NO 



AN 



Yes 
No 



AO 



Yes 

NO 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



16 



Kuehn, M.J. et al., "Structural Basis of Pilus Subunit Recognition by the PapD 
Chaperone," Science 262:1234-1241, American Association for the Advancement of 
Science (1993) 



AS 



16 



Landschulz, W.H. et al., "The Leucine Zipper: A Hypothetical Structure Common to 
a New Class of DNA Binding Proteins," Science 240:1759-1764 , American Association 
for the Advancement of Science {1988) 



AT 



16 



Leake, C.J. et al., "Cytopathic Effect and Plaque Formation by Arboviruses in a 
Continuous Cell Line (XTC-2) from the Toad Xenopus laevis," J. Gen. Virol. 
35:335-339, Cambridge University Press (1977) 



EXAMINER 




DATE CONSIDERED , N 


EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Page 17 of 35 



FORM PTO-144 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



-59- 

-m- 



AG 



rn 



AH 



AI 



— B 



AJ 



AK 



4B- 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



sf52- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title , Date, Pertinent Pages, etc.) 



AR 



17 



Lee, K. et al. "Two-Dimensional Electrophoresis of Proteins as a Tool in the 
Metabolic Engineering of Cell Cycle Regulation," Biotechnol. Bioeng. 50:336-340, 
John Wiley & Sons, Inc. (1996) 



AS 



17 



Liljestrom, P. and Garoff, H., "A New Generation of Animal Cell Expression 
Vectors Based on the Semliki Forest Virus Replicon, " Biotechology (N Y) 9:1356- 
1361, Nature Publishing Company (1991) 



AT 



17 



Liljestrom, P., "Alphavirus expression systems,' 
500, Current Biology, Ltd. (1994) 



Curr. Opin. Biotechnol. 5:495- 



EXAMINER 



Jm 




DATE CONSIDERED-/^ 

/to 



-3d 'D ^ 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 18 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



-tn- 

-a- 

-fH- 



AE 



AF 



AG 



AH 



-O- 



AI 



AJ 



CO 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
NO 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



18 



Lindberg, F. et al., "PapD, a Periplasmic Transport Protein in P-Pilus 
Biogenesis," J. Bacteriol. 171:6052-6058, American Society for Microbiology/DC 
(1989) 



AS 



18 



Lo, K.K-W. et al., " Suf ace-modified mutants of cytochrome p450 cam : enzymatic 
properties and electrochemistry," FEBS Lett. 451:342-346, Elsevier Science 
Publishers B.V. {May 1999) 




AT 



18 



Lo-Man, R. et al., "A recombinant virus-like particle system derived from 
parvovirus as an efficient antigen carrier to elicit a polarized Thl immune 
response without adjuvant," Eur. J. Immunol. 25:1401-1407, WILEY-VCH Verlag GmbH 
(1998) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 19 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



F — ST 
ffr 



AF 



cry 



AG 



AH 



rn 



AI 



C D 



AJ 



■9- 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title , Date, Pertinent Pages, etc.) 



AR 



19 



L6pez, 0. et al., "Direct formation of mixed micelles in the solubilization of 
phospholipid liposomes by Triton X-100," FEBS Lett. 426:314-318 , Elsevier Science 
Publishers B. V. (1998) 



AS 



19 



Lundstrom, K . , "Alphaviruses as expression vectors," Curr. Opin. Blotechnol. 
8: 578-582, Current Biology, Ltd. (1997) 



AT 



19 



Matsui, S.M. et al. f "The Isolation and Characterization of a Norwalk Virus- 
specific cDNA, " J. Clin. Invest. 57:1456-1461, Rockefeller University Press 
(1991) 



EXAMINER 




DATE CONSIDERED 




'3a- 


*>? 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with 
considered. Include copy of this form 


