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EXHIBIT C 


PLR 4-3(b) - Identification of Supporting Evidence 

The following represents InterTrust 's list of all evidence relevant to construction of the disputed terms and phrases. 
InterTrust expects to identify those passages of greatest significance in connection with InterTnist's claim construction 
briefing. In addition to the evidence listed in the table below, InterTrust intends to rely on the testimony of Dr, Reiter, as 
described in more detail in Exh. F. 

Notes: 

1 . InterTrust reserves the right to supplement this list as needed to respond to changed constructions proffered by 
Microsoft immediately before or after the submission of the Joint Claim Construction Statement, or to respond to evidence 
or arguments proffered by Microsoft. 

2. In the following list, certain terms and phrases include other, separately defined terms. In such cases, the evidence 
supporting the separately defined term is also relevant to construction of the larger term. 

3. The InterTrust patents include overlapping specifications, in which the same text may be found in two or more 
specifications. In such cases, InterTrust has cited only one of the specifications. InterTrust reserves the right to substitute 
citations for the same text in other specifications. 

4. Citations of specification text also include a citation of any Figures discussed in that text. 

5. Each claim term is followed by a list of all patent claims in which the term appears (e.g., "193.15" means claim 
15 from the 4 193 patent). 

Key to abbreviations: 

USP = United States Patent 
'193 patent = USP 6,253,193 
'683 patent = USP 6,185,683 
'721 patent = USP 6,157,721 
'891 patent = USP 5,982,891 
'861 patent -USP 5,920,861 
'912 patent -USP 5,917,912 
'900 patent = USP 5,892,900 


Claim Term / Phrase 

InterTrust Evidence 

access, accessed, access to, 

Patent Specifications 


accessing 

'193 patent at 51:32-33, 61 



4 193 patent at 59:53-55 


193.15, 193.19,912.8,912.35, 

'193 patent at 62:54-57 


861.58, 683.2,721.34 

'193 patent at 64:6-7 


'193 patent at 65:14-19 



'193 patent at 7 1:49-51 



'193 patent at 72:1-3 



'193 patent at 120:59-66 



'193 patent at 128:42-45 



'193 patent at 136:58-60 



'193 patent at 137:63-66 



'193 patent at 139:41-55 



'193 patent at 159:24-26 



'193 patent at 159:64-160:8 



'193 patent at 163:36-63 



'193 patent at 170:17-19 



1 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 173:9-16 
'193 patent at 178:57-63 
'193 patent at 183:24-26 
'193 patent at 183:55-57 
'193 patent at 188:65-66 
4 193 patent at 192:2-57 
4 193 patent at 217:27-42 
'193 patent at 274:58-61 
'193 patent at 298:67-299:5 


'683 patent at 10:66-11:3 
'683 patent at 12:52-53 
'683 patent at 13:15 
'683 patent at 15:67-16:4 
'683 patent at 19:6-14 
'683 patent at 42:34-37 
'683 patent at 56:21-25 
'683 patent at 57:63-65 


'861 patent at 12:35-39 
'861 patent at 13:6-17 
'861 patent at 15:35-48 
'861 patent at 17:22-25 


'721 patent at 2:47-53 
'721 patent at 2:62-63 
'721 patent at 4:5-15 


Extrinsic Sources 

Personal Computer Dictionary ( 1995), p. 1 1 . 


Wyatt, computer Professional s Dictionary (Usborne Mcvjraw-Hill, lyyo), p. 7. 


Webster's New World Dictionary of Computer Terms, 6 th ed. (1997), p. 12. 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993), 

p. 6. 


Cooper, Computer & Communications Security: Strategies for the 1990s, p. 365. 


National Information System Security (INFOSEC) Glossary, NSTISSI No. 4009 
(2000), p. 1. 


Glossary of Telecommunications Terms (National Communications Systems, 1996), p. 

A *5 


Webster's New World Dictionary of Computer Terms, 4 th ed. (1992), p. 2. 


Encyclopedia of Computer Science and Engineering, 2 nd ed. (Van Nostrand Reinhold, 
1983^ n 494 

addressing 
861.58 

Patent Specifications 
'861 patent at 5:57-6:7 
'861 patent at 10:53-59 
'861 patent at 14:14-29 ■ 
'861 patent at 15:21-31 


2 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 86:51-56 
'193 patent at 92:18-23 
4 193 patent at 109:2-5 

4 1 Q3 natPtit at 7 1 A • 1 S 1 C 
1 SO pdlcUl al i 1 *t. 1 3-1 o 

4 193 patent at 289:14-22 
Extrinsic Sources 

Microsoft Computer Dictionary, 3" 1 ed. (Microsoft Press, 1997), p. 17. 
\_ii<tiiuiis irom oources uesignaicu dy iTiicrosoii unoer rLtts. 4-Z(D) 

The New EEEE Standard Dictionary of Electrical and Electronic Terms (1993), pp. 16- 
17. 

Glossary of Telecommunications Terms (National Communications Systems, 1996), p 
A-7. 

allowing, allows 

912.35,193.1,193.11,193.15, 
193.19 

Patent Soeciflcations 
4 193 patent at 11:19-23 
4 193 patent at 15:14*17 
4 193 patent at 16:49-51 
lyj patent at 34:13-19 
4 193 patent at 75:1-5 

Extrinsic Sources 

ine /unencan neniage uicnonary, ea. (Hougnton Milliin, iyyZ), p. z>U. 
venations irorn sources uesi&naieo dv iviicrosoii unoer Jrl^K 4-Z(D| 

Webster's College Dictionary of Randnm Hnme M001^ n 3R 
Funk & Wagnalls Standard College Dictionary (1973-74), p. 39. 

allaJlgCIIlClll 

raieni opeciiications 


*771 nfltpnt at 7- 10 IS 

721.34 

*771 nntpnt at 4- SA AH 
/^l palCIll al H.jO-Dv 


*771 nnfpnt at 1 £-S7 Ad 


*771 natpnt at 1Q-74 79 


1 1 03 natpnt at 1 -77-7A 


4 1 07 natpnt at R-71 77 


4 107 natpnt at 10-40 S3 
i7J uaiciii ai iu,t7-jj 


* 1 07 natpnt at 1 1 -7R-4S 


4 103 natent at 1 1 -40-S3 
i 7«j Liaiwiii ai i i .t7*jj 


4 1 03 natent at 1 ? • S 1 -fi 1 


* 1 03 natent at 17-1-4 


4 195 natent at 14-60-fifi 


' 1 03 natent at 1 O-S-0 

17J W C* 1^11 1 at l 7.J 7 


* 1 03 natent at 70* S 1 -fi7 


* 1 03 natent at 41 -31-77 


4 1 03 natpnt at 4S-S7 SO 


'193 patent at 48:33-36 


'193 patent at 48:66-49:3 


'193 patent at 225:39-46 


4 193 patent at 226:43-53 


4 193 patent at 227:25-28 


'193 patent at 230:45-50 


4 193 patent at 236:25-29 


3 



Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 301:58-59 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 102. 


File Histories 


'721 File History, original claims 15-18 and 36-39 

aspect 

Patent Specifications 


yuu paiem at o 

900.155,912.8, 861.58, 683.2 

yuu patent at /*k iz-i / 

yuu patent ax /*k.zy-3j 


yuu patent ax / /.i j-iy 


yuu paiem ai zio.j- / 


'193 patent at 83:30-32 


'193 patent at 95:27-30 


i v j patent at i kjj . i **-zu 


'193 patent at 121:35-37 


'193 patent at 125:39-41 


193 patent at 2o0:42-4 / 


iso patent at jhu.hlmo 


'861 patent at 6:24-29 


'861 patent at 17:3-6 


File Histories 


'900 File History, original claims 5-6. 


App. No. 09/342,899, 6/12/00 Office Action, p. 5 (citing USP 5,748,960 at 21:7-15). 

: 3 — rr 

associated with 

Patent Specifications 


iy 5 patent at j.iy-zi 

912.8,193.1,193.11,193.15, 

iyj pateni at iz.hv-hj 

683.2 

iy3 pateni ax ij.j**-od 

lyD patent ax idoioj 


150 patent ax 1 /.dzoo 


iyo paxent ax i5.j>o-nz 


i7j paiem ai zu.o-zo 


* 1 0^ nntpnt at 9 ? • 9fi-9 S 


* 1 natpnt at ^ *4Q-S 1 


* 1 Q'X nfltpnt at ^ V96_^fl 
iyj paiem al jj,^D-ju 


* 1 0^ natent at S S * ^- 1 1 


'193 natent at 55*39-51 


* 1 93 natent at S7 * 1 7-40 


*193 natent at ^0*6-18 


*193 natent at 6*v66-66*5 

ijj pa L will at UJ.UU W-J 


M93 natent at 10VS4- 104*28 


MQ^ natent at 14Q-46-S4 


M natent at 1 S S4*4Q 
I7J LJalCIll al 1 j J . J 1 


'193 patent at 188:8-11 


'193 patent at 194:47-51 


'193 patent at 195:10-24 


'193 patent at 2 10:56-2 11:9 


'193 patent at 241:17-26 


'193 patent at 245:9-13 


4 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 268:66-269:11 


'193 patent at 269:23-34 


M93 natent at 292*65-67 

17J Lid I till Ot ^>6.UJ ' \J 1 


'193 natent at 297-61 -298 2 


* 1 0*1 natent at 299*46-49 

17J pa I Will Bl i77i"v 1 7 




'iq: natpnt at **flR-4R-Sfi 


*fiR3 natpnt at R**}4.*}7 
OOj palcni al O.J*+-_) / 


*fiR** natpnt at Q-*s6-SR 


00 j palCDl al lU.i - * 


'683 patent at 24:5-13 


*AC1 nofpnf ot OA- 1 0 1A 

ooo paiem at zo.iz-io 


*6R'*S natent at 27- 24- 2 R 


*fiR^ natpnt at ^fl-dA-^A 


'683 natent at 37-14-19 


*AR*^ natpnt at Aft- 1 fi-1 **i 


*fiR*} natpnt at ill 
OOj pdlCIll al HI. Jo-OA 

auinennc an on 

Ua4ah4 Ww^4v*ti^m AA4i#\v%ff« 

jratent dpecuicauons 


* 1 0*} notant ot 1 I • 1 1 1 7 

iy.*> patenx at 13.33-5 i 

193.15 

iyj patent at cw.zyo/ 

* 1 G*l nntant of A7«^C Afi 

iy,5 patenx at o/.do-ou 


* 1 0*1 MAtant at 1 K-17 *)1 ' 

lyj patent at i o.i /-zi 


* 1 Ol notont ot 1 0*1*0 1 AO 

iy,5 patent at izj.zi-oz 


iyj patent at iou.z*Kzo 


* 1 01 noiant ot om*^c A1 
lyj patent at zuj.db-oi 


iy.5 patent at zun.z-ii 


1 1 ft! rtntanf ot 0Ai4-07 TM 

iyj patent at zu*f.z /o*> 


'193 patent at 213:1-15 


'193 patent at 218:38-220:19 


MO*! notant ot Olfi-00 07 

iyj patent at zju.zz-z/ 


1 1 Ot notant ot 010-il7 ^1 

iy.5 patent at J.5JLA 1-35 


* 1 0*1 natpnt at 0*AA*0 1 0<" 

i ?j paiem at zjo.zi-zj 


*10*1 nitant at 0GfVil7 AO 

iy.5 patent at zyu.n /-oz 


* 1 0^ nntpnt at 1 1 0-07 00 

i yj paiem a i 3 i y .z /-zy 


Ooj palcni al /.^Z-^rJ 


*fiR** nntpnt at R-1 

UOJ JJalCJ.lL al O. 1 *>-Z f 


'^R^ natpnt at 1A-1 A 
Ooj palCUl al lu, 1-n . 


'683 patent at 18:65-19:26 


'683 patent at 21:36-52 


ooj pdicni di jv/,ojoi.dj 


'683 patent at 34:54-57 


'683 patent at 41:18-21 


*AC*i notanf ot 4C70 7A 

ooj patent at ho.3J.-5o 


'683 patent at 49:1-17 


ITiIa fTictnr*iAc 

File JiiMurica 


'fiRI File HiQtorv 1 1 1\ 7/99 Offirp Artinn n 7 fritino TT*xP ^ 41 0 71 7 ot A-l Q^R\ 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 


Tanenbaum, Modem Operating Systems (Prentice Hall, 1992), p. 189. 

authorization information. 

Patent Specifications 

authorized, not authorized 

'193 patent at 3:3-9 


'193 patent at 167:8-11 


5 



Claim Term / Phrase 

InterTrust Evidence 

193.15, 193.19 

'193 patent at 167:55-59 
'193 patent at 21 1:39-212:7 
'193 patent at 214:42-48 
'193 patent at 215:59-216:5 
'193 patent at 220:47-52 
'193 patent at 223:57-60 
'193 patent at 254:40-44 

M. lit AlltJlUl IC9 

USP 5,910,987 File History, 9/23/98 Office Action, p. 4. 
Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 120. 
Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Cooper, Computer & Communications Security: Strategies for the 1990s, p. 367. 
Laplante, Dictionary of Computer Science, Engineering and Technology (2001 ), p. 29. 
Microsoft Computer Dictionary, 2 nd ed. (Microsoft Press, 1994), p. 32. 
Microsoft Computer Dictionary, 3 rd ed. (Microsoft Press, 1997), p. 36. 

budget control; budget 
193.1 

Patent Specifications 
'193 patent at 22:47-52 
'193 patent at 50:18 
'193 patent at 51:44-45 
'193 patent at 57:51-54 
'193 patent at 58:26-34 
'193 patent at 58:38-59:37 
'193 patent at 130:58-131:52 
'193 patent at 132:7-26 
'193 patent at 132:55-65 
'193 patent at 133:12-13 
'193 patent at 133:45-59 
'193 patent at 142:41-61 
'193 patent at 143:10-28 
'193 patent at 143:38-144:31 
'193 patent at 150:63-66 
'193 patent at 152:44-47 
'193 patent at 172:14-48 
'193 patent at 172:61-174:33 
'193 patent at 173:21-177:53 
'193 patent at 182:7-14 
'193 patent at 182:22-30 
'193 patent at 184:67-185:1 
'193 patent at 220:20-40 

File Histories 

App. No. 09/328,668, 9/1/00 Office Action, p. 4. 

USP 5,910,987 File History, 9/23/98 Office Action, p. 5. 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 249 

can be 

Extrinsic Sources 


6 



Claim Term / Phrase 

InterTrust Evidence 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), pp. 159, 277. 

193.1 


capacity 



'193 patent at 127:35-62 

683.2 

Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 283. 


Citations from Sources Designated bv Microsoft under PLR 4-2fM 


Webster's College Dictionary of Random House (1991), p. 201. 


Random House Dictionary of the English Language: College Edition (1968), p. 200. 


Encyclopedia of Computer Science and Engineering, 2 ed. (Van Nostrand Reinhold, 


1983), pp. 208, 1519 

C lCaXUlgllUUAC 

Patent Snpcifir.fltinns 


'193 oatent at 3*32-33 

193.19 

'193 natent at 13*17-23 

'193 natent at 25- 22-24 


4 193 natent at 36*15-48 


* 1 93 natent at 4 1 '8-9 


'193 natent at 47*37-42 


'193 natent at 50*8-9 


'193 natent at 55*57-66 


'193 natent at 56*16-24 


'193 natent at 132*35-37 


'193 Datentat 161*66-162*65 


4 193 natent at 253*65-254*1 


'193 natent at 255*33-51 


'193 patent at 267:40-42 


'193 patent at 268:29-31 


MQ3 natp*nt At 2fiQ*5Q-fi5 


4 193 natent at 270*42-58 


4 193 patent at 271:44-49 


'193 patent at 280: 18-26 




File Histories 


USP 6,427,140 File History, 3/30/01 Office Action, p. 3. 


USP 6,1 12,181 File History, 12/31/98 Office Action, p. 30. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


Encyclopedia of Computer Science and Engineering, 2 nd ed. (Van Nostrand Reinhold, 


1983), p. 600. 

compares, comparison 

Patent Soecifications 


'900 patent at 195:9-12 

f\f\f\ ICC 

900.155 

'900 patent at 280:63-65 

'900 patent at 322:15-20 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 384. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


7 



Claim Term / Phrase 

InterTrust Evidence 


The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993) 
p. 221. 

Illustrated Dictionary of Computing, 2 nd ed. (Prentice Hall, 1992), p. 1 10. 

The American Heritage Dictionary of the English Language (1969), p. 271. 

Webster's College Dictionary of Random House (1991), p. 276. 

Funk & Wagnalls Standard College Dictionary (1973-74), p. 275. 

Random House Dictionary of the English Language: College Edition (1968), p. 273. 

Webster's Ninth New Collegiate Dictionary (Merriam-Webster, 1987), pp. 276-277. 

IBM Dictionary of Computing (McGraw Hill, 1994), pp. 124-125. 

component assembly 
912.8,912.35 

Patent Soecifications 
4 193 patent at 25:54-26:9 
493 patent at 50:35-36 
'193 patent at 83:12-88:21 
'193 patent at 112:46-113:62 
493 patent at 115:43-116:51 
493 patent at 133:43-45 
493 patent at 138:31-37 
493 patent at 159:61-160:8 
493 patent at 169:62-170:4 
493 patent at 171:39-42 
493 patent at 247:58-64 
493 patent at 250:21-34 
493 patent at 260:36-47 

File Histories 

'912 File History, 9/22/98 Office Action, pp. 2-3 (citing USP 5,748,960); see also USP 
5,748,960 at 3:33-67 and 16:32-41. 

*912 File History, 6/24/98 Amendment, pp. 73-75. 

