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EXfflBIT C 


PLR 4"3(b) - Identification of Supporting Evidence 

The following represents InterTrust's list of all evidence relevant to construction of the disputed terms and phrases. 
InterTnist expects to identify those passages of greatest significance in coimection with InterTrust's claim construction 
briefing. In addition to the evidence listed in the table below, InterTrust intends to rely on the testimony of Dr. Reiter, as 
described in more detail in Exh. F. 

Notes: 

1 . InterTrust reserves the right to supplement this list as needed to respond to changed constructions proffered by 
Microsoft immediately before or after the submission of the Joint Claim Construction Statement, or to respond to evidence 
or arguments proffered by Microsoft 

2. In the following Hst, certain terms and phrases include other, separately defined terms. In such cases, the evidence 
supporting the separately defined term is also relevant to construction of the larger term. 

3. The InterTrust patents include overlapping specifications, in which the same text may be found in two or more 
specifications. In such cases, InterTrust has cited only one of the specifications. InterTrust reserves the right to substitute 
citations for the same text in other specifications. 

4. Citations of specification text also include a citation of any Figures discussed in that text 

5. Each claim term is followed by a list of all patent claims in which the term appears (e.g., "193.15" means claim 
ISfiromthe '193 patent). 


Key to abbreviations: 

USP = United States Patent 
M93 patent = USP 6,253,193 
*683 patent = USP 6,185,683 
*721 patent = USP 6,157,721 
'891 patent -USP 5,982,891 
'861 patent = USP 5,920,861 
'912 patent = USP 5,917,912 
'900 patent = USP 5,892,900 


Claim Term / Phrase - 

InterTrust Evidence 

access, accessed, access to. 

Patent Specifications 

accessing 

*193 patent at 51:32-33, 61 


'193 patent at 59:53-55 

193.15, 193-19,912.8,912.35, 

'193 patent at 62:54-57 

861.58, 683.2, 721.34 

'193 patent at 64:6-7 

'193 patent at 65:14-19 


'193 patent at 7 1:49-51 


•193 patent at 72:1-3 


'193 patent at 120:59-66 


'193 patent at 128:42-45 


'193 patent at 136:58-60 


'193 patent at 137:63-66 


'193 patent at 139:41-55 


'193 patent at 159:24-26 


'193 patent at 159:64-160:8 


'193 patent at 163:36-63 


'193 patent at 170:17-19 


1 




Claim Term /Phrase 


InterTrust Evidence 


'193 patent at 173:9-16 
*193 patent at 178:57-63 
M93 patent at 183:24-26 
*193 patent at 183:55-57 
493 patent at 188:65-66 
'193 patent at 192:2-57 
•193 patent at 217:27-42 
'193 patent at 274:58-61 
*193 patent at 298:67-299:5 

'683 patent at 10:66-11:3 
'683 patent at 12:52-53 
'683 patent at 13:15 
'683 patent at 15:67-16:4 
'683 patent at 19:6-14 
'683 patent at 42:34-37 
'683 patent at 56:21-25 
'683 patent at 57:63-65 

'861 patent at 12:35-39 
'861 patent at 13:6-17 
'861 patent at 15:35-48 
'861 patent at 17:22-25 

'721 patent at 2:47-53 
'721 patent at 2:62-63 
'721 patent at 4:5-15 

Extrinsic Sources 

Personal Computer Dictionary ( 1995), p. 1 1 . 

Wyatt, Confute! Professional's Dictionary (Osborne McGraw-Hill, 1990), p. 7. 

Webster's New World Dictionary of Computer Terms, 6* ed. (1997), p. 12. 

Citations from Sources Designated by Microsoft under PLR 4-2(b) 

The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993), 

p. 6. 

Cooper, Conputer & Communications Security: Strategies for the 1990s, p. 365. 

National Information System Security (INFOSEC) Glossary, NSTISSI No. 4009 
(2000), p. 1. 

Glossary of Telecommunications Terms (National Communications Systems, 1996), p. 


Webster's New World Dictionary of Con^uter Terms, 4* ed. (1992), p. 2. 

Encyclopedia of Con^uter Science and Engineering, 2"** ed. (Van Nostrand Reinhold, 
1983), p. 494. 


addressing 


Patent Specifications 


861.58 


'861 patent at 5:57-6:7 
'861 patent at 10:53-59 
'861 patent at 14:14-29 
'861 patent at 15:21-31 


2 



Claim Term / Phrase 

InterTrust Evidence 


*193 patent at 86:51-56 
*193 patent at 92:18-23 
193 patent at 109:2-5 
'193 patent at 214:15-18 
*193 patent at 289: 14-22 

Extrinsic Sources 

Microsoft Computer Dictionary, 3"* ed. (Microsoft Press, 1997), p. 17. 
Citations from Sources Designated bv Microsoft under PLR 4'2(b) 

The New IEEE Standard Dictionary of Electrical and Electronic Terms (1993), pp. 16- 
Glossary of Telecommunications Terms (National Communications Systems, 1996), p. 

allowing, allows 

912.35, 193.1,193,11, 193.15, 
193.19 

Patent Specifications 
'193 patent at 11:19-23 
'193 patent at 15:14-17 
'193 patent at 16:49-51 
'193 patent at 34:13-19 
'193 patent at 75:1-5 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed (Houghton Mifflin, 1992), p. 50. 
Citations from Sources Designated bv Microsoft under PLR 4-2(h) 