MPEP 
with 


609. 
next 


Draw 



Page 20 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



Cj AJtI 1 J. IN Ej 1\ 

INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 
















AC 
















AD 
















AE 










— s 






AF 












S 3*- 




AG 












— ^ £EJ- 




AH 










— n 


^ O 




AI 










u a f 


*~ m 




AJ 
















AK 














s rn 


FOREIGN PATENT DOCUMENTS ^5 C7 


EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


COUNTRY 


CLASS 


SUB- 
CLASS 


TRANSLATION 




AL 












Yes 
NO 




AM 












Yes 
No 




AN 












Yes 

NO 




AO 












Yes 

NO 




AP 












Yes 
No 


OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



20 



McPherson, P.S., "Regulatory Role of SH3 Domain-mediated Protein-Protein 
Interactions in Synaptic Vesicle Endocytosis , " Cell. Signal. 11:229-238. Elsevier 
Science, Inc. (April 1999) 



AS 



20 



McReynolds, L. et al., "Sequence of chicken ovalbumin mRNA, 
Macmillan Magazines, Ltd. (1978) 



Nature 273:123-128, 



AT 



20 



Minenkova, O.O. et al., "Design of specific immunogens using filamentous phage as 
the carrier," Gene 128: 85-88, Elsevier Science Publishers B.V. (1993) 



EXAMINER 1 S 


DATE CONSIDERED . r^^O " C) ^ 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. Draw 
considered. Include copy of this form with next 



Page 21 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY . DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



TTT" 



m 



AG 



O 



AH 



rn 



m 



AI 



AJ 



HL 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



r 



AR 



21 



Morein, B. et al., "Iscom, a novel structure for antigenic presentation of 
membrane proteins from enveloped viruses," Nature 305:457-4 60, Macmillan 
Magazines, Ltd. (1984) 



AS 



21 



Neurath, A.R. et al., "Hepatitis B virus surface antigen (HbsAG) as carrier for 
synthetic peptides having an attached hydrophobic tail," Mol. Immunol, 26:53-62, 
Pergamon Press (1989) 



AT 



21 



O'Shea, E.K. et al., "Evidence That the Leucine Zipper Is a Coiled Coil, 
243:538-542, American Association for the Advancement of Science (1989) 



Science 



EXAMINER 




a 




DATE CONSIDERED 


/o^3d - 


e> ? 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with 
considered. Include copy of this form 


MPEP 609. 
with next 


Draw 



Page 22 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



-m. 



AG 



AH 



m 



CD 



AI 



AJ 



AK 



ro 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



22 



O'Shea, E.K. et al., "Mechanism of Specificity in the Fos-Jun Oncoprotein 
Heterodimer, " Cell 65:699-708, Cell Press (1992) 



AS 



22 



Perham, R.N. et al., "Engineering a peptide epitope display system on filamentous 
bacteriophage," FEMS Microbiol. Rev. 17:25-31, Elsevier Science Publishers B.V. 
(1995) 



AT 



22 



Petrenko, V.A. et al., "A library of organic landscapes on filamentous phage, 1 
Protein Eng. 9:797-801, Oxford University Press (1996) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 23 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et ai. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



-m- 



AF 



AG 



-< 



_Q_ 



AH 



m 



AI 



AJ 



o 
o 

1*0 



AK 



IPO 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
NO 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



23 



Pumpens, P. and Grens, E., "Hepatitis B core particles as a universal display 
model: a structure-function basis for development," FEBS Lett. 442:1-6 , Elsevier 
Science Publishers B.V. (January 1999) 



AS 



23 



Quash, G. et al. f "The preparation of latex particles with covalently bound 
polyamines, IgG and measles agglutinins and their use in visual agglutination 
tests," J. Immunol. Methods 22:165-11 4, Elsevier/North-Holland Biomedical Press 
(1978) 



AT 



23 



Raychaudhuri, S. and Rock, K.L., "Fully mobilizing host defense: Building better 
vaccines," Nat. Biotechnol. 15:1025-1031, Nature America, Inc. (1998) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 24 of 35 



FORM PTO-1449 
INFORMATION DISCLOSURE STATEMENT 


ATTY . DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



rn 



m. 



