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patent 

Customer No. 22,852 
/ Attorney Docket No. 7451 .0001 -1 8000 

InterTrust Ref. No.: IT-5.2.1.1 (US) 

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 


In re Application of: 
Karl L. Ginter, et al. 
Serial No.: 09/870,801 
Filed: June 1, 2001 


For: SYSTEMS AND METHODS FOR 
SECURE TRANSACTION 
MANAGEMENT AND ELECTRONIC 
RIGHTS PROTECTION 

Attention: BOX MISSING PARTS 

Assistant Commissioner for Patents 
Washington, DC 20231 


Group Art Unit: 2132 
Examiner: Not Yet Assigned 


Sir: 


RESPONSE TO NOTICE TO FILE 
MISSING PARTS OF APPLICATION 


LAW OFFICES 

• Finnecan, Henderson, 
Farabow, Garrett 
8 dunner,l.l.p. 

STANFORD RESEARCH PARK 
700 HANSEN WAY 
PALO ALTO, CALIF. 94304 
650- 849 -6600 


In response to the Notice to File Missing Parts dated July 18, 2001, Applicants 
submit for filing in this application a Declaration and Power of Attorney, a Revocation of 
Power of Attorney and Grant of New Power of Attorney, the required fee of $130.00, 
and a copy of the Notice to File Missing Parts. 

The Declaration enclosed herewith is a copy of the Declaration filed with parent 
application Serial No. 08/388,107, filed February 13, 1995, now abandoned. One of the 
inventors has since moved and the address on the Declaration is incorrect. The new 
address for Mr. David M. VanWie is: 1780 East 25 th Avenue, Eugene, Oregon 97403. 

Filed concurrently herewith is a Revocation of Original Power of Attorney and 
Grant of New Power of Attorney whereby the Assignee hereby revokes all powers of 



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attorney previously given and appoints Finnegan, Henderson, Farabow, Garrett & 
Dunner, L.L.P. as attorneys of record. 

Applicants also submit herewith substitute drawings in compliance with 37 C.F.R. 
1 .84. Please substitute these drawings for those originally filed with this application. 

Please associate the enclosed papers with the application, grant any extensions 
of time required to enter this response, and charge any additional required fees to our 
deposit account 06-0916. 

Respectfully submitted, 

FINNEGAN, HENDERSON, FARABOW, 
GARRETT & DUNNER, L.L.P. 


Dated: September 4, 2001 


By: 




Jnda J//nayer 
'Reg. No. 45,681 


LAW OFFICES 

Finnegan, Henderson, 
Farabow, Garrett 
8 Dunner, LLP. 

STANFORD RESEARCH PARK 
700 HANSEN WAY 
PALO ALTO, CALIF. 94304 
350-849-6600 


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Page 1 of 2 


United States Patent and Trademark Office 


Commissioner for Patents 
United States Patent and Trademark Office 

WASHINGTON, D.C. 20 231 

www.uspto.gov 


PLICATION NUMBER 


FILING/RECEIPT DATE 


FIRST NAMED APPLICANT 


ATTORNEY DOCKET NUMBER 


09/870,801 


06/01/2001 


Karl L. Ginter 


7451.0001-18 


NEGAN, HENDERSON, FARABOW, GARRETT & 
DUNNER LLP 
1300 I STREET, NW 
WASHINGTON, DC 20005 


CONFIRMATION NO. 9392 
FORMALITIES LETTER 


•OC000000006313624* 


Date Mailed: 07/18/2001 


NOTICE TO FILE MISSING PARTS OF NONPROVISIONAL APPLICATION 
:*S FILED UNDER 37 CFR 1.53(b) 

m 

HI Filing Date Granted 

□ 

lifin application number and filing date have been accorded to this application. The item(s) indicated below, 
[Qpwever, are missing. Applicant is given TWO MONTHS from the date of this Notice within which to file all 
Inquired items and pay any fees required below to avoid abandonment. Extensions of time may be obtained by 
^filing a petition accompanied by the extension fee under the provisions of 37 CFR 1.136(a). 

b 

iQ • The oath or declaration is missing. 

p A properly signed oath or declaration in compliance with 37 CFR 1. 63, identifying the application by the 

lH above Application Number and Filing Date, is required. 

q • To avoid abandonment, a late filing fee or oath or declaration surcharge as set forth in 37 CFR 1 . 1 6(e) of 

i!| $ 1 3° f° r a non-small entity, must be submitted with the missing items identified in this letter. 

• The balance due by applicant is $ 130. 

The application is informal since it does not comply with the regulations for the reason(s) indicated below. 
The required item(s) identified below must be timely submitted to avoid abandonment: 

• Substitute drawings in compliance with 37 CFR 1 .84 because: 

■ drawing sheets do not have the appropriate margin(s) (see 37 CFR 1.84(g)). Each 
sheet must include a top margin of at least 2.5 cm. (1 inch), a left side margin of at 
least 2.5 cm. (1 inch), a right side margin of at least 1.5 cm. ( 5/8 inch), and a bottom 
margin of at least 1.0 cm. (3/8 inch); 


A copy of this notice MUST be returned with the reply. Rn(iF|WrlJ 

09/06/2001 HN0QR1 00000088 09870801 

01FC:105 130.00 OP UH 1 O 200I 


mW.m HINOEftSON, 



Page 2 of 2 


Customer Service Center 
Initial Patent Examination Division (703) 308-1202 

PART 1 - ATTORNEY/APPLICANT COPY 


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