Webster's College Dictionary of Random House (1991), p. 38. 
Funk & Wagnalls Standard College Dictionary (1973-74), p. 39. 

arrangement 

Patent Specifications 


721 patent at 3:10-15 

721.34 

721 patent at 4:56-60 


721 patent at 16:52-64 


/21 patent at 19:24-32 


193 patent at 1:27-36 - 


1^3 patent at 8:21-27 


ivj patent at 10:49-53 


lyj patent at 1 1:38-45 


ivo patent at 1 1:49-53 


\y5 patent at iz:jj-Dl 


iy5 patent at i3:i-4 


lyj patent at i4:o0-oo 


lyj patent at 19:5-9 


Vii patent at 20:51-67 


193 patent at 41:31-33 


'193 patent at 45*52-59 


'193 patent at 48:33-36 


'193 patent at 48:66-49:3 


'193 patent at 225:39-46 


'193 patent at 226:43-53 


'193 patent at 227:25-28 


'193 patent at 230:45-50 


'193 patent at 236:25-29 


3 



Claim Term / Phrase 

InterTrust Evidence 


*193 patent at 301:58-59 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 102. 


File Histories 


*721 File History, original claims 15-1 8 and 36-39 

aspect 

Patent Specifications 


yuu patent at /4;49-55 

900.155,912.8, 86L58. 683.2 

900 patent at 74:12-17 

900 patent at 74:29-33 


900 patent at 77:15-19 


900 patent at 236:3-7 


*193 patent at 83:30-32 


1 93 patent at 95:27-30 


'193 patent at 103:14-20 


•193 patent at 121:35-37 


* 193 patent at 125:39-41 


193 patent at 260:42-47 


*193 patent at 340:40-43 


*861 patent at 6:24-29 


*861 patent at 17:3-6 


File Histories 


'900 File History, original claims 5-6. 


App. No. 09/342,899, 6/12/00 Office Action, p. 5 (citing US? 5,748,960 at 21:7-15). 

■ ^ 

associated with 

Patent Specifications 


193 patent at 5:19-21 

912.8, 193.1, 193.11. 193.15, 

193 patent at 12:40-43 

683.2 

193 patent at 13:54-63 

Ivi patent at 15:51-55 


' 1 .A 1*7.0 CZT 

193 patent at 17:52-56 


193 patent at lS:3o-42 


lyj patent at 20:o-2o 


lyi patent at 22:20-25 


193 patent at 32:49-51 


iy3 patent at 33:26-30 


1 y3 patent at j j .3- 1 1 


ly^ patent at jj.jy-ji 


lyo patent at j /:i /-4U 


lyj patent at jy;o-lo 


lyj patent at o^:oo-oo:j 


iy3 patent at 103:54-lU4:2o 




'193 patent at 153:32-154:49 


•193 patent at 188:8-11 


M93 patent at 194:47-51 


'193 patent at 195:10-24 


•193 patent at 210:56-211:9 


'193 patent at 241:17-26 


'193 patent at 245:9-13 


4 



Claim Term / Phrase 

InterTrust Evidence 


*193 patent at 268:66-269:11 


193 patent at 269:23-34 


193 patent at 292:63-67 


IVi patent at 297:61-298:2 


1 9 J patent at 299:46-49 


1 93 patent at 300:44-5 1 


193 patent at 308:48-56 


683 patent at 8:34-37 


683 patent at 9:56-58 


•683 patent at 10:1-4 


683 patent at 24:5-13 


683 patent at 26:12-16 


683 patent at 27:24-28 


ooo patent at 30:44-56 


683 patent at 37: 14-19 


683 patent at 40:10-15 


683 patent at 41:58-61 

authentication 

Patent SDecifications 


'193 patent at 13:33-37 

193.15 

*193 patent at 64:29-37 

'193 patent at 67:58-60 


'193 patent at 115:17-21 


'193 patent at 123:21-62 


'193 patent at 160:24-26 


• 193 patent at 203:58-61 


193 patent at 204:2-1 1 


'193 patent at 204:27-34 


'193 patent at 213:1-15 


'193 patent at 218:38-220:19 


1 93 patent at 230:22-27 


193 patent at 232:47-53 


'193 patent at 236:21-25 


1 93 patent at 290:47-62 


193 patent at 3 1 9:27-29 


oo3 patent at 7:42-45 


683 patent at 8: 1 5-27 


'683 patent at 10:M . 