AG 



AH 



m 



AI 



AJ 



C3 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



24 



Redfield, R.R. et al., "Disseminated Vaccinia in a Miltary Recruit with Human 
Immunodeficiency Virus (HIV) Disease," N. Engl. J. Med. 315:673-676, New England 
Journal of Medicine (1987) 



AS 



24 



Renner, W.A. et al. t "Recombinant Cyclin E Expression Activates Proliferation and 
Obviates Surface Attachment of Chinese Hamster Ovary (CHO) Cells in Protein-Free 
Medium," Biotechnol. Bloeng. 4:476-482, John Wiley & Sons, Inc. (1995) 



AT 



24 



Romagnani, S., "The Thl/Th2 paradigm, 
Science, Ltd. (1997) 



Immunol. Today 18:263-266, Elsevier 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 25 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



rn 



AC 



AD 



a 



AE 



IT 



AF 



AG 



22 



^1 



AH 



AI 



csz> 



AJ 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
NO 



AP 



Yes 

NO 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



25 



Rudolf, M.P. et al., "Molecular Basis for Nonanaphylactogenicity of a Monoclonal 
Anti-IgE Antibody," J. Immunol. 155:813-819, American Association of 
Immunologists (July 2000) 



AS 



25 



Schelsinger, S., "Alphaviruses - vectors for the expression of heterologous 
genes," Trends Blotechnol. 11:18-22, Elsevier Science Publishers, Ltd. (1993) 



AT 



25 



Schenk, D. et al., "Immunization with amyloid-p attenuates Alzheimer-disease-like 
pathology in the PDAPP mouse," Nature 400:173-177 , Macmillan Magazines, Ltd. 
(July 1999) 



EXAMINER \mJ^ 


DATE CONSIDERED y ~ . ^ ~ 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. Draw 
considered. Include copy of this form with next 



Page 26 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



-33- 



AF 



XTL 



AG 



AH 



m 



AI 



AJ 



<32 



-3- 



AK 



FOREIGN PATENT DOCUMENTS 



CO 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



I- 



AR 



26 



Sedlik, C. et al., "Recombinant parvovirus-like particles as an antigen carrier: 
A novel nonreplicative exogenous antigen to elicit protective antiviral cytotoxic 
T cells," Proc. Natl. Acad. Scl. USA 94:7503-7508, National Academy Press (1997) 



AS 



26 



Shen, L. et al., "Recombinant Virus Vaccine-Induced SIV-Specific CD8 + Cytotoxic T 
Lymphocytes," Science 252:440-443, American Association for the Advancement of 
Science (1991) 



AT 



26 



Soto, G.E. et al., " Periplasmic chaperone recognition motif of subunits mediates 
quaternary interactions in the pilus, " EMBO J. 17:6155-6167, Oxford University 
Press (1998) 



EXAMINER 



DATE CONSIDERED 



/6-3o^jj> 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 27 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



—a- 



AE 



AF 



AG 



AH 



J2L 



AI 



<5V 



AJ 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 




AR 



27 



Soto, G.E. and Hultgren, S.J., "Bacterial Adhesions: Common Themes and Variations 
in Architecture and Assembly," J. Bacterlol. 181 : 1059-1071 , American Society for 
Microbiology/DC (February 1999) 



AS 



27 



Stollar, V., "Togaviruses in Cultured Arthropod Cells," in The Togaviruses : 
Biology, Structure, Replication, Schlesinger, R.W. ed., Academic Press, Inc., New 
York, NY, pp. 612-615 (1980) 



AT 



27 



Strauss, J.H. and Strauss, E.G., "The Alphaviruses : Gene Expression, Replication, 
and Evolution," Microbiol. Rev. 55:491-562, American Society for Microbiology/DC 
(1994) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 28 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



I IT- 



AG 



7^ 

-a- 



AH 



C2 



AI 



AJ 



AK 



FOREIGN PATENT DOCUMENTS 



-O- 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



S%3 



CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



/IA /ft 



AR 



28 



Tanimori, H. et al., "Enzyme Immunoassay of Neocarzinostat in Using (5- 
Galactosiclase as Label," J. Pharm. Dyn . 4:812-819, Pharmaceutical Society of 
Japan (1981) 



AS 



28 



Tewari, R. et al., "Neutrophil Activation by Nascent FimH Subunits of Type 1 
Fimbriae Purified from the Periplasm of Esherichia coli," J. Biol. Chem. 
255:3009-3015, American Society for Biochemistry and Molecular Biology, Inc. 
(1993) 