*912 File History, 12/24/97 Office Action, pp. 2-3 (citing USP 5,629,980; USP 
5,499,298; and USP 5,457,746); see also USP 5,629,980 at 9:6-1 1:29; USP 5,499,298 
at 6:46-8:23; and USP 5,457,746 at 10:8-67. 

App. No. 09/342,899 File History, 12/12/00 Amendment, p. 7. 
App. No. 09/342,899 File History, 12/13/01 Response, p. 3. 

contain, contained, containing 
683.2,912.8,912.35 

Patent Specifications 

1 1 nnfpnt at 1 O* 1 < 01 

493 patent at 58:48-58 
Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 406. 
Citations from Sources Designated by Microsoft under PLR 4-2fb) 

Webster's College Dictionary of Random House (1991), p. 293. 


8 



Claim Term / Phrase 

InterTrust Evidence 


Random House Dictionary of the English Language: College Edition (1968), p. 289. 


Que's Computer Programmer's Dictionary (1993), p. 93. 

/*»r\TltTfO fry i 

COUlTUi \U> J 

Patent Snecifications 


4 1 93 natent at 5 * 1 9-24 

193.1, 193.11, 193.15, 193.19, 

4 193 natent at 6*33-45 

891.1 

*193 natent at 7*13-19 

l j J uaivill al / 1 1 J i 7 


' 1 93 natent at 1 0-66-1 1*18 

X 7 J L/fcHCUl Al X w t ww^ li.lt> 


* 1 natpnt at 1 9 * 1 9- 1 4 


*10^ natpnt at 1V^4-fiO 
1 7j paicm at lj.jt"UU 


*10^ natpnt at 1^-^-7 
paicm al 1 J.J"/ 


' 1 0^ natpnt at 1 ^ • 1 R-9 1 
17J palCIll al lJ.iO*xl 


*1 Q"* natent at 1 S*** 
J7J paicm al 1 j.jj'jO 


l?3 paicul al 1 J.nU-jv 


* 1 natpnt at 17*1 5-9 1 
1 7J paicm al 1 / . i J l 


1 7J paicm al 1 / .HO-O / 


^ ^Q'X natpnt at lft*?Q_49 
17J paicm al lo.A7"*ri 


' 1 0^ natpnt at 10*1 *}-39 
i 7j paicm ai 17. l j*ji 


• 1Q1 natpnt at 99-47.5R 
17j UalCIll al LA.t / *JO 


*19^ natpnt at 95*4R-59 

17J JJalCill ai aj.HO'Ja 


*10^ natpnt at 95*59-9tfv1 9 
17J UalCIll al IJ.j^'XU.li. 


* 1 Q"^ natpnt at 9R- 1 Q-AA 
1 7J paicm al AO.i7" i rT 


*19^ natent at 99*9 1-9R 
l 7j paicm ai x,7.ii*xo 


' 1 0^ natent at ^fVn^-fiS 

1 7J UalCIll al JU.UZ'UJ 


natpnt at ^9*^fL^4 
17J paicm al jiJv'j-? 


*1 0^ natent at 3*V11-19 
J7J UalCIll al jj.l 1-17 


' 1 0^ natpnt at 
17J paicm al jj.Oj'j^J 


*1 0^ natpnt at ^4*^fL"}7 
LyD paicm al jnJu*j / 


'19^ natent at 49*9 1 -^R 
17J Ua iciu al tL.ii'jo 


* 1 Ql r>oton» /I ") > 1 Q /< **t • 1 

17J palCDl ol ni.j7-nj.J 


' 1 Q"? natpnt at Al-'iS. AA • *) 
17J paicm al Hj.iJ"*H.i 


' 1 0"? natpnt at AA'"XA ^9 
1 7J paicm al Ht.jf-JZ 


* 1 Q'X natpnt at 45*1 1 -1 5 
17J UalCIll al H J.l l-l J 


' 1 Q*} natpnt at 4*>*^^-^fi 
l 7J palCIll al HJJjOD 


'19^ natpnt at 4R*99-*35 

17J UalCIll al tO.^7 JJ 


'19^ natent at 49*11-19 
1 7j uaLClll ai *t7.l 11^ 


* 1 9^ natent at 49*50-55 
17j uaicui ai 


'193 natent at 53*53-59 

17J paitiii ai jj,jj"J7 


*19^ natent at 5fi*9n-'32 
i7J uaivui ai ju.iu'jl 


'193 natent at 57*27-36 


'193 Datent at 57*51-55 


* 193 natent at 58*27-34 


1 1 93 natent at 59* 1 -25 


' 1 93 natent at 7 1 -20-25 


'193 natent at 77*32-34 


'193 natent at 77*45-63 


'193 natent at 77*64-78*3 


' 1 93 natent at 78*6-9 


' 1 93 natent at 110 - 54-55 

17J pa iv ii i ai i iv/.-'" J— ' 


'193 Datent at 121*15-32 


'193 patent at 127:6-26 


'193 patent at 128:25-33 


'193 patent at 129:52-60 


'193 patent at 129:64-67 


'193 patent at 130:26-29 


'193 patent at 130:41 


9 



Claim Term / Phrase 

InterTrust Evidence 


iyj pa ten i at uijjOU 


iyj patent at io 1 . J7-1 jx. lo 


iso patent at 1 oj.h7-jo 


i so patent at i j / / 


MOI n^tont at 1,4S-^G 140*7 

lyj patent at iHo.jy-i**y./ 


iyj patent at i*jy.ij-ijjoi 


* 1 Q1 M4tAmt nt 1 AO* ^ \1 

i7 j patent at loy.D-i^ 


iyo patent at 1 /h.ij-i i / .jj 


193 patent at 1 82:43-44 


193 patent at 21 7:40-42 


193 patent at 242:703 


193 patent at 243:28-37 


193 patent at 245:9-14 


1 93 patent at 247:30-5 1 


193 patent at 247:61-248:8 


193 patent at 258:53-55 


193 patent at 264:16-19 


193 patent at 264:40-49 


193 patent at 268:62-64 


193 patent at 271:58-61 


1 93 patent at 276: 10-17 


193 patent at 280:49-58 


193 patent at 284:22-26 


'193 patent at 293:24-29 


'193 patent at 293:64-294:1 


193 patent at 297:61-298:2 


193 patent at 298:54-62 


193 patent at 301 : 66-3 02: 2 


193 patent at 314:58-64 


193 patent at 315:52-60 


File Histories 


'193 File History, 12/20/96 Office Action, pp. 2-3. 


493 File History, 6/20/97 Response, pp. 23-25. 


'193 File History, 6/7/00 Office Action, pp. 2-4 (citing USP 4,595,950); see also USP 


4,595,950 at 4:4-18; 4:28-33; 4:38-54; 4:64-5:20; 5:35-58; 6:38-65; 7:5-41; 8:48-57; 


9:1-39; 9:54-66; and 12:29-13:33. 

- 

- 

900 File History, 8/27/98 Office Action, pp. 3-4 (citing USP 5,048,085 at 2:41-46). 


'891 File History, 12/20/96 Office Action, pp. 2-3 


USP 5,915,019 File History, 7/28/97 Office Action, pp. 2-3 (citing USPs 5,638,443; 


5,563,946; USP 5,509,070; and 5,504,818); see also USP 5,638,443 at 10:61-1 1:67; 


USP 5,563,946 at 8:27-58 and 9:25-39; USP 5,509,070 at 7:10-8:9; and USP 


5,504,818 at 6:33-67. 


USP 5,915,019 File History, 4/15/98 Office Action, pp. 3-4 (citing USP 5,311,591); 


t-a. a .1.. .COII CA1 «♦ O.I A A/Z. 11. A 1 A. nrsA 1 . "7 *)f\ 

see also 0,3 1 1 1 at 2. 1 4-40; 1 1 :4- 1 u; ana 1 2: /-zu. 


uor o^oi/jHUZ rile niaiury, d/ ij/uu unite /vcuon, p. z. 


09/328,668 File History, 9/1/00 Office Action, p. 4. 


USP 5,910,987 File History, 9/23/98 Office Action, p.4 (citing USP 5,412,717 at 9:33- 


57); see also USP 5,412,717 at 2:24-26; 5:3-7; and Figs. 2 and 3(c). 


10 



Claim Term / Phrase 

InterTrust Evidence 


USP 6,363,488 File History, 12/19/00 Office Action, p. 2-4 (citing USP 4,658,093); 
see also USP 4,658,093 at 4:48-63, and Abstract). 

USP 6,237,786 File History, 7/17/00 Office Action, pp. 2-3 (citing USP 4,827,508); 
see also USP 4,827,508 at 8:61-9:2; 9:32-36; 19:8-26; and 21:39-55). 

USP 6 112 181 File Historv 12/31/98 Office Action, d 14 fcitine USP 5 740 549 at 
16:45-54). 

USP 5,949,876 File History, 7/18/97 Office Action, pp. 2-3 (citing USP 5,504,837 at 
7:48-8:44; USP 5,508,913 at 3:56-4:1 1; and USP 5,260,999 at 42:63-43:20 and 45:18- 
30). 

controlling, control (v.) 
861.58, 193.1 

Patent Specifications 
*193 patent at 15:46-50 
4 193 patent at 33:26-30 
4 193 patent at 62:58-60 
•193 patent at 63:39-44 
'193 patent at 64:55-58 
4 193 patent at 65:35-38 
4 193 patent at 68:46-49 
4 193 patent at 68:51-53 
4 193 patent at 76:37-41 
4 193 patent at 77:48-57 
'193 patent at 128:41-46 
4 193 patent at 139:60-140:1 
4 193 patent at 159:23-26 
'193 patent at 172:51-55 
4 193 patent at 174:15-29 
4 193 patent at 241:17-26 
4 193 patent at 268:29-31 
4 193 patent at 273:42-46 
*193 patent at 288:11-12 
*193 patent at 296:13-14 

'683 patent at 24:33-39 
4 683 patent at 27:22-24 

File Histories 

4 683 File History, 1 1/12/99 Office Action, p. 13. 
USP 6,389,402 File History, 12/6/00 Office Action, p. 3. 
USP 6,363,488 File History, 12/19/00 Office Action, p. 2. 
USP 6,427,170 File History, 3/3/01 Office Action, p. 4. 
Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), pp. 410, 784. 
Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Laplante, Dictionary of Computer Science, Engineering and Technology (2001), p. 
104. 

Webster's College Dictionary of Random House (1991), p. 297. 
Funk & W agnails Standard College Dictionary (1973-74), p. 295. 


11 



Claim Term / Phrase 

InterTrust Evidence 


Random House Dictionary of the English Language: College Edition (1968), p. 293. 


Webster's Ninth New Collegiate Dictionary (Merriam-Webster, 1987), p. 285. 

copied file 

Patent Specifications 


4 193 Datent at 325*32-40 

193.11 



See Dipital File* Crvnv fnrw f^nntTfil 


Po^Atif Cno/*ift fta^innc 
JT alclll oPcCIIJCItllOnS 


* 1 03 natpnt at 90- 36-43 

193.1, 193.11, 193.15, 193.19 

* 1 03 natpnt nt 7 3 • 1 fl 1 ^ 

4 1 Q3 natpnt at 7 ^ • 1 R.74 


' 1 03 natpnt at 76**sQ 67 

iyj paiem ai zu.jy-o/ 


' 1 03 natpnt at 7R- 1 0 73 


4 1 03 natpnt at 37*77-36 
17J palcm al J / .Z t-jv 


4 1 03 natpnt at 37- 6a 
lyj palcm al J / .Jy-DH 


4 1 03 natpnt at 4R*7Q.3^ 
i7j palcm al nO.Z7"jj 


'103 natpnt at *\3*6H 67 
X7J palcm al jj.Ou-OZ 


4 103 natpnt at ^7-67 *\ft-3 
l yj palcm al D 1 .0 / Oo . J 


* 1 03 natpnt at fin.>< A. /1 0 
1 7j palCUl al Ol/.*fU"" t to 


* 1 03 natpnt at 1 00* 1^77 
1 7j palcm al luy. 1 J-Zx 


4 1 03 natpnt at 1 3 1 * 1 0 17 
1 yj palcm al ljl.IU-1 / 


4 103 natpnt at 131-6^ 137-1 
1 7j palcm al lji.OJ-i JZ.l 


4 1 03 natpnt at 143* 1 A 1 R 
I 7 J palcm al iHJ.l*t-Io 


4 1 03 natpnt at 1 ^Q*7a 76 
17J palcm al 1 jy.Zf-ZO 


'103 natpnt at 167*63 67 

iyj paiem ai jo/.oj-o/ 


4 193 patent at 194:14-19 


'193 patent at 226:11-16 


jyj patent at zo4.zy-4y 


' 193 patent at 279:3-9 


'193 patent at 288:46-52 


'193 patent at 319:12-15 


'193 patent at 323:50-324:7 


Extrinsic Sources 


Personal Computer Dictionary (1995), p. 47. 


i ne American Heritage uicnonary, $<x ea. (nougnton Minim, lyyzj, p. 4 1 o. 


AVpHqIpt'c "Mpw WnrlH Flirtinnarv nf fnrrrnntpr Tptttic 6* PHitir\n / I 007^ -n 1 1 fi 
tuaiCJ oliCW W UIIU L/lCUwlioJ j* Ul V^UHipiilCI i CI I lid, U .OJIL1UI1 I 1 77 / 1, p. 1 1 O. 


Microsoft Computer Dictionary, 3 rd ed. (Microsoft Press, 1997), p. 120. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


Dictionary of Scientific and Technical Terms, 5 th ed. (McGraw-Hill, 1994), p. 461. 


See Copied File 

copy control . 

Patent Soecifications 


'193 patent at 38:4-9 

193.1 

'193 patent at 48:12-35 

'193 patent at 65:24-38 


'193 patent at 68:51-61 


12 



Claim Term / Phrase 

InterTrust Evidence 


* 1 93 natent at 72* 1 -9 


'193 natent at 133 "39-50 


'193 natent at 162*10-15 


'193 natent at 167*4 1-43 


* 1 93 natent at 220*28-40 


M 93 natent at 226* 1 1 - 1 6 


'193 patent at 237:34-47 


'193 patent at 252:51-58 


'193 patent at 264:28-57 


'193 patent at 278:9-25 


'193 patent at 316:16-317:19 


'193 patent at 322:46-323:7 


'193 patent at 325:32-40 

data item 

Patent Specifications 


150 patent at y.z /o 1 

R91 1 

'193 patent at 58:48-57 

'193 patent at 67:56-57 


'193 patent at 126:8-52 


'193 patent at 312:63-66 


Extrinsic Sources 


Wyatt, Computer Professional's Dictionary (Osbome McGraw-Hill, 1990), p. 101. 


Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 131. 


citations irom sources jjesiEnaiea dy iviicrosoii unuer x jl^xv h-aidj 


iviicroson computer jjicuonary, z ecu ^iVLicrosou r ress, lyv^f;, pp. iu/-iuo. 


Microsoft Computer Dictionary, 3 rd ed. (Microsoft Press, 1997), p. 130. 


McNulty, Security on the Internet, Statement Before the Subcommittee on Science, 


Committee on Science, Space, and Technology, U S House of Representatives (Mar. 


22, 1994), p. 9 ("Data Integrity - Verification that the contents of a data item (e.g., 


message, file, program) have not been accidentally or intentionally changed in an 


unauthorized manner"). 

derive, acnvcs 

Xaicill ijpCHiHd (.lulls 


'900 patent at 73:38-42 

900.155 

'900 patent at 74:36-42 

yuu p die ni at / j .ju-jo 


'900 patent at 75:41-49 


'900 patent at 245:25-39 


y\}\) patent at /4 / .h- i z 


'900 patent at 247:20-26 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 504. 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 


Webster's College Dictionary of Random House (1991), p. 365. 


Funk & Wagnalls Standard College Dictionary (1973-74), p. 360. 


Random House Dictionary of the English Language: College Edition (1968), p. 358. 


13 



Claim Term / Phrase 

InterTrust Evidence 


See "Derives information from one or more aspects of said host processing 
environment" (900.155). 

descriptive data structure 
861.58 

Patent Specifications 
'861 patent at 5:26-37 
'861 patent at 5:57-6:7 
'861 patent at 6:8-10 
'861 patent at 6:19-23 
'861 patent at 6:24-33 
'861 patent at 6:38-47 
'861 patent at 7:42-9:63 
'861 patent at 10:49-61 
'861 patent at 11:15-24 
'861 patent at 11:25-47 
'861 patent at 11:58-12:5 
'861 patent at 13:41-14:12 
'861 patent at 14:13-29 
'861 patent at 15:21-34 
'861 patent at 16:11-31 
'861 patent at 17:13-31 
'861 patent at 17:35-53 
'861 patent at 17:61-18:5 

i 4 He Histories 

'861 File History, 6/25/98 Office Action, p. 3 (citing USP 5,537,526); see also USP 
5,537,526 at 7:9-67; 10:12-39 and 16:10-20. 

USP 6,138,1 19 File History, 4/26/00 Office Action, p. 9. 

designating 
721.1 

Patent Specifications 
'721 patent at 7:66-8:2 
'193 patent at 103:11-20 
'193 patent at 150:30-33 
'193 patent at 154:64-155:6 
'193 patent at 246:64-66 
'193 patent at 277:56-278:16 
' 193 patent at 280: 1-4" 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 506. 

device class 
721.1 

File Histories 

'721 File History, 4/13/99 Amendment, p. 14. 

Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

l uc /viiierican n en lagc uicuonary oi inc i_>ngii&ii i^dnguagc ^ i?oy j, p. Zno. 
Webster's College Dictionary of Random House (1991), pp. 250-251, 370. 
Funk & Wagnalls Standard College Dictionary, (1973-74), p. 251. 

digital file 

Patent Specifications 

'193 patent at 45:66-46:3 


14 


• • 

Claim Term / Phrase 

InterTrust Evidence 

193.1,193.11,193.15,193.19 

'193 patent at 123:66-67 
4 193 patent at 165:25-30 
'193 patent at 167:33-35 
'193 patent at 258:30-43 

Extrinsic Sources 

Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 194. 
Citations from Sources Designated bv Microsoft under PLR 4-2^ 

Encyclopedia of Computer Science and Engineering, 2 nfl ed. (Van Nostrand Reinhold, 
1983),p.494. 