'683 patent at 18:65-19:26 


683 patent at 21 :36-52 


'683 patent at 30:65-31:63 


'683 patent at 34:54-57 


'683 patent at 41:18-21 


'683 patent at 48:32-36 


ocSi patent at 49:1-17 


XT' 

File Histories 


* 683 File Historv 1 1/12/OQ Offirp Artinn n 7 ^ritino T T^P ^ 41 9 71 7 at /i* 1 0_i4C\ 


Citations from Sources Desienated bv Microsoft under PLR 4-2fb) 


Tanenbaum, Modem Operating Systems (Prentice Hall, 1992), p. 189. 

authorization information, 

Patent Specifications 

authorized, not authorized 

'193 patent at 3:3-9 


'193 patent at 167:8-11 


5 



Claim Term / Phrase 

InterTrust Evidence 

193.15, 193.19 

*193 patent at 167:55-59 
*193 patent at 211:39-212:7 
*193 patent at 214:42-48 
*193 patent at 215:59-216:5 
'193 patent at 220:47-52 
'193 patent at 223:57-60 
•193 patent at 254:40-44 

File Histories 

USP 5,910,987 FUe History, 9/23/98 Office Action, p. 4. 
Extrinsic Sources 

The American Heritage Dictionary, 3d ed (Houghton Mifflin, 1992), p. 120. 
Citations from Sources Designated bv Microsoft under PLR 4-2fb^ 

Cooper, Conq)uter & Communications Security: Strategies for the 1990s, p. 367. 
Laplante, Dictionary of Con:q)Uter Science, Engineering and Technology (2001), p. 29. 
Microsoft Con:5>uter Dictionary, 2°*' ed. (Microsoft Press. 1994), p. 32. 
Microsoft Conq>uter Dictionary, 3"* ed. (Microsoft Press, 1997), p. 36. 

budget control; budget 
193.1 

Patent Snecifications 
'193 patent at 22:47-52 
•193 patent at 50:18 
'193 patent at 51:44-45 
•193 patent at 57:51-54 
•193 patent at 58:26-34 
•193 patent at 58:38-59:37 
•193 patent at 130:58-131:52 
•193 patent at 132:7-26 
'193 patent at 132:55-65 
•193 patent at 133:12-13 
'193 patent at 133:45-59 
•193 patent at 142:41-61 
'193 patent at 143:10-28 
'193 patent at 143:38-144:31 
•193 patent at 150:63-66 
'193 patent at 152:44-47 
'193 patent at 172:14-48 
'193 patent at 172:61-174:33 
'193 patent at 173:21-177:53 
'193 patent at 182:7-14 
'193 patent at 182:22-30 
'193 patent at 184:67-185:1 
'193 patent at 220:20-40 

File Histories 

App. No. 09/328,668, 9/1/00 Office Action, p. 4. 

USP 5,910,987 File History, 9/23/98 Office Action, p. 5. 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 249 

can be 

Extrinsic Sources 


6 



Claim Term / Phrase 

InterTrust Evidence 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), pp. 159, 277. 

1^3.1 


capacity 

Patent Specifications 


*193 patent at 127:35-62 

683.2 

Extrinsic Sources 


ine American neniage uicnonary, ea. ^nougnion miiiiui, i^yz ), p. /o^. 


Citations from Sources Designated bv Microsoft under PLR 4-2Cb> 


Webster's College Dictionary of Random Hoxise (1991), p. 201. 


Random House Dictionary of the English Language: College Edition (1968), p. 200. 


Encyclopedia of Conputer Science and Engineering, 2°** ed. (Van Nostrand Reinhold, 


1983), pp. 208, 1519 

; : 

clearinghouse 

; , : _ 

Patent Soecifications 


IVi patent at 3:32-33 

193.19 

1 93 patent at 13:1 7-23 

193 patent at 25:22-24 


1 93 patent at 36: 1 5-48 


193 patent at 41:8-9 


193 patent at 47:37-42 


193 patent at 50:6-9 


193 patent at 55:57-66 


193 patent at 56: 16-24 


193 patent at 132:35-37 


193 patent at 161:66-162:65 


193 patent at 253:65-254:1 


*193 patent at 255:33-51 


*193 patent at 267:40-42 


193 patent at 268:29-31 


193 patent at 269:59-65 


*193 patent at 270:42-58 


*193 patent at 271:44^9 


193 patent at 280:18-26 


lyj paieni ai zon.ju-jy 


File Histories 


US? 6,427,140 File History, 3/30/01 Office Action, p. 3. 


US? 6,112,181 File History, 12/31/98 Office Action, p. 30. 


Citations from Sources Desienated bv Microsoft under PLR 4-2fb) 


1^11^ jrwiupculd. Ui V^Ulll^ulCl oLriCllL'C allU J^llglllCCX Ulg, CU. ^ V ali INOaUallQ IxCiimulCL, 


1983), p. 600. 

conpares, con^^arison 

Patent Soecifications 



900.155 

'900 patent at 280:63-65 


'900 patent at 322:15-20 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 384. 


Citations from Sources Designated bv Microsoft under PLR 4-2(b) 


7 



Claim Term / Phrase 

InterTrust Evidence 


The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993), 
p. 221. 

Illustrated Dictionary of Congjuting, 2"** ed (Prentice Hall, 1992), p. 1 10. 

The American Heritage Dictionary of the English Language (1969), p. 271. 

Webster's College Dictionary of Random House (1991), p. 276. 

Funk & Wagnalls Standard College Dictionary (1973-74), p. 275. 

Random House Dictionary of the English Language: College Edition (1968), p. 273. 

Webster's Ninth New Collegiate Dictionary (Merriam-Webster, 1987), pp. 276-277. 