J/ 



AT 



28 



Topchieva, I. and Karezin, K. , "Self-Assembled Supramolecular Micellar Structures 
Based on Non-ionic Surfactants and Cyclodextrins , " J. Colloid Interface Sci. 
213:29-35, Academic Press, Inc. (May 1999) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 29 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



5L 



AE 



m 



AF 



O 



AG 



AH 



AI 



AJ 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



29 



Townsend, A. and Bodmer, H., "Antigen Recognition by Class I-Restricted T 
Lymphocytes, " Ann. Rev. Immunol. 7:601-624, Annual Reviews, Inc. (1989) 



AS 



29 



Twomey, T. et al., "Structure and immunogenicity of experimental foot-and-mouth 
disease and poliomyelitis vaccines," Vaccine 23:1603-1610, Elsevier Science, Ltd. 
(1995) 



X) 



AT 



29 



Ulrich, R. et al., "Core Particles of Hepatitis B Virus as Carrier for Foreign 
Epitopes," Adv. Virus Res . 50:141-182, Academic Press, Inc. (1998) 



EXAMINER VVV®^ 


DATE CONSIDERED . 

/o -so - 


o3 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. 
considered. Include copy of this form with next 


Draw 



Page 30 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



-Frf 



AG 



AH 



TT 



AI 



AJ 



TTT 



AK 



ID 



CO 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB-CO 
CLASez> 



K) 

TRANSIT 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



30 



VanCott, T.C. et al., "Antibodies with Specificty to Native gpl20 and 
Neutralization Activity against Primary Human Immunodeficiency Virus Type 1 
Isolates Elicited by Immunization with Oligomeric gpl60," J. Virol, 72:4319-4 330, 
American Society for Microbiology/DC (1997) 



AS 



30 



Warnes, A. et al., "Expression of the measles virus nucleoprotein gene in 
Escherichia coli and assembly of nucleocapsid-like structures," Gene 160:113-118, 
Elsevier Science Publishers B.v. (1995) 



AT 



30 



Watkins, S.J. et al., "The 'adenobody' approach to viral targeting: specific and 
enhanced adenoviral gene delivery," Gene Ther 4:1004-1012, Macmillan Magazines, 
Ltd. (1997) 



EXAMINER A 




DATE CONSIDERED . _ 




EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with MPEP 609. 
considered. Include copy of this form with next 


Draw 



Page 31 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel efc al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



AG 



m 

. ■ u 



AH 



AI 



m 



AJ 



AK 



JXL 



FOREIGN PATENT DOCUMENTS 



Jh3 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



— h- 



AR 



31 



Watson E. et al., "Structure determination of the intact major sialylated 
oligosaccharide chains of recombinant human erythropoietin expressed in Chinese 
hamster ovary cells," Glycobiology 4:227-237, Oxford University Press (1994) 



AS 



31 



Wild, C. et al., "Letter to the Editor: A Synthetic Peptide from HIV-1 gp41 Is a 
Potent Inhibitor of Virus-Mediated Cell-Cell Fusion," AIDS Res. Hum. Retroviruses 
9:1051-1053, Mary Ann Liebert, Inc. (1993) 



AT 



31 



Willis, A.E. et al., "Immunological properties of foreign peptides in multiple 
display on a filamentous bacteriophage," Gene 125:79-83, Elsevier Science 
Publishers B.V. (1993) 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 32 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



"O 



AE 



-ZD- 



AF 



AG 



AH 



6Ti' 



m 



AI 



r o 

v.. 'J 



AJ 



m 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
NO 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



32 



Xiong, C. et al. f "Sindbis Virus: An Efficient, Broad Host Range Vector for Gene 
Expression in Animal Cells," Science 243:1188-1191, American Association for the 
Advancement of Science (1989) 



AS 



32 



Yuan, T.T-T. et al., " Subtype- Independent Immature Secretion and Subtype- 
Dependent Replication Deficiency of a Highly Frequent, Naturally Occuring 
Mutation of Human Hepatitis B Virus Core Antigen," J. Virol. 73:10122-10128, 
American Society for Microbiology/DC (December 1999) 