Hurt et al., Computer Security Handbook, 2d ed (Macmillan, 1988), p. 218. 

digital signature, digitally signing 
721.1 

Patent Specifications 
'721 patent at 4:32-35 
'721 patent at 4:64-5:5 
'721 patent at 6:5-15 
'721 patent at 6:42-52 
'721 patent at 7:1 1-18 
'721 patent at 7:47-57 
'721 patent at 10:56-59 
'721 patent at 10:60-64 
'721 patent at 12:67-13:3 
'721 patent at 14:61-15:16 
'721 patent at 15:31-34 

Extrinsic Sources 

Dictionary of Information Technology, 3d ed. (Van Nostrand Reinhold, 1989) 
Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Russell et al, Computer Security Basics (O'Reilly & Associates, 1991), p. 410. 
Microsoft Computer Dictionary, 3 rd ed. (Microsoft Press, 1997), p. 145. 
Garfmkel et al., Practical Unix Security (O'Reilly & Associates, 1991), p. 122. 
Neumann, Computer Related Risks (ACM Press, 1995), p. 345. 

entity's control 
891.1 

Patent Specifications 
'193 patent at 127:41-45 
'193 patent at 128:61-65 
'193 patent at 203:42-45 
193 patent at 267:34-42 
'193 patent at 277:42-46 
'193 patent at 28 1:36-39 

See Control 

environment 

912.35,900.155,891.1,683.2, 
721.34 

Patent Specifications 
'193 patent at 13:27-29 
'193 patent at 17:1-6 
'193 patent at 18:34-36 
'193 patent at 25:39-43 


15 



i_iaim i crm / rnrasc 



'193 patent at 36:26-29 


'193 patent at 49:3-6 


'193 patent at 49:15-17 


'193 patent at 52:66-53:5 


'193 patent at 69:33-35 


'193 patent at 72:34-39 


193 patent at 73:40-42 


'193 patent at 83:43-48 


193 patent at 1 00:10-16 


'l 93 patent at 106:56-62 


193 patent at 141:43-45 


'193 patent at 278:45-51 


'900 patent at 245:23-39 


'683 patent at 43:28-29 


721 patent at 1:21-28 


'721 patent at 6:5-8 


'721 patent at 6:66-7:7 


Extrinsic Sources 


Webster's New World Dictionary of Computer Terms, 6 th Edition (1997), p. 178. 


Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 178. 

executable programming, 

Patent Specifications 

executable 

'193 patent at 25:39-48 


'193 patent at 25:57-60 

Q1T C 010 IS. 701 1A 

'193 patent at 29:24-25 

'193 patent at 73:30-31 


'193 patent at 76:60-67 


'193 patent at 77:32-36 


'193 patent at 77:50-55 


'193 patent at 78:6-7 


'193 patent at 83:12-18 


'193 patent at 83:43-48 


'193 patent at 86:41-56 


'193 patent at 110:60-111:8 


1 93 patent at 1 1 1 :9- 1 6 


'193 patent at 111:20-34 


'193 patent at 126:30-31 


'193 patent at 136:52-55 


* 1 Oil .nin.t 1 A A.*7 1 1 

lyi patent at 140:7-1 1 


'193 patent at 141:42-56 


'721 patent at 1:21-28 


'721 patent at 5:34-39 


721 patent at 8:24-28 


'912 patent at 329:16-24 


File Histories 


'721 File History, 4/13/99 Amendment, p. 14. 


Extrinsic Sources 


Microsoft Computer Dictionary, 3 rd ed. (Microsoft Press, 1997), p. 182. 


16 



Claim Term / Phrase 

InterTrust Evidence 


Citations from Sources Designated bv Microsoft under PLR 4-2(h) 


Krol, The Whole Internet: User's Guide and Catalog (O'Reilly, 1992), p. 69. 


IBM Dictionary of Computing (McGraw Hill, 1994), p. 250. 


Microsoft Computer Dictionary, 2 nd ed. (Microsoft Press, 1994), p. 153. 


Encyclopedia of Computer Science and Engineering, 2 nd ed. (Van Nostrand Reinhold, 


1983), p. 1229. 

execution space, execution space 

Patent Sneeifirafinnc 

identifier 

1 1 93 natent at 69 • 1 4-22 


* 1 93 natent at 69*33-35 

912.8 

4 193 natent at 70*43-44 

* 193 natent at 75*38-42 


*193 natent at 87*35-38 


'193 natent at 88*38-43 


4 193 natent at 104*39-44 


4 193 patent at 105:55-57 


4 193 patent at 106:38-43 


• 193 natent at 107*31-47 


'193 patent at 107:63-108:7 


'193 patent at 109:27-33 


'193 natent at 1 13*53-62 


4 193 natent at 140-15-141*1 1 


'912 patent at 327:59-61 


4 912 patent at 327:65-67 


'721 patent at 3:16-19 


4 721 patent at 4:51-54 


'721 patent at 5:1-5 


4 721 patent at 8:34-40 


File Histories 


'721 File History, 4/19/99 Amendment, p. 14, 

governed item 

Patent Specifications 


'683 patent at 24:33-39 

683.2 

'683 patent at 27:22-24 


'193 patent at 9:27-31 


'193 patent at 15:46-50 


'193 patent at 33:26-30 


'193 patent at 58:48-57 


'193 patent at 63:39-44 


'193 patent at 67:56-57 


'193 patent at 76:37-41 


'193 patent at 126:8-52 


'193 patent at 128:4146 


'193 patent at 139:60-140:1 


'193 patent at 159:23-26 


'193 patent at 172:51-55 


'193 patent at 174:15-29 


17 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 241:17-26 . 
4 193 patent at 273:42-46 
'193 patent at 288:1 1-12 
'193 patent at 296:13-14 
'193 patent at 312:63-66 


File Histories 

'683 file history, 1 1/12/99 Office Action, p. 13. 


USP 6,389,402 File History, 12/6/00 Office Action, pp. 2-3. 


USP 6,363,488 File History, 12/19/00 Office Action, p. 2. 


USP 6,427,170 File History, 3/3/01 Office Action, p. 4. 


Extrinsic Sources 

Wyatt, Computer Professional's Dictionary (Osborne McGraw-Hill, 1990), p. 101 . 


Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 13 1 . 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 784. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 

Microsoft Computer Dictionary, 2 nd ed. (Microsoft Press, 1994), pp. 107-108. 


Microsoft Computer Dictionary, 3 rd ed. (Microsoft Press, 1997), p. 130. 


McNulty, Security on the Internet, Statement Before the Subcommittee on Science, 
Committee on Science, Space, and Technology, U S House of Representatives (Mar. 
22, 1994), p. 9 ("Data Integrity - Verification that the contents of a data item (e.g., 
message, file, program) have not been accidentally or intentionally changed in an 
unauthorized manner"). 

halting 

Patent Specifications 

'900 patent at 154:34-40 

900.155 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 816. 

Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Dictionary of Scientific and Technical Terms, 5* ed. (McGraw-Hill, 1994), p. 898. 

The American Heritage Dictionary of the English Language (1969), p. 595. 
Dictionary of Computing, 3 rd ed. (Oxford, 1990), p. 201 . 

host processing environment 
900.155 

Patent Specifications 
'900 patent at 21:1-17 
'900 patent at 49:31-48 
'900 patent at 78:30-40 
'900 patent at 87:32-46 
l 900 patent at 96:6-18 
'900 patent at 1 12:2-27 
'900 patent at 112:48-52 

'193 patent at 13:7-23 
'193 patent at 2 1:5-25 

18 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 76:63-67 
4 193 patent at 79:30-46 
*193 patent at 79:60-81:12 
4 193 patent at 83:47-48 
4 193 patent at 88:31-43 
4 193 patent at 104:39-64 
I bo patent at lU5:zj-3y 
*193 patent at 203:63-65 
4 193 patent at 225:43-46 

'683 patent at 20:16-19 
'683 patent at 29:50-30:3 

identifier, identify, identifying 

193.11, 193.15,912.8,912.35, 
861.58 

Patent Specifications 
4 193 patent at 25:31-38 
4 193 patent at 68:22-25 
4 193 patent at 85:59-63 
4 193 patent at 88:31-43 
4 193 patent at 131:33-45 
4 193 patent at 135:54-58 
'193 patent at 140:35-50 
4 193 patent at 207:27-35 
'193 patent at 233:35-41 
4 193 patent at 268:28-42 
4 193 patent at 270:12-21 
'193 patent at 280:58-66 
4 193 patent at 298:45-54 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 896. 
Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Cooper, Computer & Communications Security: Strategies for the 1990s, p. 375. 

Glossary of Telecommunications Terms (National Communications Systems, 1996), p. 
1-1. 

including 

193.1 (at 320:63, and 321:3); 
193.19 (at 324:15); 

912.8 (at 327:36, 39, and 41); 
912.35 (330:35 and 39); 
861.58 (at 26:53 and 63); and 

683.2 (at 63:60). 

Patent Specifications 
4 193 patent at 58:48-53 
4 193 patent at 126:62-65 
4 193 patent at 133:62-134:14 
4 193 patent at 136:53-56 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 913 
Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Webster's College Dictionary of Random House (1991), p. 680. 

Funk & Wagnalls Standard College Dictionary (1973-74), p. 680. 

Random House Dictionary of the English Language: College Edition (1968), p. 673. 

Webster's Ninth New Collegiate Dictionary (Merriam-Webster, 1987), p. 609. 


19 



Claim Term / Phrase 

InterTrust Evidence 

information previously stored 

0 aa i c c 

yuu. i j j 

Patent Specifications 
'900 patent at 239:15-55 
'900 patent at 240:31-34 

Citations from Sources Designated bv Microsoft under PLR 4-2flrt 

The American Heritage Dictionary of the English Language ( 1 969), p. 1 03 8. 
Webster's College Dictionary of Random House (1991), pp. 691, 1070. 

integrity programming 
900.155 

Patent Specifications 

'900 patent at 228:28-39 
'900 patent at 231:23-31 
'900 patent at 233:8-15 
'900 patent at 236:1 1-13 
'900 patent at 236:31-38 
'900 patent at 236:31-237:53 
'900 natent at 239*4-240-6 
'900 patent at 240:16-42 
'900 patent at 243:29-41 
'900 patent at 243:63-244:43 
'900 patent at 246:52-247:57 

Citations from Sources Designated bv Microsoft under PLR 4-2(b> 

The New IEEE Standard Dictionarv of Electrical and Flprtrnnir Tprmc frFFP i qqi\ 
pp. 304, 663. 

Russell et al., Computer Security Basics (O'Reilly & Associates, 1991), p. 414. 
Neumann, Computer Related Risks (ACM Press, 1995), p. 2. 

key 
193.19 

Patent Specifications 
'193 patent at 12:35-39 
'193 patent at 22:1-14 
'193 patent at 49:3-4 
'193 patent at 59:16-18 
'193 patent at 67:26-31 
'193 patent at 119:17-18 
'193 patent at 129:30-35 
'193 patent at 143:6-9 
'193 patent at 200:1-9 
'193 patent at 200:25-58 
'193 patent at 201:50-55 
'193 patent at 202:38-51 
'193 patent at 207:50-60 
'193 patent at 21 1:18-20 
'193 patent at 21 1:30-216:21 

Extrinsic Sources 

Mambo et al., A Tentative Approach to Constructing Tamper-Resistant Software, pp. 
23-24. 

Parks, Microsoft Corporation, Microsoft® Windows Media™ Device Digital Rights 
Manager v7.1 (WM D-DRM): Overview And Design (WinHEC 2002 Presentation) 
slide 21. 

Davies, Security For Computer Networks: An Introduction to Data Security in 
Teleprocessing and Electronic Funds Transfer, Second Edition, (1984) p 113 


20 



Claim Term / Phrase 

InterTrust Evidence 


Howard et al., Writing Secure Code, Microsoft Press (2002), p. 175 

Europay International S. A., MasterCard International Incorporated, and Visa 
International Service Association, Integrated Circuit Card Specification for Payment 
Systems (June 30, 1996), Page E-3 

The International Telegraph And Telephone Consultative Committee, Security 
Architecture For Open Systems Interconnection For Ccitt Applications, (1991), p.5 

Ehrsam et al., A cryptographic key management scheme for implementing the Data 
Encryption Standard, IBM Systems Journal 17, No. 2, 106-125, pp. 128-130. 

Banking - Personal Identification Number management and security - Part 1 : PIN 
protection principles and techniques (International Organization of Standardization, 
ISO 9564-1 1991-12-15, First Edition) pp. 3 and 20. 

USP 4,168,396 (Best) at 2:7-9 

USP 5,509,070 (Schull) at 15:1-12 

http://msdn.noicrosoft.com/library/default.asp?url=/library/en- 
us/security/security/diffie_hellman_keys.asp (Oct. 2002) 

Diffie and Hellman, New Directions in Cryptography, IEEE Transactions on 
Information Theory, v.!T-22, n.6 (Nov. 1976), pp. 644-654. 

Schneier, Applied Cryptography, 2 nd ed. (Wiley, 1996), pp. 170-175, 189-21 1, 265- 
278,397-398,513-516. 

National Bureau of Standards, NBS FIPS PUB 81, DES Modes of Operation, US 
Department of Commerce (Dec. 1980). 

i cicuuiii vjiubbary zuuu, i ccnnicai ouucuimiuuec on Fcrionriance ana oignai 
Processing (American National Standard for Telecommunications, Feb. 2001), see 
entries for "derivation key," "key encrypting key pair," "key production key," "variant 
of a key," "key encrypting key," "master key," "linear key," "key type," "seed key." 
On the web at http://www.atis.org/tg2k/_derivation_key.html et seq. 

Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

National Information System Security (INFOSEC) Glossary, NSTISSI No. 4009 (Sept. 
2000), p. 32. 

Glossary of Telecommunications Terms (National Communications Systems, 1996), 
pp.K-l,K-2,M-15. 

Shirey, Internet Security Glossary, Network Working Group, RFC 2828 (May 2000), 
p. 49. 

Freedman, The Computer Glossary: The Complete Illustrated Desk Reference, 6 th ed. 
(Computer Language Co., 1992), p. 297. 

Pfleeger, Security in Computing (Prentice Hall, 1989), p. 398. 

Cooper, Computer & Communications Security: Strategies for the 1990s (Intertext 
Publications/Multiscience Press, 1989), pp. 334-335. 


21 



Claim Term / Phrase 

InterTrust Evidence 

load module 

Patent Specifications 


4 193 patent at 17:15-21 

on fi 7") i i 

'193 patent at 18:28-33 

4 193 patent at 25:39-52 


4 193 patent at 25:57-63 


'193 patent at 34:26-37 


4 193 patent at 50:65 


4 193 patent at 7 1:26-31 


'193 patent at 77:21-25 


•193 patent at 85:21-29 


4 193 patent at 86:36-60 


4 193 patent at 110:60-67 


4 193 patent at 111:59-65 


4 193 patent at 126:15-31 


4 193 patent at 136:52-60 


4 193 patent at 139:14-142:38 


'193 patent at 151:19-22 


*721 Datent at 3*21-35 


H2\ Datent at 4*5-9 


4 721 patent at 4:22-42 


4 721 patent at 5:26-39 


'721 patent at 14:39-60 


File Histories 


09/342,899 File History, 6/12/00 Office Action, p. 4 (citing USP 5,748,960 at 6:63- 


67); see also USP 5,748,960 at 1:33-52; 9:14-19; 11:15-25; 14:47-59; and 16:23-32. 


09/328,668 File History, 5/16/01 Office Action, p. 4. 


Extrinsic Sources 


Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 287. 

machine check programming 

Patent Specifications 


4 900 patent at 23 1 :23-3 1 

900.155 

'900 patent at 233:8-15 


4 900 patent at 236:11-13 


4 900 patent at 236:31-237:53 


4 900 patent at 239:4-240:6 


900 patent at 240:16-42 


900 patent at 243 :29-4 1 


yuu patent at Ih5,q5-IhhAo 


900 patent at 246:52-247:57 

opening secure containers 

Patent Specifications 


4 683 patent at 8:28-31 

683.2 

4 683 patent at 9:59-61 

4 683 patent at 13:6 


'683 patent at 15:67-16:4 


4 683 patent at 18:42-49 


•683 patent at 42:34-52 


4 683 patent at 49:31-38 


4 683 patent at 56:17-25 


4 193 patent at 183:24-25 


4 193 patent at 184:6-22 


22 



Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 185:11-12 


'193 patent at 254:45-46 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


Encyclopedia of Computer Science and Engineering, 2 Dd ed. (Van Nostrand Reinhold, 


1983), p. 1051. 

operating environment 

Patent Specifications 


'193 patent at 34:37-41 

891.1 

'193 patent at 34:54-59 

4 193 patent at 63:13-17 


Extrinsic Sources 


Webster's New World Dictionary of Computer Terms, 6 th ed. (1997), p. 370. 

organization, organization 

Patent Specifications 

information, organize 

'861 patent at 5:57-6:7 


4 861 patent at 7*54-58 

861.58 

'861 natent at 10*38-53 

'861 patent at 14:14-29 


'861 natent at 28*34-43 


'861 patent, Abstract 


'193 natent at 33*43-49 


'193 patent at 103:23-32 


'193 oatent at 127*17-19 


'193 patent at 232:63-233:1 


' 1 93 patent at 274:54-58 


'193 patent at 294:41-45 


'193 patent at 302:2-12 


'193 patent at 309:4-9 

nnrtion 

Patent Snecifiratinnc 


'193 patent at 23:66-24:2 

193.1, 193.11, 193.15, 193.19, 

'193 patent at 24:41-43 

912.8, 912.35, 861.58 

* 193 natent at 46*22-24 

'193 patent at 59:34-37 


'193 patent at 128:49-55 


* 1 9^ natent at 226' 14-16 


'193 patent at 299:19-31 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1412. 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 


Webster's College Dictionary of Random House (1991), p. 1052. 