IBM Dictionary of Con?)uting (McGraw Hill, 1994), pp. 124-125. 

con^nent asseinbly 
912.8,912.35 

Patent SDecifications 
'193 patent at 25:54-26:9 
'193 patent at 50:35-36 
•193 patent at 83:12-88:21 
*193 patent at 112:46-113:62 
*193 patent at 115:43-116:51 
*193 patent at 133:43-45 
*193 patent at 138:31-37 
'193 patent at 159:61-160:8 
•193 patent at 169:62-170:4 
'193 patent at 171:39-42 
'193 patent at 247:58-64 
•193 patent at 250:21-34 
•193 patent at 260:36-47 

File Histories 

'912 File History, 9/22/98 Office Action, pp. 2-3 (citing US? 5,748,960); see also USP 
5,748,960 at 1:33-67 and 16:32-41. 

'912 File History, 6/24/98 Amendment, pp. 73-75. 

'912 File History, 12/24/97 Office Action, pp. 2-3 (citing USP 5,629,980; USP 
5,499,298; and USP 5,457,746); see also USP 5,629,980 at 9:6-1 1 :29; USP 5,499,298 
at 6:46-8:23; and USP 5,457,746 at 10:8-67. 

App. No. 09/342,899 File History, 12/12/00 Amendment, p. 7. 
App. No, 09/342,899 File History, 12/13/01 Response, p. 3. 

contain, contained, containing 
683.2, 912.8, 912.35 

Patent Soecifications 
•193 patent at 19:15-21 
'193 natent at 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 406. 
Citations from Sources Designated bv Microsoft under PLR 4-2fh) 

Webster's College Dictionary of Random House (1991), p. 293. 


8 



Claim Term / Phrase 

InterTrust Evidence 


Random House Dictionary of the Engush Language: College Edition (1968), p. 289. 


Que s Conq>uter Progranuner s Dictionary (1993), p. 93. 

control 

Patent Specifications 


•193 patent at 5:19-24 

193.1, 193.11, 193.15, 193.19, 

*193 patent at 6:33-45 

891.1 

*193 patent at 7:13-19 

'193 patent at 10:66-11:18 


'193 patent at 12:12-14 


'193 patent at 13:54-60 


'193 patent at 15:3-7 


'193 patent at 15:18-21 


'193 patent at 15:33-38 


'193 patent at 15:46-50 


•193 patent at 17:15-21 


•193 patent at 17:46-67 


•193 patent at 18:29-42 


'193 patent at 19:13-32 


•193 patent at 22:47-58 


•193 patent at 25:48-52 


'193 patent at 25:52-26:12 


'193 patent at 28:19-44 


'193 patent at 29:21-28 


'193 patent at 30:62-65 


•193 patent at 32:30-34 


'193 patent at 33:11-19 


'193 patent at 33:63-34:3 


'193 patent at 34:30-37 


'193 patent at 42:21-38 


'193 patent at 42:39-43:1 


'193 patent at 43:25-44:2 


'193 patent at 44:34-52 


'193 patent at 45:1 1-15 


'193 patent at 45:33-36 


'193 patent at 48:29-35 


'193 patent at 49:11-12 


'193 patent at 49:50-55 


•193 patent at 53:53-59 


'193 patent at 56:26-32 


'193 patent at 57:27-36 


'193 patent at 57:51-55 


'193 patent at 58:27-34 


'193 patent at 59:1-25 


'193 patent at 71:20-25 


'193 patent at 77:32-34 


'193 patent at 77:45-63 


•193 patent at 77:64-78:3 


•193 patent at 78:6-9 


•193 patent at 110:54-55 


'193 patent at 121:15-32 


'193 patent at 127:6-26 


'193 patent at 128:25-33 


*193 patent at 129:52-60 


'193 patent at 129:64-67 


'193 patent at 130:26-29 


*193 patent at 130:41 


9 



Claim Term / Phrase 

InterTrust Evidence 


U93 patent at 131:33-50 


*193 patent at 131:59-132:18 


*193 patent at 135:49-58 


•193 patent at 137:4-7 


*193 patent at 148:59-149:7 


*193 patent at 149:13-153:31 


*193 patent at 169:5-13 


'193 patent at 174:15-177:53 


'193 patent at 182:43-44 


*193 patent at 217:4042 


•193 patent at 242:7-53 


*193 patent at 243:28-37 


*193 patent at 245:9-14 


*193 patent at 247:30-51 


'193 patent at 247:61-248:8 


'193 patent at 258:53-55 


•193 patent at 264:16-19 


•193 patent at 264:40-49 


•193 patent at 268:62-64 


•193 patent at 271:58-61 


•193 patent at 276:10-17 


•193 patent at 280:49-58 




•193 patent at 293:24-29 


•193 patent at 293:64-294:1 


•193 patent at 297:61-298:2 


•193 patent at 298:54-62 


•193 patent at 301:66-302:2 


'193 patent at 314:58-64 




File Histories 


•193 File History, 12/20/96 Office Action, pp. 2-3. 


•193 File History 6/20/97 Resoonse dd 23-25 


•193 File History, 6/7/00 Office Action, pp. 2-4 (citing USP 4,595,950); see also USP 


4,595,950 at 4:4-18; 4:28-33; 4:38-54; 4:64-5:20; 5:35-58; 6:38-65; 7:5-41 ; 8:48-57; 


9:1-39; 9:54-66; and 12:29-13:33. 