AT 



32 



Zang, M. et al., "Production of Recombinant Proteins in Chinese Hamster Ovary 
Cells Using A Protein-Free Cell Culture Medium," Biotechnology (N Y) 13:389-392, 
Nature Publishing Company (1995) 



EXAMINER 



DATE CONSIDERED 

1£l 



3> j 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 33 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



AF 



AG 



AH 



AI 



r > 



AJ 



a 



AK 



FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
NO 



AP 



Yes 

NO 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



AR 



33 



Zhou, S. and Standring, D.N., "Cys Residues of the Hepatitis B Virus Capsid 
Protein Are Not Essential for the Assembly of Viral Core Particles but Can 
Influence Their Stability," J. Virol. 56:5393-5398, American Society for 
Microbiology/DC (1992) 



AS 



33 



Invitrogen Manual, "Sindbis Expression System Version C, " from internet web page 
http : //www . invitroqen . com/manuals . html , Catalog No. K750-01 (1996) 



AT 



33 



International Preliminary Examination Report for International Application No. 
PCT/IB99/01925. 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



Page 34 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY. DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 






FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



NAME 



CLASS 



SUB- 
CLASS 



FILING DATE 



AA 



AB 



AC 



AD 



AE 



rn 



IS 



AF 



AG 



-o- 



AH 



AI 



AJ 



TO 



AK 



FOREIGN PATENT DOCUMENTS 



CP 



EXAMINER 
INITIAL 



DOCUMENT 
NUMBER 



DATE 



COUNTRY 



CLASS 



SUB- 
CLASS 



TRANSLATION 



AL 



Yes 
No 



AM 



Yes 
No 



AN 



Yes 
No 



AO 



Yes 
No 



AP 



Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



m5 



AR 



34 



International Search Report for International Application No. PCT/IB99/01925 
mailed June 29, 2000. 



AS 



34 



International Search Report for International Application No. PCT/IB01/0074 1 
mailed March 5, 2002. 



AT 



34 



Copy of co-pending U.S. Application No. 10/050,902, Renner et al., filed January 
18, 2002. 



EXAMINER 1 A 1/ , 


DATE CONSIDERED 




t>3 


EXAMINER: Initial if reference 
line through citation if not in 
communication to Applicant. 


considered, 
conformance 


whether 
and not 


or not citation is in conformance with 
considered. Include copy of this form 


MPEP 609. 
with next 


Draw 



Page 35 of 35 



FORM PTO-14 4 9 
INFORMATION DISCLOSURE STATEMENT 


ATTY . DOCKET NO. 
1700.0180002 


APPLICATION NO. 
09/848, 616 


APPLICANT 
Sebbel et al. 




FILING DATE 
05/04/2001 


GROUP 
1645 



U.S. PATENT DOCUMENTS 



Hi AJ\rl ± IN H» t\ 

INITIAL 




DOCUMENT 
NUMBER 


DATE 


NAME 


CLASS 


SUB- 
CLASS 


FILING DATE 




AA 
















AB 
















AC 
















AD 
















AE 
















AF 
















AG 








^ 




^ 

^ 




AH 
















AI 








c 

X 


A ~ 


^ — 




AJ 
















AK 















FOREIGN PATENT DOCUMENTS 



EXAMINER 
INITIAL 




DOCUMENT 
NUMBER 


DATE 


COUNTRY 


CLASS 


SUB^ 
CLA£§> 


TRANSLATION 




AL 












Yes 
NO 




AM 












Yes 
NO 




AN 












Yes 
No 




AO 












Yes 
No 




AP 












Yes 
No 



OTHER (Including Author, Title, Date, Pertinent Pages, etc.) 



A 



AR 



AS 



AT 



35 



35 



35 



Copy of co-pending U.S. 
18, 2002. 



Application No. 10/050,898, Renner e.t al. t filed January 



EXAMINER 



DATE CONSIDERED 



EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. 
line through citation if not in conformance and not considered. Include copy of this form with next 
communication to Applicant. 



Draw 



SKGP_DC1: 3978.1