Funk & Wagnalls Standard College Dictionary (1973-74), p. 1052. 

prevents 

Patent Specifications 


'721 patent at 6:56-62 

721.34 



Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1436. 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 


23 



(_jaim l erm / riirase 

inienrusi r^viaence 


Webster's College Dictionary of Random House (1991), p. 1070. 


Random House Dictionary of the English Language: College Edition (1968), p. 1050. 

processing environment 

Patent Specifications 


'193 patent at 13:17-23 

912:35, 900:155, 721:34, 683.2 

4 193 patent at 75:65-76:9 

'193 patent at 79:36-39 


'721 patent at 1:21-28 


File Histories 


USP 5,915,019 File History, 4/15/98 Office Action, p. 4. 


Extrinsic Sources 


Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 383. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


IBM Dictionary of Computing (McGraw Hill, 1994), p. 533. 

protected processing environment 

Patent Specifications 

721:34, 683.2 

'193 patent at 13:7-14 


4 193 patent at 13:17-23 


'193 patent at 79:24-83:9 


'193 patent at 105:15-41 


'193 patent at 223:30-225:19 


4 193 patent at 226:43-57 


'193 patent at 277:26-32 


4 193 patent at 278:45-65 


'193 patent at 283:44-46 


'193 patent at 291:39-49 


'193 patent at 298:9-10 


'193 patent at 318:1-5 


'683 patent at 12:59-61 


'683 patent at 16:60-62 


'683 patent at 29:51-30:3 


'721 patent at 3:16-21 


'721 patent at 8:33-40 


File Histories 


1 21 rue History, 4/13/99 Amendment, p. 13. 

protecting 

: — r . — 

Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1456. 

OOJ.Z 


record (n.) 

Patent Specifications 


'193 patent at 134:54-58 

912.8,912.35 

'193 patent at 138:12-139:13 

'193 patent at 264:20-57 


'193 patent at 324:64-67 


File Histories 


'912 File History, 12/24/97 Office Action, pp. 2-3 (citing USP 5,629,980); see also 


24 



Claim Term / Phrase 

InterTrust Evidence 


USP 5,629,980 at 9:6-11:29. 

"912 File History, 6/24/98 Amendment, pp. 73-74. 

•912 File History, 9/22/98 Office Action, pp. 2-3 (citing USP 5,748,960); see also USP 
5,748,960 at 11:7-13 and 12:46-48). 


Extrinsic Sources 

Personal Computer Dictionary (1995), p. 149. 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993), 

p. 1087. 


Hurt et al, Computer Security Handbook, 2 nd ed. (1987), p. 389. 


Telecommunications: Glossary of Telecommunications Terms (National 
Communications Systems, 1996), p. R-10. 


Hansen, The Dictionary of Computing and Digital Media: Terms and Acronyms 
(1999), p. 261. 


Dictionary of Scientific and Technical Terms, 5 th ed. (McGraw-Hill, 1994), p. 1664. 


Illustrated Dictionary of Computing, 2 nd ed. (Prentice Hall, 1992), p. 505. 


Laplante, Dictionary of Computer Science, Engineering and Technology (2001), p. 
410. 


Webster's New World Dictionary of Computer Terms, 4 th ed. (1992), p. 349. 


Longley et aL, Information Security: Dictionary of Concepts, Standards and Terms 
(MocKton press, lyyzj, p.*o /. 


IBM Dictionary of Computing (McGraw Hill, 1994), p. 561 . 


Encyclopedia of Computer Science and Engineering, 2 nd ed. (Van Nostrand Reinhold, 
1983), p. 1272. 

required 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1533. 

912.8,861.58 

Citations from Sources Designated bv Microsoft under PLR 4-2fb) 

Random House Dictionary of the English Language: College Edition (1968), p. 1 121 . 

resource processed 
891.1 

Patent SDecifications 
'193 patent at 7:48-57 
4 193 patent at 21:5-25 
4 193 patent at 29:3-8 
493 patent at 38:60-39:8 
*193 patent at 40:1-7 
i7 o patent ax d / .nyoi 
'193 patent at 64:2-5 
493 patent at 69:63-65 
493 patent at 51:61 
493 patent at 72:39-44 
493 patent at 74:28-37 
493 patent at 75:5-8 

25 



Claim 1 ertn / rnrase 

Inter 1 rust J&vidence 


4 193 patent at 75:15-30 


4 193 patent at 75:42-47 


'193 patent at 76:61-77:11 


4 193 patent at 77:57-63 


4 193 patent at 79:36-39 


4 193 patent at 79:50-54 


4 193 patent at 79:64-67 


4 193 patent at 80:9-12 


4 193 patent at 80:30-35 


4 193 patent at 81:14-19 


4 193 patent at 81:32-35 


4 193 patent at 88:50-52 


4 193 patent at 89:49-55 


'193 patent at 90:31-46 


4 193 patent at 91:12-25 


*193 patent at 94:14-18 


*193 patent at 100-32-35 


4 1 93 patent at 1 00:46-54 


4 193 Datent at 101*38-42 


4 193 patent at 104*49-52 


4 193 patent at 104:59-64 


4 193 Datent at 108*1-4 


4 193 patent at 141*49-55 


4 1 93 oatent at 201 -47-49 


4 193 Datent at 201*57-58 


4 193 oatent at 241*52-55 


4 193 patent at 252:60-62 


*193 patent at 258:45-52 


4 193 patent at 276:53-58 


4 193 patent at 282:20-24 


*193 natent at JRV^-IR 


4 193 Datent at 283*40-44 


4 193 patent at 284:16-28 


4 193 patent at 313:3-18 


4 193 patent at 314:33-39 


File Histories 


4 891 File History, 12/20/96 Office Action, p. 2. 


USP 6,363,488 File History, 12/19/00 Office Action, p. 2. 

rule 

Patent Specifications 


4 683 patent at 6:1 1-22 

861.58, 683.2 

4 683 patent at 11:37-38 

4 683 patent at 15:22 


4 683 patent at 24:26-33 


4 683 patent at 45:60-63 


'683 patent at 47:42-45 


4 683 patent at 54:29-37 


4 683 patent at 55:23-26 


'193 patent at 53:53-59 


'193 patent at 59:1-5 


4 193 patent at 149:24-40 


'193 patent at 241:1 1-14 


'193 patent at 241:29-36 


4 193 patent at 242:9-61 


26 



V^Iallll A vl ill / JT Hi aSC 

iDicr i ru&i iirViucoce 


193 patent at 243:4-7 


193 patent at 243:57-o2 


193 patent at 253:9-30 


193 patent at 253:34-40 


193 patent at 253:46-49 


*861 patent at 1:53-60 


'861 patent at 2:13-36 


861 patent at 6:19-23 


861 patent at 15:66-16:9 


4 861 patent at 18:26^4 


4 861 patent at 20:38-51 


4 861 patent, Abstract 


File Histories 


4 683 File History, 1 1/12/99 Office Action, pp. 4, 6 (citing USP 5,412,717 at 10:8-39); 


see also USP 5,412,717 at 2:24-48 and 12:24-44. 


USP 6,427,140 File History, 3/30/01 Office Action, pp. 3-4. 


USP 6,138,1 19 File History, 10/26/99 Office Action, p. 4. 


USP 6,138,1 19 File History, 4/26/00 Office Action, p. 9. 


App. No. 09/498,369, 5/30/02 Office Action, p. 3 (citing 5,765,152 patent at 4:61-5:4). 


uor opoy,4uz rue History, iz/o/uu urtice Action, pp. z-3, o (citing Uor 3,790,700 


ana uor 5,ozy,9oU at 23:3 /-42J; see also Ubr 3,/90 s 700 at 5:14-18, 35-46; and USP 


5,629,980 at 23:9-42. 

secure 

Patent Specifications 


193 patent at 8:1-7 

193.1, 193.11, 193.15,912.35, 

4 193 patent at 12:33-39 

861.58, 891.1,683.2, 721.34 

'193 patent at 13:54-57 

193 patent at 17:33-37 


193 patent at 17:67-18:5 


'193 patent at 21:26-29 


193 patent at 22:15-19 


193 patent at 41:37-42 


193 patent at 42:8-16 


193 patent at 45:19-32 


193 patent at 45:39-45 


193 patent at 45:52-59 


193 patent at 46:4-5 


193 patent at 49:33-55 


193 patent at 49:59-62 


193 patent at 59:48-59 


193 patent at 63:35-39 


193 patent at 63:48-64:47 


193 patent at 68:66-69:22 


193 patent at 71:31-40 


i 7 .3 parental /j.iy-j/ 


'193 patent at 81:12-19 


4 193 patent at 77:30-78:18 


4 193 patent at 80:22-81:19 


4 193 patent at 83:44-48 


4 193 patent at 84:60-85:2 


'193 patent at 87:33-66 


27 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 88:36-43 
'193 patent at 125:60-64 
'193 patent at 126:6-8 
4 193 patent at 126:30-32 
4 193 patent at 199:36-200:9 
'193 patent at 200:66-201:4 
4 193 patent at 203:58-204:2 
'193 patent at 216:22-217:12 
4 193 patent at 221:1-37 
4 193 patent at 226:55-56 
4 193 patent at 233:25-30 
4 193 patent at 233:51-54 
4 193 patent at 238:46-65 

'721 patent at 1:19-28 

File Histories 

App. No. 09/328,668, 5/16/01 Office Action, p. 2 (citing USP 5,388,21 1 at 5:35-40). 
4 683 File History, 1 1/12/99 Office Action, p. 1 1. 
Extrinsic Sources 

Webster's New World Dictionary of Computer Terms, 6 th Edition (1997), p. 463. 
Citations from Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993), 
p. 1181. 

Cooper, Computer & Communications Security: Strategies for the 1990s, p. 383. 

Freedman, The Computer Glossary: The Complete Illustrated Desk Reference 
(Computer Language Co., 1992), p. 460. 

Dictionary of Computing, 3 rd ed. (Oxford, 1990), p. 406. 

Encyclopedia of Computer Science and Engineering, 2 nd ed. (Van Nostrand Remhold, 
1983), pp. 493-497. 

Landwehr, Formal Models for Computer Security, ACM Computer Surveys (Sept. 3, 
1981), pp. 247, 253. 

Mullender, Distributed Systems, 2nd ed. (Addison-Wesley, 1993), p. 420. 

Hurt et aL, Computer Security Handbook, pp. 75, 201, 218, 221, 292-93. 

Hoffman, Modem Methods for Computer Security and Privacy (Prentice-Hall, 1977), 
p. 170. 

Garfinkel et al., Practical Unix Security (O'Reilly & Associates, 1991), pp. 12-13. 
Neumann, Computer Related Risks ( ACM Press 1995) dd 2 96 
Tanenbaum, Modern Operating Systems (Prentice Hall, 1992), p. 182. 

secure container 

Patent Specifications 
'683 patent at 7:10-13 
'683 patent at 9:59-61 


28 



Claim Term / Phrase 

InterTrust Evidence 

912.35, 861.58, 683.2 

'683 patent at 15:61-16:4 


natpnt at 1 R*4Q-Sfi 


'fiR3 natpnt at 9 V9Q-**4 


natpnt at 

UOJ Utile ill al X J.UX*XU.*t 


UOJ jJaLClll al i7.U*t"UU 


*6R3 natpnt at S V^-S 


*1Q1 natpnt at R-1.7 


*1Q^ natpnt at R«^1 


*1Q1 natpnt at lO-Aft-dl 


xyj paicni ai ij.*m-m.H 


* 1 Ql natpnt at 1 ^•IQ-jIA 


MQl no font at 1 7M£ 
lyj patent al 1 /.40*Oj 


' 1 Ql natpnt at 1 0« 1 ^ 10 


*1Q1 natpnt at 00*00 0< 


* 1 Ol natont ot OA *<A 0<-0 

iyj patent at z4.04-zj.z 


* 1 Ol natpnt at 1 1 10-1 

iyj patent at ji.doozo 


MOl tlQtArtt ot "3 "3. 0/1 OX 

iy,$ patent at 


MOl nnfani ot 1A-1 1 AO 

iyj patent at 34.1 ,5-4 y 


* 1 01 ntitont ot ill. OA 10 

iyj patent at *o.zoo^ 


iyj patent at jz:ddoo 


*1G1 -r\ota*it «♦ <0.1O <O.C 

patent at j 0:0 /oy:.> 


tyj patent at iuj:4 /oa 


1 1 01 rsoto«t ot 1 fiA .10 0 0 

iyj patent at iU4:iz-zo 


* 1 Ol nofant ot t OA. K 10 

iyj patent at izo:ij-zo 


* l 01 nnfAtif ot 1 0*7.0 11A.T1 

iyj patent at iz/.^-i^4:zi 


* 1 01 motAnt ot IOC 1101 

iyj patent at izo.i l-zi 


* 1 Ol notont ot 1 OO- 0< OO 

iyj patent at isy.zj-zy 


* 1 01 niirtryi ot OA 1 • < 1 < 

iyj patent at z4i.D-i j 


'101 nofanf ot OAA-AO AO 

iy^ patent at zo4.4U-4y 


iyj patent at z/4:j4-oi 


i y j patent at z / /: 1 3- 1 d 


4 193 patent at 284:8-16 


4 193 patent at 291:29-33 


1 1 01 notont ot 000. OO AO 

i yj patent at vyL.L /-4 / 


* 1 01 notant otlAI.IA C7 

i patent at 3\) i . jo- j / 


'193 patent at 313:33-36 


'193 patent at 314:43-49 


* 1 Ol mntonl o* 1 1 0-<C7 110.0 

iy$ patent at o I /.-> /olo:o 


'861 patent at 2:12-16 


'861 patent at 5:26-30 


'861 patent at 6:24-29 


F^Yfrincir Saiiitpq 

liAU uUUJ LC3 


USP 5,634,019 at 7:34-49 


Microsoft PnmnutPT Dirtinnnrv ItH pH C\A\ rrnen ft Pi-acc lOGO 1 * ^ 11^ 

luiviu^uil V^UilipUlwl J^lwllfJilai y, J1U CU> ^iVUwJ UsUll x ICSS, iyyf 1, p. 1 1 J. 


File Histories 


'683 File History, 1 1/12/99 Office Action, p. 4, 6 12 (citing USP 5 412 717V see also 


USP 5,412,717 at 5:3-37. 


'861 File History, 6/25/98 Office Action, p. 5 (citing USP 5,537,526); see also USP 


5,537,526 at 15:63-16:25. 


USP 6,363,488 File History, 12/19/00 Office Action, pp. 3-4. 


29 



Claim Term / Phrase 

InterTrust Evidence 


USP 6,237,786 File History, 7/17/00 Office Action, pp. 2-3 (citing USP 4,817,508)* 
see also USP 4,817,508 at 8:61-9:2; 9:32-36; 19:8-26; and 21:39-55. 

09/764,370 File History, 1/18/01 Amendment, pp. 17-19. 

USP 6,427,140 File History, 3/30/01 Office Action, p. 3. 

09/819,063 File History, 9/27/00 Prelirninary Amendment, pp. 21-22. 

09/498,369 File History, 5/30/02 Office Action, p. 3 (citing USP 5,765,152 at 4*61- 
5:4); see also USP 5,765,152 at Fig. 7D. 

USP 6,1 12,181 File History, 12/31/98 Office Action, p. 15 (citing USP 5,740,549 at 
16:45-54). 

USP 5,915,019 File History, 4/15/98 Office Action, pp. 3-4 (citing USP 5,31 1,591 at 
2:14-46). 

secure container governed item 
683.2 

Patent Specifications 
'193 patent at 58:38-58 

secure database 
193.1, 193.11, 193.15 

Patent Soecifications 
'193 patent at 50:54-55 
'193 patent at 51:1 1-40 
'193 patent at 62:66-63:7 
'193 patent at 69:56-62 
'193 patent at 71:28-40 
'193 patent at 72:14-25 
'193 patent at 88:27-28 
'193 patent at 90:16-20 
'193 patent at 100:21-101:31 
'193 patent at 157:24-30 
'193 patent at 120:59-66 
'193 patent at 123:64-125:2 
'193 patent at 126:6-67 
'193 patent at 142:67443:46 
'193 patent at 148:34-43 
'193 patent at 153:33454:49 
'193 patent at 156:26-169:18 
'193 patent at 205:60-64 
'193 patent at 21 1:3-9 
'193 patent at 215:34-43 
'193 patent at 215:58-218:30 
'193 patent at 226:26-42 

File Histories 

09/342,899 File History, 6/1 2/00 Office Action, pp. 4-5. 

'193 File History, 6/7/00 Office Action, p. 2 (citing USP 4,595,950); see also USP 
4,595,950 at 4:38-54; 8:52-68; and 14:49-15:11. 

'683 File History, 1 1/12/99 Office Action, pp. 5-6. 


30 



Claim Term / Phrase 

InterTrust Evidence 


'900 File History, 8/27/98 Office Action, p. 7 (citing USP 5,048,085 at 6:55-7:14). 


'900 File History, 12/9/97 Office Action, pp. 5, 10 (citing USP 5,655,077 at 3:60-67 


and USP 5,572,673); see also USP 5,655,077 at 4:24-59; and USP 5,572,673, Abstract. 


Extrinsic Sources 


Microsoft Computer Dictionary, 3 rd ed. (Microsoft Press, 1997), p. 129. 