'900 File Hifitorv 8/27/98 Officp Action rm "^-4 (c\\\r\o TT^P S 04^ 08^ at 


'891 File History, 12/20/96 Office Action, pp. 2-3 


USP 5,915,019 File History, 7/28/97 Office Action, pp. 2-3 (citing USPs 5,638,443; 


5,563,946: USP 5 509 070- and 5 504 818V see also USP 5 638 443 at lO-fil-l l -^7* 


USP 5,563,946 at 8:27-58 and 9:25-39; USP 5,509,070 at 7:10-8:9; and USP 


5,504,818 at 6:33-67. 


USP 5,915,019 File History, 4/15/98 Office Action, pp. 3-4 (citing USP 5,31 1,591); 


see also 5,31 1,591 at 2:14-46; 1 1:4-10; and 12:7-20. 


USP 6,389,402 FUe History, 3/15/00 Office Action, p. 2. 


09/328,668 File History, 9/1/00 Office Action, p. 4. 


USP 5.910,987 File History, 9/23/98 Office Action, p.4 (citing USP 5,412,717 at 9:33- 


57); see also USP 5,412,717 at 2:24-26; 5:3-7; and Figs. 2 and 3(c). 


10 



Claim Term / Phrase 

InterTrust Evidence 


USP 6,363,488 File History, 12/19/00 Office Action, p. 2-4 (citing USP 4,658,093); 
see also USP 4,658,093 at 4:48-63, and Abstract). 

USP 6,237,786 File History, 7/17/00 Office Action, pp. 2-3 (citing USP 4,827,508); 
see also USP 4,827,508 at 8:61-9:2; 9:32-36; 19:8-26; and 21:39-55). 

USP 6,112.181 File History, 12/31/98 Office Action, p. 14 (citing USP 5,740,549 at 
16:45-54). 

USP 5,949,876 File History, 7/18/97 Office Action, pp. 2-3 (citing USP 5,504,837 at 
7:48-8:44; USP 5,508,913 at 3:56-4:1 1; and USP 5,260,999 at 42:63-43:20 and 45:18- 
30). 

controlling, control (v.) 
861.58, 193.1 

Patent SDecifications 
493 patent at 15:46-50 
493 patent at 33:26-30 
493 patent at 62:58-60 
493 patent at 63:39-44 
493 patent at 64:55-58 
493 patent at 65:35-38 
493 patent at 68:46-49 
493 patent at 68:51-53 
493 patent at 76:37-41 
493 patent at 77:48-57 
493 patent at 128:41-46 
493 patent at 139:60-140:1 
493 patent at 159:23-26 
493 patent at 172:51-55 
493 patent at 174:15-29 
493 patent at 241:17-26 
493 patent at 268:29-31 
493 patent at 273:42-46 
493 patent at 288:11-12 
493 patent at 296:13-14 

*683 patent at 24:33-39 
*683 patent at 27:22-24 

File Histories 

*683 File History, 1 1/12/99 Office Action, p. 13. 
USP 6,389,402 File History, 12/6/00 Office Action, p. 3, 
USP 6,363,488 File History, 12/19/00 Office Action, p. 2, 
USP 6,427,170 File History, 3/3/01 Office Action, p. 4. 
Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), pp. 410, 784. 
Citations from Sources Designated bv Microsoft under PLR 4-2fb) 

Laplante, Dictionary of Conqjuter Science, Engineering and Technology (2001), p. 
104. 

Webster's College Dictionary of Random House (1991), p. 297. 
Funk & Wagnalls Standard College Dictionary (1973-74), p. 295. 


11 



V-Idiiii 1 CI III / X iirtfdC 

luicr I rusi iLrViaencc 


Random House Dictionary of the English Language: College Edition (1968), p. 293. 


Webster's Ninth New Collegiate Dictionary (Merriam-Webster, 1987), p. 285. 

copied file 

Patent Specifications 


* 193 patent at 325:32-40 

193.11 



See Digital File; Copy; Copy Control 

copy, copied, copying 

Patent SDecifications 


*193 patent at 20:36-43 

193.1, 193.11, 193.15, 193.19 

*193 patent at 23:10-15 

'193 patent at 25:18-24 


*193 patent at 26:59-67 


'193 patent at 28:19-23 


*193 patent at 37:27-36 


U93 patent at 37:59-64 


'193 patent at 48:29-35 


'193 patent at 53:60-62 


'193 patent at 57:67-58:3 


*193 patent at 80:40-48 


'193 patent at 109:15-22 


'193 patent at 131:10-17 


'193 patent at 131:65-132:1 


'193 patent at 143:14-18 


'193 patent at 159:24-26 


'193 patent at 167:63-67 


'193 patent at 194:14-19 


'193 patent at 226:11-16 


'193 patent at 264:29-49 


'193 patent at 279:3-9 


n93 patent at 288:46-52 


'193 patent at 319:12-15 


'193 patent at 323:50-324:7 


Extrinsic Sources 


Personal Conputer Dictionary (1995), p, 47. 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 416. 


Webster's New World Dictionary of Computer Terms, 6* Edition (1997), p. 1 18. 


Microsoft Conputer Dictionary, 3^^* ed. (Microsoft Press, 1997), p. 120. 


Citations from Sources Desienated bv Microsoft under PLR 4-2(b) 


Dictioriary of Scientific and Technical Terms, 5"* ed (McGraw-Hill, 1994), p, 461 . 