Wyatt, Computer Professional's Dictionary (Osborne McGraw-Hill, 1990), p. 98. 


Citations from Sources Designated by Microsoft under PLR 4-2(b) 


Encyclopedia of Computer Science and Engineering, 2 nd ed. (Van Nostrand Reinhold, 


1983), p. 441. 


Hansen, The Dictionary of Computing and Digital Media: Terms and Acronyms 


(1999), p. 74. 

secure execution space 

Patent Specifications 


'721 patent at 6:34-41 

721.34 

4 721 patent at 6:49-52 

'721 patent at 7:14-25 


'721 patent at 8:33-40 

secure memory, memory 

Patent Specifications 


'193 patent at 13:7-14 

193.1, I93.ll, 193.15 

'193 patent at 21:17-42 

'193 patent at 22:15-19 


'193 patent at 23:43-50 


'193 patent at 32:15-21 


* 193 patent at 49:15-17 


'193 patent at 49:33-55 


'193 patent at 59:42-59 


1 1 93 patent at 60: 1 -3 


'193 patent at 62:14-24 


'193 patent at 62:43-57 


'193 patent at 63:60-64:5 


'193 patent at 65:64-66:4 


'193 patent at 69:14-22 


'193 patent at 69:25-51 


'193 patent at 69:54-59 


'193 patent at 69:65-71:47 


'193 patent at 71:48-60 


'193 patent at 72:52-73:22 


'193 patent at 79:60-81:11 


'193 patent at 81:12-19 


'193 patent at 88:62-66 


'193 patent at 104:49-64 


'193 patent at 109:24-60 


'193 patent at 110:47-49 


'193 patent at 111:12-16 


'193 patent at 120:60-63 


'193 patent at 121:41-43 


'193 patent at 125:60-67 


'193 patent at 169:3-12 


'193 patent at 206:8-11 


'193 patent at 216:56-217:20 


'193 patent at 218:4-15 


31 



Claim Term / Phrase 

InterTrust Evidence 


File Histories 

4 900 File History, 6/9/98 Amendment, pp. 7-8. 

'900 File History, 8/27/98 Office Action, p. 3 (citing USP 5,048,085 at 6:61-7:14). 


09/698,044 File History, 10/27/00 Amendment, p. 14. 


09/272,998 File History, 10/1 1/01 Office Action, p. 3. 


Extrinsic Sources 

Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 302. 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), pp. 1 126, 1631- 
1632. 


Citations from Sources Designated bv Microsoft under PLR 4-2f Irt 

Cooper, Computer & Communications Security: Strategies for the 1990s, p. 386. 


Hansen, The Dictionary of Computing and Digital Media: Terms and Acronyms 
(1999), p. 329. 


Dictionary of Scientific and Technical Terms, 5 th ed. (McGraw-Hill, 1994), p. 2136. 


Webster's Ninth New Collegiate Dictionary (Merriam- Webster, 1987), p. 1317. 


Encyclopedia of Computer Science and Engineering, 2 nd ed. (Van Nostrand Reinhold 
1983), p. 968. 

secure operating environment, 
said operating environment 

891.1 

Patent Specifications 
4 193 patent at 13:37-41 
'193 patent at 69:33-35 
'193 patent at 83:44-48 

File Histories 

'912 File History, 12/24/97 Office Action, p. 3. 

securely applying 
891.1 

Patent Specifications 

'193 patent at 9:40^*5 
493 patent at 18:60-19:1 
'193 patent at 19:13-21 
493 patent at 22:48-58 
'193 patent at 26:59-67 
' 193 patent at 28:8-15 
'193 patent at 30:38-41 
'193 patent at 30:55-65 
'193 patent at 33:10-24 
'193 patent at 33:30-37 
'193 patent at 43:41-43 
'193 patent at 45:7-9 
'193 patent at 54:36-38 
'193 patent at 57:27-28 
'193 patent at 59:34-37 
'193 patent at 120:15-18 
'193 patent at 283:33-39 
'193 patent at 299:19-51 
'193 patent at 300:6-30 


32 



Claim Term / Phrase 

InterTrust Evidence 


lyj patent at 3U0.1-/ 

. -_ 

securely assembling 

Patent Specifications 


HOI Mn 4 A _f _ + *><.C7 7JC.17 

iyj patent at 2j:57-2o:12 

912.8,912.35 

lyi patent at 8J:43-85:3y 

iyj patent at 50:00-08:21 


4 193 patent at 112:46-113:62 


'193 patent at 1 15:43-116:51 


'193 patent at 126:34-36 


'193 patent at 138:32-36 


'193 patent at 159:61-160:8 


'193 patent at 250:21-34 


iVj patent at zou:3o-4 / 

securely processing 

Patent Specifications 


'193 patent* at 79:24-81:12 

oV 1 .1 

'193 patent at 104:39-64 

'193 patent at 105:15-20 


File Histories 


'900 File History, 12/9/97 Office Action, p. 6 (citing USP 5,486,622); see also USP 


5,486,622, Abstract. 

securely receiving 

Patent Specifications 


193 patent at 5:4-6 

891.1 

193 patent at 12:33-39 

193 patent at 13:54-57 


193 patent at 55:52-54 


193 patent at 57:27-36 


193 patent at 60:33-48 


1 93 patent at 62:32-39 


193 patent at 67:21-52 


193 patent at 68:65-69:1 1 


1 93 patent at 75:65-76:1 


193 patent at 76: 10-32 


193 patent at 77:30-44 


1 93 patent at 8 1 :26-32 


193 patent at «3:53-o4 


lyi patent at 91:38-51 


1V3 patent at yo:lo 


lyi patent at yo:12-l / 


lyi patent at 1U1:54-1U2:25 


lyi patent at 102:41-51 


iyj patent at 104:2y-37 


lyi patent at 1 l8:o4-j iy:42 


lyi patent at 123:22-28 


lyi patent at 12i:M)-jo 


lyi patent at 135:51-150:2 


* 1 0^ nafpnt at 1 61 - ^1 
iyj paLCIl l al 1 Ov.DJ-1 Oi i 


'193 patent at 162:39-65 


'193 patent at 162:66-163:35 


' 1 93 patent at 200:66-201 :42 


'193 patent at 21 1:39-212:10 


'193 patent at 214:57-67 


'193 patent at 2 18:3 1-220: 19 


33 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 225:50-226:36 


'193 patent at 227:25-228:30 


'193 patent at 233:25-32 


lyj patent at ioi.jo-oi 


4 193 patent at 283:61-65 


iyj paieni ai zyu.4o-0,i 


•QQ1 nafpnt at 10*)'^A Al 

o7i paieni ax jzz.jo-oj 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1508. 

security level, level of security 

Patent Specifications 


•721 patent at 6:16-62 

721.1; 721.34, 912.8 

"Til wn+A*** n+ 1 £.10 1*7. C 

ill patent at lo:3o-17:5 

not^nf -at 1*7. OA Ad 

in patent at i / ,/4-4U 


in paieni at io.44-1y.1u 


*721 natent at lQ-'M-l? 


* 1 Ol Vtl+A-nt nt 1/tA-K 1/11.11 

iyj patent at 14U. 13-I4i:i 1 

tamper resistance 

_ 

Patent Specifications 


'721 patent at 3:16-19 

721.1,721.34, 900.155 

'721 patent at 4:40-42 

ill patent at 5:1-6 


*T7 1 «n4A««4- a4 £.*>C OH 

in patent at o:zz>-3U 


**7*>1 .n« AH 4 _ * £.*5j4 J* 1 

Hi patent at o:34-41 


/zl patent at o:53-56 


t *7*1 1 _ 4. 1 . "} O 1 *7 C 

/zl patent at 16:38-17:5 


1^3 patent at 20:53-57 


193 patent at 2 1 :23-37 


1^3 patent at 22:1-6 


193 patent at 49:15-31 


193 patent at 59:48-59 


1V3 patent at 63:60-64:5 


iy3 patent at 73:30-31 


1V3 patent at 77:34-35 


4 193 patent at 80:22-81:11 


4 193 patent at 87:41-60 


1 1 01 n at Ant of 1 1 A./1 "7 AQ 

iy .5 patent at iiu.4/-4y 


4 1 01 natAnt at 1 1 A*$>H £Si 

iyj paieni ai 1 14.D /-oz 


ly^paiemai izu.jy-izi.i 


iyj paiemai iju.Zo-jj 


'101 nafpnt at 71R-11 AI 


4 683 patent at 3:27-34 


*AS21 notant .* C.1 1 1*7 

Oo3 paient at s:i 1-1 / 


ooj paieni ai o.y-iu 


4 683 patent at 16:58-62 


'683 natent at 90- 1 fi- 1 9 


/683 patent at 29:55-30:3 


File Histories 


4 900 File History, 12/9/97 Office Action, p. 9 (citing USP 4,864,494, Abstract; 4:13- 


40; 6:21-65; and 7:15-47). 


34 



Claim Term / Phrase 

InterTrust Evidence 


'900 File history, 8/27/98 Office Action, p. 3 (citing USP 5,048,085); see also USP 
5,048,085 at 6:55-7:19 

USP 5,917,912 File History, 9/22/98 Office Action, p. 4. 

'683 File History, 11/12/99 Office Action, p. 5 (citing USP 5,499,298, Abstract and 
6:45-7:9). 

Extrinsic Sources 

Kent, Protecting Externally Supplied Software in Small Computers, Doctoral Thesis 
(Sept. 22, 1 980), p. PA00000362. 

Aucsmith, Tamper Resistant Software: An Implementation (1996), p. PA00002323 

Mambo et al., A Tentative Approach to Constructing Tamper-Resistant Software, 
School of Information Science, Japan Advanced Institute of Science and Technology, 
1-1 Asahidai Tatsunokuchi Nomi, Ishikawa, p. PA00005363 

USP 5,594,227 at 2:42-48. 

Citations from Sources Designated bv Microsoft under PLR 4-2Cb) 

Hensley et aL, SCP Software Protection User's Guide (Sept. 18, 2000), pp. MSI 140484 
-MSI140485. 

tamper resistant barrier 
721.34 

Patent Specifications 
'721 patent at 5:1-6 

' 193 patent at 59:48-59 
'193 patent at 63:47-64:5 
'193 patent at 64:13-31 
4 193 patent at 71:32-40 
'193 patent at 79:49-50 
4 193 patent at 80:22-65 

File Histories 

'721 File History, 4/13/99 Amendment, p. 14. 
09/272,998 File History, 10/1 1/01 Office Action, p. 3. 
'900 File History, 8/27/98 Office Action, p. 3. 

tamper resistant software 
900.155 

Patent Specifications 
'900 patent at 87:61-88:33 
'900 patent at 230:57-65 
'900 patent at 233:24-33 
'900 patent at 235:27-236:29 

'683 patent at 29:50-30:3 

Extrinsic Sources 

Aucsmith, Tamper Resistant Software: An Implementation (1996), p. PA00002323 

Mambo et al, A Tentative Approach to Constructing Tamper-Resistant Software, 
School of Information Science, Japan Advanced Institute of Science and Technology, 
1-1 Asahidai Tatsunokuchi Nomi, Ishikawa, p. PA00005363 

USP 5,991,399 at 4:14-23; 5:47-55. 


35 



Claim Term / Phrase 

InterTrust Evidence 


raieni oDcciiicaiions 


ooj patent at oj.^j-o/ 

yiz.o, yiz.35, sol. 58, lyj.ly, 

4 193 patent at 324:8-37 

891.1,683.2, 721.1 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1966. 

user controls 

File Histories 


'683 File History, 1 1/1 2/99 Office Action, p. 4. 

683.2 


vaiiony 

ratent Specifications 


ly\3 patent at 3 8:27-29 

912.8 

193 patent at 4 1 :37-42 

193 patent at 67:56-60 


ly\3 patent at 77:30-41 


4 1 A1 A. A „ a. "7 O . ZT 1 J| 

1 93 patent at 78:6-14 


193 patent at 85:42-67 


193 patent at 87:52-62 


193 patent at 1 11:59-1 12:12 


* 1 m _ A, A. —A. 1 1 1 *\ *1 £ f\ 

193 patent at 1 12:37-59 


lv3 patent at 1 19:66 


193 patent at 120:59-121:3 


193 patent at 137:54-67 


1 Vi patent at 152:1 0-3 7 


193 patent at 152:40-153:8 


'193 patent at 157:4245 


ly3 patent at 157:57-67 


lyj patent at io4:,3j-4U 


lyj patent at zi /:M-52 


i y j patent at zio.i-o 


iy.5 patent at 22U.4/-52 

— : 7-r. :r — : : 

l y5 patent at o 1 o:5y-oz 

virtual distribution environment 

Patent Specifications 


yuu patent at 2: 1 9-3 1 

900.155 

yuu patent at 2:51-56 


you patent at 3 : 1 8-45 


yuu patent at 3:60-4:4 


yuu patent at 4 : l u- 1 3 


yuu patent at 4:4do:4j 


yuu patent at o.zy-42 


yuu paieni at / . i u- 1 z 


yuu paient at /.34-0. / 


yuu patent at 0. Do-y.z 


yuu paieni at y.o-jo 


yuu paieni at J 1 . jo-4 / 


yuu patent at 1 j.zo-4y 


yuu patent at 13:jo-oz 


yuu patent at 2 1 :4 1 -4o 


*900 patent at 43-43-46 


'900 patent at 43:57-44:6 


*900 patent at 46:48-52 


4 900 patent at 48:65-49:2 


'900 patent at 50: 1-3 


'900 patent at 50:30-32 


'900 patent at 53:39-54:36 


36 



Claim Term / Phrase 

InterTrust Evidence 


'000 natent at 55*67-56*5 


'900 natent at 56- 66-57*8 


'000 natent at 57- 15-17 


'900 patent at 61:19-21 


'900 patent at 87:61-88:47 


'000 natent at 280*0-46 


*900 natent at 502* 1 7-24 


'900 patent at 303:40-61 


'900 patent at 316:36-45 


yuu patem, Abstract 


4 193 patent at 13:46-50 


iyj patent at u.j40 / 


4 193 patent at 16:49-56 


File Histories 


/zi rue History, 4/io/yy Amenoment, p. 1 j. 


'891 File History, 9/25/96 Office Action, pp. 1-3. 


'891 File History, 6/20/97 Amendment, p. 1. 


USP 5,915,019 File History, 1/8/97 Amendment, p. 1. 

'193:1 


— j * * in • — 7—? 

receiving a digital file including 

— _ — . 

Patent Specifications 

music 

1 1 07 notowt at 1 .A£_<",9 

lyo patent at i.4o-jz 


'107 rtatomt of £7 

iyj patent at i .01-0,5 


MQ7 notpnt at 7-9A 90 

lyD patent at j.zo-zy 


iyj patent at y.ij-iy 


1 73 patent at iz.D-^y 


iyj patent at IZ.4/-1.5.0 


* 1 G7 notont at 1 7« 1/1*95? 

iyj patent at 1.5. D4- 14. ze 


iyj patent at 14:3 i-4e 


iy.> patent at 10./3-4U 


iyj patent at i /.4000 


* 1 07 nn4A«t At 1 O. 1 H 1 A 

i yj patent at i o . i u- 1 4 


iyj patent at 10.01-04 


* 1 Q7 -natpnt at 97- 1 14 
17J palcul al ZZ.1-14 


* 1 01 natpnt at 71 - 59 57- 97-51 94- 14* 94*57 75-70 


'107 natpnt at 78*47 55 


' 1 07 nntent at 45- 1 0-27 
i yj u die ii i ai *t i y ±- 1 


L 1 03 natent at 45*70-45 


* 1 03 natpnt at 46' 5-8 


* l Q3 natent at 52-66-53*8 
i/j jjai&iii ai j.o 


*193 natent at 53*1 3-22 


* 103 natent at 53-33-37 


'103 natpnt at 57-45-50 


* 1 03 natent at 54-5 1 -58 
iyj JJaiCill al JH.J1-JO 


'103 natent at 55-71 -56*74 


'193 Datent at 57 33-39 


'193 patent at 58:59-64 


'193 patent at 59:39-42 


'193 patent at 60:37-48 


'193 patent at 62:27-42 


'193 patent at 63:32-39 


'193 patent at 64:48-51 


37 



Claim Term / Phrase 

InterTrust Evidence 


193 patent at 65:8-14 


1 93 patent at 67:3 1 -52 


193 patent at 68:65-69:12 


193 patent at 74:51-53 


193 patent at 75:23-28 


193 patent at 75:65-76:32 


1 93 patent at 8 1 :26-32 


193 patent at 83:53-63 


193 patent at 90:1-33 


193 patent at 90:38-46 


193 patent at 91:26-51 


'193 patent at 96:1-7 


'193 patent at 96:12-24 ' 


'193 patent at 98:66-99:3 


'193 patent at 99:28-35 


'193 patent at 101:54-102:61 


'193 patent at 104:29-37 


'193 patent at 105:23-39 


'193 patent at 115:13-21 


'193 patent at 115:26-29 


'193 patent at 123:51-55 


'193 patent at 130:13-54 


'193 patent at 133:39-134:23 


'193 patent at 135:31-42 


'193 patent at 153:53-156:47 


'193 patent at 161:7-162:65 


'193 patent at 170:41-172:13 


'193 patent at 172:61-177:53 


'193 patent at 178:49-179:55 


'193 patent at 214:59-67 


'193 patent at 218:33-220:19 . 