See Copied File 

copy control 

Patent Soecifications 


'193 patent at 38:4-9 

193.1 

'193 patent at 48: 12-35 


'193 patent at 65:24-38 


'193 patent at 68:51-61 


12 



Claim Term / Phrase 

InterTrust Evidence 


*193 patent at 72:1-9 


*193 patent at 133:39-50 


*193 patent at 162:10-15 


*193 patent at 167:41-43 


*193 patent at 220:28-40 


*193 patent at 226:11-16 


*193 patent at 237:34-47 


*193 patent at 252:51-58 


493 patent at 264:28-57 


'193 patent at 278:9-25 


*193 patent at 316:16-317:19 


*193 patent at 322:46-323:7 


'193 patent at 325:32-40 

data item 

Patent Specifications 


*193 Datent at 9*27-31 

891.1 

•193 patent at 58:48-57 

* 193 patent at 67:56-57 


*193 patent at 126:8-52 


*193 patent at 312:63-66 


Extrinsic Sources 


AVvatt- Conmuter Profes<jional*<! nictionarv fOsboTTie Mcfiraw-HiU IQQO^ n 101 


Microsoft Con^uter Dictionary, 3rd ed. (Microsoft Press, 1997), p. 131. 


Citations from Sources Desicnated bv Microsoft under PLR 4-2fb) 


Microsoft Computer Dictionary, 2"" ed. (Microsoft Press, 1994), pp. 107-108. 


Microsoft Corr^uter Dictionary, 3"* ed. (Microsoft Press, 1997), p. 130. 


McNulty, Security on the Intemet, Statement Before the Subcoinmittee on Science, 


Committee on Science, Space, and Technology, U S House of Representatives (Mar. 


22, 1994), p. 9 ("Data Integrity - Verification that the contents of a data item (e.g., 


message, file, program) have not been accidentally or intentionally changed in an 


unauthorized mamier"). 

derive, derives 

Patent Specifications 


*900 patent at 73:38-42 

900.155 

'900 patent at 74:36-42 


'900 patent at 75:30-36 


*900 patent at 75:41-49 


'900 patent at 245:25-39 


'900 patent at 247:4-12 


'900 patent at 247:20-26 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 504. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


Webster's College Dictionary of Random House (1991), p. 365. 


Funk & Wagnalls Standard College Dictionary (1973-74), p. 360. 


Random House Dictionary of the English Language: College Edition (1968), p. 358. 


13 



Claim Term / Phrase 

InterTrust Evidence 


See "Derives information from one or more aspects of said host processing 


environment" (900. 1 55). 

HpQprintive Hata <!tructiire 

T^ufpnt ^nM^iftnoi'innc 
K otcui k^pccillCallUlIa 


*861 natent at 5*26-57 

861.58 

*861 natent at 5 •57-6-7 


*86l natent at 6*8-10 


*861 natent at 6*10 9^ 


*R61 natent at 6-9d.'^1 


*R61 natent at 6**^^-47 


*R61 natent at 7-49-0-6'^ 
OU X jJalwUl al J ,*y^*-y 


'K61 natent at 10*^0.61 
QUI paiwUl al i\/.H7'**Ui 


*$i61 rtat^nt nt 1 1 •! ^ 


OOl paieni al i i.iJ-n / 


•861 patent at 11:58-12:5 


'861 patent at 13:41-14:12 


ooi patent at i4.i3-zy 


OOl palCni al i^.Zi-^H 


*861 patent at 16:1 1-31 


'861 patent at 17:13-31 


*861 patent at 17:35-53 


*861 patent at 17:61-18:5 


File Histories 


*861 File History, 6/25/98 Office Action, p. 3 (citing USP 5,537,526); see also USP 


5,537,526 at 7:9-67; 10:12-39 and 16:10-20. 


USP 6,138,1 19 File History, 4/26/00 Office Action, p. 9. 

designating 

Patent Specifications 


*721 patent at 7:66-8:2 

721.1 

*1 0'^ nfltPTit at Ifi'l-I 1 1C\ 

ly^ paieni ai luj.i i-zu 

*193 patent at 150:30-33 


M 0*^ natent at 1 S4'64-l SS-6 


MO"^ natent at 746*64-66 


'193 patent at 277:56-278:16 


*193 patent at 280:1-4 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 506. 

device class 

File Histories 


*721 File History, 4/13/99 Amendment, p. 14. 

721.1 



Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


The American Heritage Dictionary of the English Language (1969), p. 248. 


Webster's College Dictionary of Random House (1991), pp. 250-251, 370. 


Funk & Wagnalls Standard College Dictionary, (1973-74), p, 251. 

digital file 

Patent Snecifications 


'193 patent at 45:66-46:3 


14 



Claim Term / Phrase 

InterTrust Evidence 

193.1, 193.11, 193.15, 193.19 

*193 patent at 123:66-67 

^I Q^ nntpnt at I^^O^ 
17^^ palClil al l\jJ.^j-j\J 

'193 patent at 167:33-35 
•193 patent at 258:30-43 

Extrinsic Sources 

Microsoft Con^uter Dictionary, 3rd ed. (Microsoft Press, 1997), p. 194. 
Citations from Sources Designated bv Microsoft under PLR 4-2rb) 

Encyclopedia of Conq^uter Science and Engineering, 2"** ed. (Van Nostrand Reinhold, 
1983),p.494. 