'193 patent at 220:53-67 


'193 patent at 222:4-11 


'193 patent at 225:22-226:36 


'193 patent at 227:25-45 


'193 patent at 231:32-59 


'193 patent at 233:25-47 


'193 patent at 234:36-43 


'193 patent at 234:65-235:1 


'193 patent at 235:13-38 


'193 patent at 243:51-244:48 


193 patent at 254:30-34 


193 patent at 254:59-65 


193 patent at 264:29-49 


193 patent at 266:52-267:45 


193 patent at 273:42-53 


193 patent at 277:10-17 


193 patent at 279:42-53 


193 patent at 282:10-61 


193 patent at 283:23-28 


iio paiem at zoj.jo-zo*f.*tz 


'193 patent at 288:43-60 


'193 patent at 289:14-27 


'193 patent at 290:30-62 


'193 patent at 313:33-41 


'193 patent at 313:58-67 


'193 patent at 315:24-28 


38 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 316:1-6 


'193 patent at 316:16-317:19 


'193 patent, Figs. 1, 1A, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 4 Id, 67, 69, 69A, 70, 71, 74, 77, 78, 79, 80, 81, 82, 83, ' 


84, 85, 86, and 87 


See "Receiving a digital file" (193.1 1); Securely Receiving 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1508. 

a budget specifying the number of 

Patent Specifications 

copies which can be made of said 

4 193 patent at 48:29-35 

digital file 

4 193 patent at 133:39-50 


\193 patent at 143:38-144:32 


*193 patent at 162:39-65 


'193 patent at 172:61-174:29 


'193 patent at 220:20-40 


See "Digital file versus a copy," below. 

controlling the copies made of 

Patent Specifications 

said digital file 

'193 patent at 48:29-35 


* 1 93 Datent at 8 1*4- 1 2 


'193 patent at 102:26-40 


'193 patent at 133-39-134-23 


'193 patent at 140:37-50 


'193 patent at 143:39-144:31 


' 1 93 patent at 1 72 : 1 8-48 


'193 patent at 172:61-174:29 


1^3 patent at 203:58-67 


'193 patent at 212:65-213:36 


'193 patent at 229:45-232:3 


'193 patent at 235:39-236:25 


'193 patent at 263:46-264:4 


'193 patent at 279:42-60 


See Protected Processing Environment 

determining whether said digital 

Patent Specifications 

file may be copied and stored on a 

'193 patent at 48:12-35 

second device based on at least 

'193 patent at 102:26-40 

said copy control 

'193 patent at 133:39-50 


'193 patent at 220:20-40 


'193 patent at 263:46-264:57 


'193 patent at 265:9-38 


'193 patent at 278:9-25 


'193 patent at 279:42-60 


'193 patent at 316:16-317:19 


'193 patent at 322:65-66 


'193 patent at 323:4-7 


'193 patent at 323:50-324:7 


'193 patent at 325:32-35 

if said copy control allows at least 

Patent Specifications 

a portion of said digital file to be 

"193 patent at 48: 12-35 

copied and stored on a second 

'193 patent at 102:26-40 


39 



Claim Term / Phrase 

InterTrust Evidence 

device 

* 1 Ql natpnt at 1 ll*30-Sfl 
17 j palCIll al ljj.j7*JU 


1 1 03 natpnt at ??ft* 90-40 


M03 natent at 7fi3'4fi-7A4'S7 


'193 patent at 265:9-37 


' 193 patent at 278:9-25 


4 193 patent at 279:42-60 


'193 patent at 316:16-317:19 


4 193 patent at 322:65-66 


'193 patent at 323:4-7 

. . . _ — _ — 

4 193 patent at 325:32-35 

copying at least a portion of said 

Dn4an4 Cn/knif! aa4£a««* 

rateni aDeciiications 

digital me 

iyj patent at 4o. izo4 


*1Q3 natpnt at 111*10 <J0 

ly j paieni ai i Jo. ,3 you 


4 193 patent at 220:20-40 


iyj paieni ax zo4./oO / 


MQ3 natpnt nt 978-0 7S 


' 1 Q3 natpnt at 1 1 £* 1 A 117*10 

i y j paieni ai j i o . i oo i / . i y 


'1Q3 natpnt at 177*A**\ A£ 

i7j paieni ai jzz.oj-oo 


* 1 Q3 natpnt at 171 *A 7 


«1Q7 n «tpnt at 17^*17 1**5 

i7j paieni ai 

; ; 

transferring at least a portion of 

— — ^ — 

Patent Specifications 

said digital file to a second device 

lyj patent at Jo:4-y 


lyj patent at 4o:iz-4j 


iyj patent at oj:z40o 


i yj patent at 02s. 0 1 -0 1 


* 1 O? _,r> 4- «+ 70- 1 a 

iyj patent at /z.i-y 


* 1 OI notont nt 1 11 .10 <f\ 

lyj patent at 1 jjioyou 


1 1 Ql n^t^nt 0 * 1 Al • 1 A K 

1 y 0 patent at 1 oz : 1 u- 1 j 


1 1 Ol notion* ot 1 £7. /I 1 jl 1 

1 y d patent at 1 0 / :4 1 -43 


* 1 Ql nntavit «+ 77/"!. 7 1 >l A 

lyj patent at zzu:zi-4U 


iyj patent at zzo. i i-io 


*1G1 notAnt ot 117*1/1 /17 

1 y j patent at j.5 / .34-4 / 


iyo patent at zjz.moo 


4 193 patent at 264:28-57 


'193 patent at 278:9-25 


* 1 01 notPnf ot 1 1 1 /C 117 - 1 O 

1 7 j paieni ax 5 1 0. 1 00 1 / . 1 y 


'193 patent at 322:65-66 


* 1 01 natpnt at 171 -4 7 

1 7j paieni ai jzj .4- / 


4 103 natent at 324*8-37 

k7J jjaiwiii ai jit.O'j / 


'103 natent at 375-37.40 


Spp u Stnrino infnrmatinn acQApiatpH with cniH Hicrital flip in a cpnirp Hatanocp ctnrpH /**n 
uv& oiui J-L*£2 i- 11 - 1 " 1 - aojUwlolCu Willi daiu UlglLal Allv ill a dCLlUC UaioOdoC oLUICU OH 


said first HpviVp QaiH infnrrnatifrn inrliidino at lpact nnp rrtntrnl" f 1Q3 1 ***:\ 
aoiu luat ucviw&j aaiu iiiiuiiiiaLiisii LiiduUiiig al icaal UilC vUllllwl yi7J.lJ \ 

ctnrino caifi Hioital flip 
MUilllg aaiu uignai iuc 



natpnt at RS*74-^0 


4 1 03 natpnt at 00*7- 1 f\ 
1 7 J paiCili ai 77. / - iv 


'193 oatent at 102*43-62 


4 193 patent at 127:41-62 


'193 patent at 134:10-14 


M93 patent at 153:50-154:16 


4 193 patent at 229:45-231:31 


4 193 patent at 289:5-8 


4 193 patent at 289:14-19 


40 



Claim Term / Phrase 

InterTrust Evidence 


•107 nntPnt at ?SQ-r^ f*f\ 

i7j paicm ai zoy.oj-oo 

'193:11 


receiving a digital file 

Patent Specifications 


193 patent at 52:66-53:8 


'193 patent at 55:39-56 


'193 patent at 60:3748 


'193 patent at 102:41-61 


'193 patent at 133:39-134:23 


'193 patent at 282:29-61 


'193 patent at 316:16-317:19 


'193 patent at 323:14-40 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1508. 


See "Receiving a digital file including music" (* 193.1) 

UClCi illllling Wile LiiCI SalU Ulgllal 

occ jjcici mining wnetner saia aigiiaj nie may oe copieo anu stored on a secono 

iiic mil y dc copicu anu siurcu on a 

device oasea on ai leasi saiu copy control \ ly^.i j. 

5CCUUU UCVICC UabCU OU SalU I1TSI 

control 


identifying said second device 

Patent SDeciflcations 


'193 patent at 42:8-20 


'193 patent at 47:49-57 


'193 patent at 81:4-11 


'193 patent at 203:58-67 


'193 patent at 212:65-213:36 


'193 patent at 230:22-27 


'193 patent at 279:42-60 


See Identify and Identifier 

whether said first control allows 

Patent Specifications 

transfer of said copied file to said 

'193 patent at 48:28-34 

second device 

193 patent at 102:26-40 


'193 patent at 263:46-264:49 


193 patent at 265:9-38 


193 patent at 279:42-60 


193 patent at 316:16-317:19 


See ' Determining whether said digital file may be copied and stored on a second 

— . — . — — 

device based on at least said copy control" ('193.1) 

___ 

said determination based at least 

Patent Specifications 

in part on the features present at 

'193 patent at 42:8-20 

the device 

193 patent at 47:49-57 


4 1 0^ natpr»t nt Rl -4 11 

i yj paicni ai o i .*r- 1 1 


'193 patent at 203:58-67 


'193 patent at 212:65-213:36 


'193 patent at 230:22-27 


'193 patent at 279:42-60 

if said first control allows at least 

Patent Specifications 


41 



Claim Term / Phrase 

InterTrust Evidence 

a portion of said digital file to be 
copied and stored on a second 
device 

'193 patent at 48:28-35 
'193 patent at 102:26^40 
' 193 patent at 263:46-264:57 
4 3 93 patent at 265:9-38 
*193 patent at 279:42-60 
•193 patent at 316:16-317:19 

See "If said copy control allows at least a portion of said digital file to be copied and 
stored on a second device" ( 4 1 93 . 1 ). 

copying at least a portion of said 
digital file 

See "Copying at least a portion of said digital file" (' 193.1) 

transferring at least a portion of 
said digital file to a second device 

Patent Specifications 
'193 patent at 38:4-9 
'193 patent at 65:24-38 
'193 patent at 68:51-61 
'193 patent at 72:1-9 
'193 patent at 162:10-15 
' 193 patent at 167:41-43 
'193 patent at 226:1 1-16 
'193 patent at 237:34-47 
'193 patent at 252:51-58 
'193 patent at 324:8-37 
'193 patent at 325:32-40 

See "Transferrin (? at lea^tt a nortion of said Hipital flip tn a sprnnH Hevirp" flOT IV smH 
"Storing information associated with said digital file in a secure database stored on 
said first device, said information including at least one control" (193.15) 

storing said digital file 

See "Storing said digital file" ('193.1) 

'193:15 


receiving a digital file 

Patent Specifications 

'193 patent at 52:66-53:8 

'193 patent at 55:39-56 

'193 patent at 60:37-48 

'193 patent at 102:41-61 

'193 patent at 133:39-134:23 

'193 patent at 282:29-61 

'193 patent at 316:16-317:19 

See "Receiving a digital file" (193.1 1) 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1508. 

an authentication step comprising: 

Patent Specifications 
'193 patent at 42:8-20 
'193 patent at 47:49-57 
'193 patent at 8 1:4- 11 
'193 patent at 123:24-62 
'193 patent at 203:58-67 
'193 patent at 212:66-213:36 


42 



Claim lerm / rnrase 

InterTrust Evidence 


'193 patent at 230:22-27 


'193 patent at 278:9-25 


'193 patent at 279:41-60 

accessing at least one identifier 

Patent Specifications 

associated with a first device or 

'193 patent at 25:31-38 

with a user of said first device 

'193 patent at 42:8-20 


'193 patent at 47:49-57 


'193 patent at 81:4-11 


'193 patent at 123:23-62 


'193 patent at 203:58-67 


'193 patent at 212:65-213:36 


4 193 patent at 230:22-27 


'193 patent at 278:9-25 


'193 patent at 279:41-60 


See Identifier 

determining whether said 

Patent Specifications 

identifier is associated with a 

'193 patent at 42:8-20 

device and/or user authorized to 

'193 patent at 47:49-57 

store said digital file 

'193 patent at 81:4-12 


'193 patent at 123:24-62 


'193 patent at 192:3-57 


'193 patent at 203:58-67 


'193 patent at 212:65-213:36 


'193 patent at 230:22-27 


'193 patent at 278:9-25 


'193 patent at 279:42-60 

storing said digital file in a first 

Patent Specifications 

secure memory of said first 

'193 patent at 42:8-20 

device, but only if said device 

'193 patent at 47:49-57 

and/or user is so authorized, but 

'193 patent at 81:4-12 

not proceeding with said storing if 

'193 patent at 123:24-62 

said device and/or user is not 

'193 patent at 192:3-57 

authorized 

'193 patent at 203:58-67 


'193 patent at 212:65-213:36 


'193 patent at 230:22-27 


'193 patent at 278:9-25 


'193 patent at 279:42-60 

storing information associated 

Patent Specifications 

with said digital file in a secure 

'193 patent at 19:15-32 

database stored on said first 

'193 patent at 22:20-25 

device, said information including 

'193 patent at 126:15-37 

at least one control 

'193 patent at 153:50-67 


'193 patent at 156:53-58 


193 patent at 292:19-47 

determining whether said digital 

See "Detenriining whether said digital file may be copied and stored on a second 

file may be copied and stored on a 

device based on at least said copy control" ('193.1) and "Storing information 

second device based on said at 

associated with said digital file in a secure database stored on said first device, said 

least one control 

information including at least one control" (193.15). 


43 



Claim Term / Phrase 

InterTrust Evidence 

if said at least one control allows 
at least a portion of said digital 
file to be copied and stored on a 
second device, 

Patent Specification 
'193 patent at 48:28-34 
4 193 patent at 102:26-40 
4 193 patent at 263:46-264:49 
'193 patent at 265:9-38 
4 193 patent at 279:42-60 
4 193 patent at 316:16-317:19 

See "If said first control allows at least a portion of said digital file to be copied and 
stored on a second device" ( 4 193.1 1); "If said copy control allows at least a portion of 
said digital file to be copied and stored on a second device" (193.1); and "storing 
information associated with said digital file in a secure database stored on said first 
device, said information including at least one control" (193.15). 

copying at least a portion of said 
digital file 

See "Copying at least a portion of said digital file" ( 4 193.1) and "Storing information 
associated with said digital file in a secure database stored on said first device, said 
information including at least one control" (193.15). 

transferring at least a portion of 
said digital file to a second device 

Patent Specifications 
4 193 patent at 38:4-9 
4 193 patent at 65:24-38 
4 193 patent at 68:51-61 
'193 patent at 72:1-9 
4 193 patent at 162:10-15 
4 193 patent at 167:41-43 
4 193 patent at 226:11-16 
4 193 patent at 237:34-47 
4 193 patent at 252:51-58 
193 patent at 324:8-37 
4 193 patent at 325:32-40 

See "Transferring at least a portion of said digital file to a second device" (193.1); and 
"Storing information associated with said digital file in a secure database stored on 
said first device, said information including at least one control" (193.15). 

storing said digital file 

See "Storing said digital file" ( 4 193.1). 

'193:19 


receiving a digital file at a first 
device 

Patent Specifications 

4 193 patent at 52:66-53:8 
4 193 patent at 55:39-56 
'193 patent at 60:37-48 
4 193 patent at 102:41-61 
4 193 patent at 133:39-134:23 
'193 patent at 282:29-61 
iyj paxent at ^lo: lool /: \y 

See "Receiving a digital file" (193.1 1) 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1508. 

establishing communication 
between said first device and a 
clearinghouse located at a location 
remote from said first device 

Patent Specifications 
'193 patent at 1:46-52 
1 193 patent at 1:60-63 
'193 patent at 3:25-29 


44 



Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 9:13-17 


4 193 patent at 12:5-39 


'193 patent at 12:47-13:6 


•193 patent at 13:54-14:28 


4 193 patent at 14:31-48 


'193 patent at 16:25-40 


'193 patent at 17:46-56 


'193 patent at 18:10-14 


'193 patent at 18:60-64 


'193 patent at 22:1-14 


'193 patent at 21:52-53; 23:51-24:14; and 24:57-25:30 


'193 patent at 38:43-55 


'193 patent at 45:19-26 


'193 patent at 45:39-45 


'193 patent at 46:4-8 


'193 patent at 52:66-53:8 


'193 patent at 53:13-22 


'193 patent at 53:33-37 


'193 patent at 53:45-59 


'193 patent at 54:51-58 


'193 patent at 55:21-56:24 


'193 patent at 57:33-39 


'193 patent at 58:59-64 


'193 patent at 59:39-42 


'193 patent at 60:37-48 


'193 patent at 62:27-42 


'193 patent at 63:32-39 


'193 patent at 64:49-51 


'193 patent at 65:9-14 


'193 patent at 67:31-52 


'193 patent at 68:65-69:12 


'193 patent at 74:51-53 


'193 patent at 75:23-28 


'193 patent at 75:65-76:32 


'193 patent at 81:26-32 


'193 patent at 83:53-63 


'193 patent at 90:1-28 


'193 patent at 90:39-46 


'193 patent at 91:26-51 


'193 patent at 96:1-7 


'193 patent at 96:12-26 


'193 patent at 98:66-99:3 


'193 patent at 99:28-35 


'193 patent at 101:54-102:52 


'193 patent at 104:29-37 


'193 patent at 105:25-39 


'193 patent at 115:13-21 


'193 patent at 115:25-29 


'193 patent at 123:51-55 


'193 patent at 131:45-52 


'193 patent at 135:16-24 


'193 patent at 135:31-42 


'193 patent at 153:53-156:47 


'193 patent at 160:65-162:65 


'193 patent at 170:42-172:13 


'193 patent at 172:61-177:53 


'193 patent at 178:49-179:55 


45 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 214:59-67 


493 patent at 218:33-220:19 


4 193 patent at 220:53-67 


'193 patent at 222:4-11 


'193 patent at 225:22-226:36 


'193 patent at 227:25-45 


4 193 patent at 23 1:32-59 


•193 patent at 233:25-47 


4 193 patent at 234:36-43 


4 193 patent at 234:64-235:1 


'193 patent at 235:13-38 


4 193 patent at 243:51-244:48 


4 193 patent at 254:30-34 


4 193 patent at 254:59-65 


4 193 patent at 264:26-49 


4 193 patent at 266:51-267:45 


4 193 patent at 273:42-53 


4 193 patent at 277:9-17 


4 193 patent at 279:42-53 


4 193 patent at 282:1 1-28 


4 193 patent at 282:45-61 


4 193 patent at 283:24-28 


4 193 patent at 283:56-284:43 


4 193 patent at 288:43-60 


4 193 patent at 289:14-27 


4 193 patent at 290:30-62 


4 193 patent at 292:19-47 


4 193 patent at 313:33-41 


4 193 patent at 313:58-67 


iyj patent at j 0.24-20 


lyD patenx ax Jio.i-o 


i yo patent at 3 1 o. i o-o I / . l v 


* 1 03 «ntn«t "Cine* 1 1 A 1 *) A 1 1 Q C\ C\ k 1 A 1 "> 1 3 1 £ IH *i f\ 1 **"7 f\ *) "\ 