Hutt et al, Con^uter Security Handbook, 2d ed (Macmillan, 1988), p. 21 8. 

digital signature, digitally signing 
721.1 

Patent Specifications 
•721 patent at 4:32-35 
•721 patent at 4:64-5:5 
•721 patent at 6:5-15 
•721 patent at 6:42-52 
•721 patent at 7:1 1-1 8 
•721 patent at 7:47-57 
•721 patent at 10:56-59 
•721 patent at 10:60-64 
/Zl patent at i2:o7-13:3 
•721 patent at 14:61-15:16 
•721 patent at 15:31-34 

Extrinsic Sources 

Dictionary of Information Technology, 3d ed. (Van Nostrand Reinhold, 1989) 
Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

r\.u5scii CI ai., L^ompuier oecuniy oasics \kj Keiuy & Associates, lyyi j, p. 410, 
Microsoft Computer Dictionary, 3'"* ed. (Microsoft Press, 1997), p. 145. 
Garfinkel et al.. Practical Unix Security (O'Reilly & Associates, 1991), p. 122. 
Neumann, Computer Related Risks (ACM Press, 1995), p. 345. 

entity's control 
891.1 

Patent Specifications 
•193 patent at 127:4M5 
'193 patent at 128:61-65 
'193 patent at 203:42-45 
'193 patent at 267:34-42 
•193 patent at 277:42-46 
'193 patent at 281:36-39 

See Control 

envu-onment 

912.35, 900.155,891.1,683.2, 
721.34 

Patent Specifications 
'193 patent at 13:27-29 
'193 patent at 17:1-6 
'193 patent at 18:34-36 
'193 patent at 25:39-43 


15 



Claim Term / Phrase 

InterXrust Evidence 


193 patent at 36:26-29 


193 patent at 49:3-6 


193 patent at 49:15-17 


193 patent at 52:66-53:5 


•193 patent at 69:33-35 


*193 patent at 72:34-39 


'193 patent at 73:40-42 


*193 patent at 83:43-48 


*193 patent at 100:10-16 


'193 patent at 106:56-62 


193 patent at 141:43-45 


193 patent at 278:45-51 


'900 patent at 245:23-39 


'683 patent at 43:28-29 


'721 patent at 1:21-28 


'721 patent at 6:5-8 


'721 patent at 6:66-7:7 


Extrinsic Sources 


Webster s New World Dictionary oi Con^juter Terms, 6 Edition (1997), p. 178. 


Microsoft Con5)uter Dictionary, 3rd ed. (Microsoft Press, 1997), p. 178. 

executable programming. 

Patent SDecifications 

executable 

'193 patent at 25:39^8 


'193 patent at 25:57-60 

912.8,912.35,721.34 

'193 patent at 29:24-25 

'193 patent at 73:30-31 


'193 patent at 76:60-67 


193 patent at 77:32-36 


'193 patent at 77:50-55 


'193 patent at 78:6-7 


193 patent at 83:12-18 


193 patent at 83:43-48 


'193 patent at 86:41-56 

- 

'193 patent at 110:60-111:8 


193 patent at 111:9-16 


1 93 patent at 1 1 1 :20-34 


'193 patent at 126:30-31 


'193 patent at 136:52-55 


'193 patent at 140:7-11 


'193 patent at 141:42-56 


'721 patent at 1:21-28 


'721 patent at 5:34-39 


111 patent at 8:24-28 


'912 patent at 329:16-24 


File Histories 


'721 File History. 4/13/99 Amendment, p. 14. 


Extrinsic Sources 


Microsoft Computer Dictionary, 3"* ed. (Microsoft Press, 1997), p. 182. 


16 



Claim Term / Phrase 

InterTrust Evidence 


Citations from Sources Designated bv Microsoft under PLR 4-20)) 


Krol, The Whole Internet: User's Guide and Catalog (O'Reilly, 1992), p. 69. 


TRM^ T^irtinnarv nf^rVirrmn tin o rXyfnrrraxi/ Mill 10QJ.\ r\ O^H 

ixjivi ui^uKjiiaiy \}i ^A/iiipuujig ^ivicvjiaw niu, lyy^u p« z ju. 


Microsoft f^fimniitpr Oirtinnn TV 7***^ i*fl rMirrncnft PrAcc 1O0>^^ n 1^1 
i-^*^^i\JO\Jx\ V/viAipuid lyiuiiUiiai jr, X CU. \iViidU5Uil i iCbo, i-/7*TJ, p. IDO. 