1^3 patent, rigs. 1, 1A, 2, 2A, 3, 7, 8, V, 9 A, 10, 12, 13, lo, 19, 20, 21, 27, 28, 30, 31, 


"%f\ 37 3R 41n 41r dIH A7 AO fiOA 1C\ 71 7d 77 78 70 CO. fil C7 03 

jjj jo, j /, jo, *na, hid, *f ic, *hq, o / , oy, oyA, /u, / 1, /h, / / , /o, /y, ou, oi, 02, oj, 


84, 85, 86, and 87 

iicino cain nntVifYri'7Jif"inTi 

UdUlg SalU aULUUI L&aLlUli 

i Alclll OPCLIIHallUIla 

infnTmatifin tf\ crnin arrpcc tn nr 

UUsJl ilhCLUXjll IVJ gel 111 (lk>LCdd HJ Ui 


maVp nt Ipnct nnp iiqp nf QftiH first 

M93 natent at 14P.-S0-149-7 

1 7.J LJ a I Will al ItO.Jv 1 "7. / 

Hipital flip 

4 193 oatent at 151*64-152-9 


4 193 Datent at 215*24-32 

receiving a first control from said 

Patent Specifications 

clearinghouse at said first device 

4 193 patent at 1:46-52 


4 193 patent at 1:60-2:3 


4 193 patent at 3:26-29 


4 193 patent at 9:13-16 


4 193 patent at 12:5-9 


4 193 patent at 12:47-13:6 


4 193 patent at 13:54-14:28 


4 193 patent at 14:31-48 


4 193 patent at 16:25-40 


4 193 patent at 17:46-56 


4 193 patent at 18:10-14 


4 193 patent at 18:60-64 


46 



Claim Term / Phrase 

InterTrust Evidence 


193 patent at 22:1-14 


193 patent at 21:52-53; 23 :5 1-24: 14, ana 2<o/-2d.3u 


193 patent at 38:43-55 


193 patent at 45:19-27 


193 patent at 45:39-45 


193 patent at 4o:4-8 


193 patent at 52:oo-53: o 


193 patent at 53:12-22 


193 patent at 53:33-37 


193 patent at 53:45-59 


193 patent at 54:51-58 


l 1 ftl a. j _ A CC11 CC1>I 

193 patent at 55:21-56:24 


I 1 rtl x _ . . p »j 1 1 f\ 

193 patent at 57:33-39 


193 patent at 58:59-64 


1 93 patent at 59:39-42 


193 patent at 60:37-48 


1 93 patent at 62 : 27-42 


193 patent at 63:32-39 


193 patent at 64:48-51 


'193 patent at 65:8-14 


193 patent at 67:31-52 


1 93 patent at 68:65-69:12 


'193 patent at 74:51-53 


'193 patent at 75:23-28 


'193 patent at 75:65-76:32 


193 patent at 81:26-32 


193 patent at 83:53-63 


193 patent at 90:1-28 


'193 patent at 90:38-46 


193 patent at 91:26-51 


'193 patent at 96:1-7 


j. * . ft y i ft ft J 

193 patent at 96:12-24 


i. < ft *1 - ftft y y ftft 

'193 patent at 98:66-99:3 


i 1 ft ^ , . j ft ft ft ft ft 

193 patent at 99:28-35 


193 patent at 101:54-102:51 


193 patent at 104:29-37 


193 patent at 105:23-39 


193 patent at 1 15:13-21 


193 patent at 1 15:25-29 


M At -A. ' * f 1 ff 

193 patent at 123:51-55 


193 patent at 131:45-52 


193 patent at 135:16-24 


li rtl j j _ A licit >*1 

193 patent at 135:31-42 


193 patent at 153:53-156:47 


193 patent at 160:65-162:65 


193 patent at 170:42-1 /2:li 


193 patent at 172:ol-l //:53 


193 patent at 178:49-1/9:55 


193 patent at 214:57-67 


193 patent at 218:31-220:19 


193 patent at 220:53-0/ 


'193 patent at 222:4-11 


'193 patent at 225:22-226:26 


'193 patent at 227:25-45 


'193 patent at 231:32-59 


'193 patent at 233:25-47 


'193 patent at 234:36-43 


47 



Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 234:64-235:1 


'193 patent at 235:13-38 


4 193 patent at 243:51-244:48 


193 patent at 254:30-34 


193 patent at 254:59-65 


4 1 93 patent at 264 :29-49 


'193 patent at 266:51-267:45 


'193 patent at 273:42-53 


'193 patent at 277:9-18 


4 193 patent at 279:42-53 


'193 patent at 282:11-28 


'193 patent at 282:45-61 


*193 patent at 283:23-28 


'193 patent at 283:56-284:42 


'193 patent at 288:43-60 


'193 patent at 289:14-27 


'193 patent'at 290:30-62 


'193 patent at 292:19-47 


'193 patent at 313:33-41 


'193 Datent at 313*58-67 


'193 patent at 315:24-28 


'193 patent at 316:1-6 


'193 patent at 316:16-317:19 


'193 patent, Figs. 1, 1A, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69 A, 70, 71, 74, 77, 78, 79, 80, 81, 82, 83, 


84, 85, 86, and 87 


See "Receiving a digital file" (193.1 1). 

storing said first digital file in a 

See "Storing said digital file" ('193.1) 

memory of said first device 


— . — • 

using said first control to 

See "Determining whether said digital file may be copied and stored on a second 

determine whether said first 

device based on at least said copy control" ('193.1). 

digital file may be copied and 


stored on a second device 


if said first control allows at least 

Patent Specifications 

a portion of said first digital file to 

'193 patent at 48:28-35 

be copied and stored on a second 

'193 patent at 102:26-40 

device 

'193 patent at 263:46-264:57 


'193 patent at 265:9-38 


193 patent at 279:42-60 


'193 patent at 316:16-317:19 


See "If said first control allows at least a portion of said digital file to be copied and 


stored on a second device" ('193.11). 

copying at least a portion of said 

See "Copying at least a portion of said digital file" ('193.1). 

first digital file 


transferring at least a portion of 

Patent Specifications 

said first digital file to a second 

'193 patent at 38:4-9 

device including a memory and an 

'193 patent at 65:24-38 

audio and/or video output 

'193 patent at 68:51-61 


'193 patent at 72:1-9 


'193 patent at 162:10-15 


'193 patent at 167:41-43 " 


48 



Claim i erm / r nrase 

lnierirusi HsViuencc 


193 patent at 226:1 1-16 


193 patent at 237:34-47 


'193 patent at 252:51-58 


193 patent at 324:8-37 




See 'Traiisferring at least a portion of said digital file to a second device" (193.1); and 


oionng lniuiiiiauon associaicu wim saiu uigiiai me m a secure oaiauase siorcu on 


cniH firct Hpvicp cniH inffirmatirm inrlnHirio at Ipact nn*» pontTAl** (yQ'X 1 ^ 

storing said first digital file 

See "Storing said digital file" (* 193.1) 

portion 


'683:2 


the first secure container having 

Patent Specifications 

been received from a second 

oo3 patent at 1S:.)6-16:4 

apparatus 

'193 patent at 102:41-51 

an aspect of access to or use of 

Patent Specifications 

'683 patent at 24:33-39 


'683 patent at 25:62-26:10 


'193 patent at 15:46-50 


'193 patent at 58:38-46 


'193 patent at 159:23-26 


'193 patent at 128:42-45 

the first secure container rule 

Patent Specifications 

having been received from a third 

683 patent at 24:33-39 

apparatus different from said 

'683 patent at 25:62-67 

second apparatus 



4 193 patent at 15:46-50 


' 193 patent at 54:24-38 


4 193 patent at 58:38-46 


'193 patent at 128:42-45 


'193 patent at 159:23-26 


See "First secure container having been received from a second apparatus" (683.2). 



hardware or software used for 

Patent Specifications 

receiving and opening secure 

683 patent at 5:30-38 

containers 

083 patent at 6:j2-j6 


083 patent at 8:SUo2 


083 patent at 10:12-0 


083 patent at 10:2 /-3j 


o83 patent at 1U;!>:>-11.14 


083 patent at 1 1 :4Uo2 


683 patent at 1 1:65-56 


ooj patent at 1 1 . jy-o^ 


'683 patent at 12:27-51 


'683 patent at 13:3-6 


'683 patent at 13:15-17 


'683 patent at 13:43-47 


'683 patent at 14:10-14 


'683 patent at 14:18-27 


49 



Claim Term / Phrase 

InterTrust Evidence 




OOj paiem al l*t.O*f- OJ 


natf>nt at 1 <.-^C-4C. 
OOJ paicni al 1 J.jj-nj 


UOJ pa ICQ I a I ij.JO-lo.'t 


i f\Si.'X rkQfont at 1fv?C 98 


OOj paicni al IO.jo-ZU.OO 


ooj patent ai z4.40-25.zo 


ooo patent at zy.ju-ju.io 


doj patent at 3U:3U-35:43 


Ooj patent at 30. i-3 /.42 


'683 patent at 38:56-39:39 


'683 patent at 39:66-43:20 


ooj patent at 4 /:34-42 


4 £C1 Mn+A**4 „i yifv.11 ^ft 

ooj patent at 4y:3l-3y 


ooj patent at o l : /- 1 1 


ooj patent at o2:o«t>2 


083 patent, rigs. /, o, y, yA, yb, 1U, 12, 13, 35, 3o 


iyj patent at l:4o-55 


iyj patent at I:o0-o3 


lvi patent at 3:2o-2y 


* 1 G1 + rt+ fi. 1 1 IT 

iyj patent at y: 13-1 7 


* 1 G1 mto«+ « + 1 T.C Oft 

iyj patent at iz.5-3y 


iy3 patent at 12:47-1 3 :o 


* 1 Ol **<*+a*>+ 1 1 . C A 1/1 .TO 

iy3 patent at 13:54-14:2o 


iy3 patent at 14:31-4o 


4 1 Al «n+A**4 At 1 £.*">C Af\ 

iyj patent at lo:2j-4U 


iyj patent at l /:4o-5o 


iy3 patent at lo: 10-14 


iy3 patent at Io:o0-o4 


iy3 patent at 22:1-14 


193 patent at 21:52-53; 23:51-24:14; 24:57-25:30 


iy3 patent at 3o:4o-55 


iy3 patent at 45:iy-27 


iy3 patent at 45:39-45 


iyj patent at 4o:4-o 


iyj patent at 52.00-53 :o 


4 1 Ol —.r, c 1 . 1 1 n 

iyj patent at 53:13-22 


* 1 Ol notonf 0+ CI. 11 11 

iyj patent at / 


iyj patent at 53:45 -5 y 


*10"5 nofpnt ot Cj4*C1 CC 

iyj paiem at 54.j1-jo 


* 1 0^ natpnt at CC*9 1 SfrOA 
iyj paicni al jj.Zl-JO.Zn 


*1Q^ natpnt at C7-7^ 

iyj paicni ai j /.jj-jy 


iyj paicni ai jo.jy-on 


17j pa ICQ L al jy.jy-HZ 


i-'j paicni ai ow.j /-no 


*10^ natpnt at 69*77-49 
i y j paiem ai uz.z / -nz. 


*10^ rtatPnt at "XQ 

iyj patent at oj.jz-jy 


iyj patent at 04.4501 


4 10^ -nat«»rit nt AC*6 1 A 

iyj patent at 05. o- 1 4 


'193 natent at 67*31-52 


'193 patent at 68:65-69:12 


'193 patent at 74:51-53 


'193 patent at 75:23-28 


'193 patent at 75:65-76:32 


'193 patent at 81:26-32 


'193 patent at 83:52-63 


50 



Claim Term / Phrase 

InterTrust Evidence 


4 193 patent at 90:1-28 


'193 patent at 90:38-46 


'193 patent at 91:26-51 


'193 patent at 96:1-7 


'193 patent at 96:12-24 


4 193 patent at 98:66-99:3 


4 193 patent at 99:28-35 


'193 patent at 101:54-102:51 


'193 patent at 104:29-37 


4 193 patent at 105:23-39 


4 193 patent at 115:13-21 


4 193 patent at 115:25-29 


4 193 patent at 123:51-55 


4 193 patent at 135:31-42 


4 193 patent at 153:53-156:47 


'193 patent at 161:7-162:65 


4 193 patent at 170:42-172:13 


4 193 patent at 172:61-177:53 


4 193 patent at 178:49-179:55 


4 193 patent at 214:57-67 


4 193 patent at 218:31-219:19 


4 193 patent at 220:53-67 


4 193 patent at 222:4-11 


4 193 patent at 225:22-226:36 


4 193 patent at 227:25-45 


'193 patent at 231:32-59 


4 193 patent at 233:25-47 


4 193 patent at 234:36-43 


4 193 patent at 234:64-235:1 


4 193 patent at 235:14-38 


4 193 patent at 243:51-244:48 


4 193 patent at 254:30-34 


'193 patent at 254:59-65 


4 193 patent at 264:29-49 


4 193 patent at 266:51-267:45 


4 193 patent at 273:42-53 


4 193 patent at 277:9-17 


4 193 patent at 279:42-53 


4 193 patent at 282:1 1-28 


4 193 patent at 282:45-61 


4 193 patent at 283:23-28 


4 193 patent at 283:56-284:42 


4 193 patent at 288:43-60 


4 193 patent at 289:14-27 


4 193 patent at 290:30-62 


4 193 patent at 313:33-41 


4 1 93 natent at 3 1 3*58-67 


4 193 patent at 315:25-29 


'193 patent at 316:1-6 


4 193 patent at 3 16:62-65 


4 193 patent, Figs. 1, 1A, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69A, 70, 71, 74, 77, 78, 79, 80, 81, 82, 83, 


84, 85, 86, and 87 


File Histories 


'683 File History, 1 1/12/99 Office Action, pp. 4-5 (citing USP 5,412,717); see also 


USP 5,412,717 at 4:45-62; 7:49-56; 8:7-24; and 9:64-66. 


51 



Claim Term / Phrase 

InterTrust Evidence 


See Protected Processing Environment and Host Processing Environment 

said secure containers each 

Patent Specifications 

including the capacity to contain a 

'683 patent at 15:56-16:4 

governed item, a secure container 

'683 patent at 25:62-26:10 

rule being associated with each of 


said secure containers 

4 193 Datent at 19* 15-32 


* 193 patent at 22:20-25 


'193 patent at 292:27-37 

protected processing environment 

See Protected Processing Environment 

at least in part protecting 


information contained in said 


protected processing environment 


from tampering by a user of said 


first apparatus 


hardware or software used for 

Patent Specifications 

applying said first secure 

'683 patent at 8:38-46 

container rule and a second secure 

'683 patent at 11:40-52 

container rule in combination to at 

'683 patent at 11:55-56 

least in part govern at least one 

'683 patent at 11:59-64 

aspect of access to or use of a 

'683 patent at 13:46-47 

governed item contained in a 

'683 patent at 14:58 

secure container 

'683 patent at 16:25-28 


'683 patent at 16:58-62 


'683 patent at 20:13-23 


'683 patent at 24:26-33 

- 

'683 patent at 25:62-26:10 


'683 patent at 29:50-30:3 


'683 patent at 30:40-65 


'683 natpnt at ^1 


'683 patent at 32:7-36 


'683 patent at 32:59-33:37 


'683 patent at 34:5-13 


'683 patent at 35:44-67 


'683 patent at 36:13-40 


'683 patent at 37:14-42 


'193 patent at 19:63-20:7 


'193 Datent at 54-39-50 


'193 patent at 55:33-56 


'193 patent at 149:24-45 


'193 patent at 242:54-61 


'193 oatent at 242*64-243*9 


'193 patent at 243:59-62 


'193 patent at 253:9-63 


File Histories 


'683 File History, 1 1/12/99 Office Action, pp. 4-5 (citing USP 5,412,717 at 10:8-39 


and 17:40-61). 


See Protected Processing Environment and Host Processing Environment 

hardware or software used for 

Patent Specifications 


52 



Claim Term / Phrase 

InterTrust Evidence 

transmission of secure containers 

'683 patent at 5:30-40 

to other apparatuses or for the 

683 patent at 6:52-56 

receipt of secure containers from 

'683 patent at 8:50-52 

other apparatuses. 

'683 patent at 10:12-15 


'683 patent at 10:27-35 


'683 patent at 10:55-11:14 


'683 patent at 11:40-51 


'683 patent at 11:55-56 


'683 patent at 11:59-64 


'683 patent at 12:27-51 


'683 patent at 13:3-6 


'683 patent at 13:14-16 


'683 patent at 13:43-47 


'683 patent at 14:11-22 


'683 patent at 14:58-60 


'683 patent.at 14:64-65 


'683 patent at 15:16-17 


'683 patent at 15:26-27 


'683 patent at 15:35-45 


'683 patent at 15:56-16:4 


'683 patent at 16:25-28 


'683 patent at 16:58-20:51 


'683 patent at 24:46-25:26 


'683 patent at 29:50-30:16 

_ 

'683 patent at 30:30-35:43 


'683 patent at 36:1-37:42 


'683 patent at 38:56-39:39 


'683 patent at 39:65-43:20 


'683 patent at 47:34-42 


'683 patent at 49:31-39 


'683 patent at 61:7-11 


'683 patent at 62:9-62 


'683 patent, Figs. 7, 8, 9, 9A, 9B, 10, 12, 13, 35, 36 


'193 patent at 1:46-52 


'193 patent at 1:60-63 


'193 patent at 3:26-29 


'193 patent at 9:13-17 


'193 patent at 12:5-39 


'193 patent at 12:47-13:6 


'193 patent at 13:54-14:28 


'193 patent at 14:31-48 


'193 patent at 16:25-40 


'193 patent at 17:46-56 


'193 patent at 18:10-14 


'193 patent at 18:60-64 


'193 patent at 22:1-14 


'193 patent at 21:52-53; 23:51-24:14; 24:57-25:30 


'193 patent at 38:43-55 


'193 patent at 45:19-27 




'193 patent at 46:4-8 


'193 patent at 52:66-53:8 


'193 patent at 53:13-22 


'193 patent at 53:33-37 


'193 patent at 53:45-59 


'193 patent at 54:51-58 


53 



Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 55:21-56:24 


4 193 patent at 57:33-39 


'193 patent at 58:59-64 


'193 patent at 59:39-41 


'193 patent at 60:37-48 


4 193 patent at 62:27-42 


'193 patent at 63:32-39 


'193 patent at 64:48-51 


'193 patent at 65:8-14 


'193 patent at 67:31-52 


'193 patent at 68:65-69:12 


'193 patent at 74:51-53 


'193 patent at 75:23-28 


'193 patent at 75:65-76:32 


'193 patent at 81:26-32 


'193 patent at 83:53-63 


'193 patent at 90:1-28 


'193 patent at 90:39-46 


'193 patent at 91:26-51 


'193 patent at 96:1-7 


'193 patent at 96:12-20 


'193 patent at 98:66-99:3 


'193 patent at 99:28-35 


'193 patent at 101:54-102:51 


'193 patent at 104:29-37 


'193 patent at 105:23-39 


'193 patent at 115:13-21 


'193 patent at 115:25-29 


'193 patent at 123:51-55 


'193 patent at 135:31-42 


'193 patent at 153:53-156:47 


'193 patent at 161:7-162:65 


'193 patent at 170:42-172:13 


'193 patent at 172:61-177:53 


'193 patent at 178:49-179:55 


'193 patent at 214:57-67 


'193 patent at 218:31-220:19 


'193 patent at 220:53-67 


'193 patent at 222:4-11 


'193 patent at 225:22-226:36 


'193 patent at 227:25-45 


'193 patent at 231:32-59 


'193 patent at 233:25-47 


'193 patent at 234:36-43 


'193 patent at 234:64-235:1 


'193 patent at 235:14-38 


'193 patent at 243:51-255:48 


'193 patent at 254:30-34 


'193 patent at 255:59-65 


'193 patent at 264:29-49 


1 93 patent at 266:5 1 -267:45 


'193 patent at 273:42-53 


'193 patent at 277:10-17 


'193 patent at 279:42-53 


'193 patent at 282:1 1-28 


'193 patent at 282:45-61 


'193 patent at 283:23-28 


54 



Claim Term / Phrase 

InterTrust Evidence 


*1 01 notAtit at 7RV^A IRA'AI 


ivj paieni ax zoo.*o-ou 


iyj patent at zoy.i*t-z / 


1 101 notont at 7Qft*^A A7 

I?? paieni at zyu.ju-oz 


iyj patent at 313.33-41 


4 193 patent at 313:58-67 


' 193 patent at 315:25-29 


1 93 patent at 3 1 6: 1 -6 


1 93 patent at 3 1 o:62-o5 


'193 patent, Figs. 1, 1A, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69A, 70, 71, 74, 77, 78, 79, 80, 81, 82, 83, 


84, 85, 86, and 87 


File Histories 


*/%C1 17-ilo Uiotnr-tj 1 1 /1 1 /OO dfftn* A r»tirvr» nn A ^ ( r-\t\r\ri T TCP ^ A 1 7 7 1 7V e*»*» alert 

Ooj rue riisiory, 11/ iz/yy unice Acuon, pp. *t-j ^cinng uor j,*tiz, / 1 /j, see aiso 


IJ^P 5 412 717 at 1 18-24* 4*58-69 


Cpp PrntprtpH Prr*r*pccino T**nvirf**nmpnt anH T-Trt^t PrAPPQQtno Pnvirfinm^Tit 

'721:1 

. _ 

. — . 

digitally signing a first load 

Patent Specifications 

module with a first digital 

'721 patent at 4:61-5:5 

signature designating the first load 

'721 patent at 6:16-62 

module for use by a first device 

'721 patent at 7:66-8:6 

class 

'721 patent at 16:37-17:23 


'721 patent at 18:19-39 


'721 patent at 19:11-32 


'721 patent at 20:1-4 

digitally signing a second load 

Patent Specifications 

module with a second digital 

721 patent at 4:61-5:9 

signature different from the first 

72 1 patent at 6 : 1 6-64 

digital signature, the second 

721 patent at 7:62-8:6 

digital signature designating the 

721 patent at lo:37-17:23 

second iuau mouuic ior use oy a 

'791 narent at 17-41-18*9 

second device class having at least 

'721 patent at 18:19-20:4 

nnp of* tamner resistance and 


securitv level different from the at 


least one of tamper resistance and 


security level of the first device 


class 


QisinDUung me iirsi loaa moauic 

jraieni dpeciiicauons 

ior use Dy ai icasi one aevice m 

//I paiCUl al n.Ol-J.J 

ine iirsi aevice ciass 

'77 1 nntpnt at 1 A A9 
/ z i paieni al 0 . 1 O-OZ 


'721 patent at 7:66-8:6 


/zi patent at io:3/-l/.23 


*771 natent at 1R*1 "*R 
/ii paieni al lOJOO 


*771 rtat^Tit at 1Q.1 1 10 

i li paient at ly.iiox 


'791 natpnt at IQ-^1-67 


'721 patent at 20:1-4 


'721 patent at 20:58-21:7 

distributing the second load 

Patent Specifications 

module for use by at least one 

'721 patent at 4:61-5:5 

device in the second device class 

4 721 patent at 6: 16-62 


55 



Claim Term / Phrase 

InterTrust Evidence 

device in the second device class 

'721 patent at 7:66-8:6 
'721 patent at 16:37-17:23 
'721 patent at 18:3-38 
'721 patent at 19' 11-32 
'721 patent at 19:51-67 
'721 patent at 20:1-4 
'721 patent at 20:58-21:7 

'721:34 


arrangement within the first 
tamper resistant barrier 

Patent Specifications 
'721 patent at 4:61-5:9 

**70 1 motont nf £•< "7.7 

/z i paieni at o.d- / . / 
'721 patent at 7:62-8:6 
'721 patent at 16:37-17:23 
'721 patent at 17:41-18:2 
'721 patent at 18:19-39 
'721 patent at 19:11-20:25 

prevents the first secure execution 
space from executing the same 
executable accessed by a second 
secure execution space having a 
second tamper resistant barrier 
with a second security level 
different from the first security 
level 

Patent Specifications 
'721 patent at 4:61-5:9 
fx. i patent at o:j-/:/ 
'721 patent at 7:62-8:6 
'721 Patent at 16:37-17:23 
'721 patent at 17:41-18:2 
'721 Patent at 18:19-39 
'721 patent at 19:11-20:25 

'861:58 


creating a frat secure container 

Patent Specifications 
'861 patent at 3:3-4 
'861 patent at 3:39-43 
'861 patent at 6:29-32 
'861 patent at 10:7-10 
'861 patent at 11:48-58 
'861 patent at 16:32-35 

See Secure Container 

including or addressing . . . 
organization information . . . 
desired organization of a content 
section. . . and metadata 
information at least in part 
specifying at least one step 
required or desired in creation of 
said first secure container 

Patent Specifications 
'861 patent at 5:57-6:7 
'861 patent at 10:38-53 
'861 patent at 14:14-29 
'861 patent at 15:21-31 
'861 patent at 17:49-53 

at least in part determine specific 
information required to be 
included in said first secure 
container contents 

Patent Specifications 
'861 patent at 10:49-61 
'861 patent at 15:21-31 
'861 patent at 28:26-28 

'193 patent at 69:66-70:1 
4 193 patent at 71:19-20 
'193 patent at 230:30-34 


56 



Claim Term / Phrase 

interl rust Evidence 



: : — : 

rule designed to control at least 

Patent Specifications 

one aspect of access to or use of at 

so i patent at 

least a portion of said first secure 

ool patent at 1 / Ay-55 

container contents 


'891:1 


rpcnnrr*p nrnrp(C^H ill A QPflirP 

Pntpnt Rnppifi rati nnc 

n«f*Tatin© pnvirriTiTYiP'nt at 3 first 

'193 natent at 83 44-48 

annlianf*p 



Spp PTntprtpH Prtvpccino Fnvirnnmpnt 

securely receiving a iirsi enuiy a 

r aicni opcviiicauons 

^*rtTi+TT»I of firct ann1ian**P 
CUUUUl al SalU 111 M appildllwc 

*1 Q1> natpnt at SV^7-^4 


natpnt nt S7-77-"*A. 
1 / j palCXll al J / .Z / -JO 


* 1 Q7 natpnt at An*77_4.R 
17J palCul al OU.«3/-*ro 


' 1 0^ natpnt nt n^'^-^Q 
l7J paieni al OZ.JZ-jy 


* 1 07 natPnt at A7-7 1 .^7 
1 7J paieni al O / .Z 1 - jZ 


1 1Q1 natpnt at AR*A^ AQ*17 

paieni ai oo.oj-oy.iz 


' 1 Q7 natpnt at 7 VA^J7A* 1 
lyj paieni al /J.0J-/O.1 


*107 natent at 7A* 1 fi 77 

i7j paieni ai /u.iuoz 


i paieni ai / / . j u-*H*f 


' 1 07 f*atf»nt at R 1 *7A 77 

i7j paieni ai oi.zo-jZ 


l 1 07 nn+Ant at C7**S7 G4.*7 

iyj paieni at ojOj-oh. / 


' 1 07 natont at Ol *7fi CI 

lyj paieni ai y i .jo-j i 


1 1 07 natent at OA* 1 A 

1 7j paieni ai yo. i -o 


1 1 07 nat*»nt at OA* 17 17 

17J paieni ai yo. iz-i / 


* 1 07 *rtat*»Tit at i m *ca ifo»7*s 
iio paieni ai iui.j*t-iuz.zj 


lyj paieni ai iuz.*ti-ji 


'107 nofpnt at IHiOQ 77 

l7j paieni al lUH.ZV-J/ 


' 1 07 notAnt at 1 1 fi*AA 110*47 

i?j paieni ai 1 io.oh-i iv.hj 


M07 natpnt at 177*77 7R 
lyj paieni ai izj.zz-zo 


* 1 07 natpnt at 1 77**\ 1 *^A 
lyj paieni al 1Zj.j1-jO 


4 1 07 notAnt at 1 CC< 1 1 CA*7 

lyj paieni ai Ijj.jI-IjO.z 


' 1 07 Y\ntt*r\t at 1 AH*AA 1 Al *^ 1 

i yj paieni ai 1 ou.oo- i o l . j l 


•107 natpnt at 1 A7-70 1A7*7*\ 

lyj paieni ai ioz.jy-iOj.jj 


* 1 07 natpnt at 7A/V AA 7fi1 *a7 

lyj paieni ai zuu.oo-zui.4z 


*1 07 natpnt at 71 1 -70 717*10 
1 yj paieni al 1 .jy-L I^.IK) 


*107 natpnt at 71d- c 0-A7 
1 yj paieni al Z J H.J7*0 / 


'193 patent at 218:31-220:19 


•193 patent at 225:50-226:36 


4 193 patent at 227:25-228:30 


'193 patent at 233:25-35 


M93 natent at 28 7* ^A-Ai 


4 193 patent at 283:61-65 


'193 patent at 290:46-62 


'891 patent at 322:56-63 


See "Securely Receiving"; and "Receiving a first control from said clearinghouse at 


saia tirst device (lyi.ly) 

securely receiving a second 

See "Securely receiving a first entity's control at said first appliance" (891.1) 

entity's control at said first 


appliance 


securely processing a data item at 

See "Resource processed in a secure operating environment at a first appliance" 


57 



Claim Term / Phrase 

InterTrust Evidence 

said first appliance, using at least 
one resource 

(891.1); and "Securely Processing." 

securely applying, at said first 
appliance through use of said at 
least one resource said first 
entity's control and said second 
entity's control to govern use of 
said data item 

Patent Specifications 
4 891 patent at 322:16-18 

See "Resource processed in a secure operating environment at a first appliance" 
(891.1); and "Securely Applying" 

'900:155 


first host processing environment 
comprising 

See Host Processing Environment 

designed to be loaded into said 
main memory and executed by 
said central processing unit 

Patent Specifications 
you patent at 82: 12-23 

said tamper resistant software 
comprising: . . . one or more 
storage locations storing said 
information 

Patent Specifications 

900 patent at 239:50-53 

derives information from one or 
more aspects of said host 
processing environment, 

Patent Specifications 
'900 patent at 239:4-42 

one or more storage locations 
storing said information 

Patent Specifications 

'900 patent at 239:4-21 
'900 patent at 239:50-60 
'900 patent, Fig. 69C 
'900 patent, Fig. 69G 

information previously stored in 
said one or more storage locations 

Patent Specifications 

'900 patent at 239:15-55 
'900 patent at 240:31-34 

generates an indication based on 
the result of said comparison 

Patent Specifications 
'900 patent at 239:56-64 
'900 patent at 243:32-41 

programming which takes one or 
more actions based on the state of 
said indication 

Patent Specifications 
'900 patent at 239:56-64 
'900 patent at 242:52-67 
'900 patent at 243:32-41 
'900 patent at 243:65-244:2 
'900 patent at 244:33-39 
'900 patent at 247:50-57 

at least temporarily halting further 
processing 

Patent Specifications 
'900 patent at 239:56-64 
900 patent at 242:52-67 
'900 patent at 243:32-41 
'900 patent at 243:65-244:2 
'900 patent at 244:33-39 
'900 patent at 247:50-57 


58 



Claim Term / Phrase 

InterTrust Evidence 

'912:8 


identifying at least one aspect of 
an execution space required for 
use and/or execution of the load 
module 

Patent Specifications 
4 193 patent at 140:15-46 

AAi/l ovarii /"vt*! cno^P i/l^ntlTiA^ 

saiu execution apace lucuiiiici 
provides the capability for 
distinguishing between execution 
spaces providing a higher level of 
security and execution spaces 
providing a lower level of security 

Pafant Vnortfipafinnc 
lalcni tSPcClIICaUUIls 

4 193 patent at 140:15-46 

4 912 patent at 327:59-61 
4 912 patent at 327:64-66 

checking said record for validity 
prior to performing said executing 
step 

Patent Specifications 
•193 patent at 112:46-113:2 

File Histories 

'912 File History, 9/22/98 Office Action, pp. 2-3. 

'91235 


received in a secure container 

Patent Specifications 
4 193 patent at 58:48-58 

said component assembly 
allowing access to or use of 
specified information 

Patent Specifications 
4 193 patent at 69:66-70:1 
4 193 patent at 71:19-20 
4 193 patent at 83:53-84:16 
4 193 patent at 159:61-160:8 
4 193 patent at 230:30-34 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992) (''information") 

iyj paieni at 07.00- fv.i 
4 193 patent at 71:19-20 
' 193 patent at 230:30-34 

said first component assembly 
, specified by said first record 

See "Said component assembly allowing access to or use of specified information' 1 
(91235) 


Evidence Relevant to Numerous Disputed Claim Terms and Phrases 


Refreshing a budget 

Patent Specifications 
'193 patent at 131:10-13 
4 193 patent at 162:39-65 
4 193 patent at 173:21-174:14 

Absolute protection 

Patent Specifications 

4 193 patent at 16:25-28 
4 193 patent at 35:59-63 
4 193 patent at 38:4-12 
4 193 patent at 49:59-62 
4 193 patent at 80:65-81:8 


59 


Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 199:38-46 
193 patent at 221:2-6 
'193 patent at 222:49-53 
4 193 patent at 223:4-10 


721 patent at 2 1:9-24 
'721 patent at 24:48-56 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Landwehr, Formal Models for Computer Security, ACM Computer Surveys (Sept 3, 

1981), p. 253. 


Computer Security Handbook, 2d ed. (Macmillan, 1988), pp. 75, 201, 218, 292-93 


Hoffman, Modern Methods for Computer Security and Privacy (Prentice-Hall, 1977) 
p. 170. 


Garfinkel et al, Practical Unix Security (O'Reilly & Associates, 1991), pp. 12-13. 


Neumann, Computer Related Risks (ACM Press, 1995), p. 2. 

Alternative control structures 

Patent Specifications 
4 193 patent at 28:29-37 
493 patent at 30:42-31:7 
493 patent at 3 1:29-56 
493 patent at 48:15-35 
4 193 patent at 306:30-65 
4 193 patent at 308:29-42 
493 patent at 308:48-65 
4 193 patent at 312:1 1-31 

Digital file versus a copy 

Patent Specifications 

493 patent at 162:10-15 
4 193 patent at 226:11-16 
'193 patent at 278:1 1-21 
4 193 patent at 316:16-37 
4 193 patent at 324:8-37 
4 193 patent at 325:32-40 

Host Processing Environments 
and Secure Processing 
Environments 

Patent Specifications 
493 patent at 13:7-14 
4 193 patent at 79:24-80:21 
4 193 patent at 80:65-81:8 
4 193 patent at 278:46-65 

4 683 patent at 29:51-30:3 

4 721 patent at 3:16-21 


60