■'-'"^/^iwpcuia ui \^iiipuici ocicucc oiiu jDnguieeiing, z eo* ^ van JNOstranu iCeinnoicz, 


1Q85) n 1770 

execution space, execution space 

Patent SDecifications 

identifier 

'193 patent at 69:14-22 


*193 patent at 69:33-35 

912.8 

'193 patent at 70:43-44 


M93 patent at 75:38-42 


'193 patent at 87:35-38 


'193 patent at 88:38-43 


ivi patent at i04:3y"44 


'193 patent at 105:55-57 


'193 patent at 106:38-43 


1 y3 patent at l U7 :3 1 -47 


'193 patent at 107:63-108:7 


'193 patent at 109:27-33 


'193 patent at 113:53-62 


'193 patent at 140:15-141:11 


'912 patent at 327:59-61 


'912 patent at 327:65-67 


/z 1 paieni ai j . i o- 1 y 


'791 natpnt at J.*^ 1 .^4 


'T^l r»at#»nt nt ^-1 ^ 
i^l paicni ol J.i-J 


'721 patent at 8:34-40 


T^iIa TTicf aWac 
X lie xxiaiurica 


*721 Flip Hktnrv 4/1Q/Q0 AmpTiHrnf^nt n 14 

governed item 

Patent Specifications 


'683 patent at 24:33-39 

683.2 

'683 patent at 27:22-24 


'193 patent at 9:27-31 


'193 patent at 15:46-50 


'193 patent at 33:26-30 


'193 patent at 58:48-57 


'193 patent at 63:39-44 


'193 patent at 67:56-57 


'193 patent at 76:37-41 


'193 patent at 126:8-52 


'193 patent at 128:41-46 


'193 patent at 139:60-140:1 


'193 patent at 159:23-26 


'193 patent at 172:51-55 


'193 patent at 174:15-29 


17 


• • 

Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 241:1 7-26 
'193 patent at 273:42-46 
'193 patent at 288:1 1-12 
'193 patent at 296:13-14 
'193 patent at 3 12:63-66 


File Histories 

'683 file history, 1 1/12/99 Office Action, p. 13. 


US? 6,389,402 File History, 12/6/00 Office Action, pp. 2-3. 


USP 6,363,488 File History, 12/19/00 Office Action, p. 2. 


USP 6,427,170 File History, 3/3/01 Office Action, p. 4. 


Extrinsic Sources 

Wyatt, Conputer Professional's Dictionary (Osborne McGraw-Hill, 1990), p. 101. 


Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 131. 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 784. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 
Microsoft Computer Dictionary, 2"** ed. (Microsoft Press, 1994), pp. 107-108. 


Microsoft Congjuter Dictionary, 3"* ed. (Microsoft Press, 1997), p. 130. 


MClNuity, oecuniy on ine iniemei, oiaicmcni Dciorc mc duul-uiiiiiiiilcc uu ocichl'C, 
Committee on Science, Space, and Technology, U S House of Representatives (Mar. 
22, 1994), p. 9 ("Data Integrity - Verification that the contents of a data item (e.g., 
message, file, program) have not been accidentally or intentionally changed in an 
unauthorized manner"). 

halting 

Patent Saecifications 
'900 patent at 154:34-40 

900.155 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 816. 

Citations from Sources Designated bv Microsoft under PLR 4-2fb) 
Dictionary of Scientific and Technical Terms, 5"^ ed. (McGraw-Hill, 1994), p. 898. 

The American Heritage Dictionary of the English Language (1969), p. 595. 

Dictionary of Computing, 3'*^ ed, (Oxford, 1990), p. 201 . 

host processing environment 
900.155 

Patent Specifications 
'900 patent at 21:1-17 
'900 patent at 49:31-48 
900 patent at 78:30-40 
'900 patent at 87:32-46 
'900 patent at 96:6-18 
'900 patent at 112:2-27 
'900 patent at 112:48-52 

'193 patent at 13:7-23 
'193 patent at 21:5-25 


18 



Claim Term / Phrase 

InterTrust Evidence 


*193 patent at 76:63-67 
•193 patent at 79:30-46 
'193 patent at 79:60-81:12 
'193 patent at 83:47-48 
'193 patent at 88:31-43 
'193 patent at 104:39-64 
'193 patent at 105:25-39 
'193 patent at 203:63-65 
'193 patent at 225:43-46 

'683 patent at 20:16-19 
'683 patent at 29:50-30:3 

identifier, identify, identifying 

193.11, 193.15,912.8,912.35, 
861,58 

Patent Specifications 
•193 patent at 25:3 1-38 
'193 patent at 68:22-25 
•193 patent at 85:59-63 
'193 patent at 88:31-43 
'193 patent at 131:33-45 
'193 patent at 135:54-58 
'193 patent at 140:35-50 
'193 patent at 207:27-35 
'193 patent at 233:35-41 
'193 patent at 268:28-42 
'193 patent at 270:12-21 ^ 
'193 patent at 280:58-66 
'193 patent at 298:45-54 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 896. 
Citations from Sources Designated bv Microsoft under PLR 4-2(b) 

Cooper, Computer & Communications Security: Strategies for the 1990s, p. 375. 

Glossary of Telecommunications Terms (National Communications Systems, 1996), p. 
M. 

including 

193.1 (at 320:63, and 321:3); 
193.19 (at 324:15); 

912.8 (at 327:36, 39, and 41); 
912.35 (330:35 and 39); 
861.58 (at 26:53 and 63); and 

683.2 (at 63:60), 

Patent Specifications 
'193 patent at 58:48-53 
'193 patent at 126:62-65 
'193 patent at 133:62-134:14 
'193 patent at 136:53-56 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 913 
Citations from Sources Desienated bv Microsoft under PLR 4-2fb) 

TV a v_/Oiicgc jjiLuuuary oi xvauuom nousc \ iyyi p. OoU. 

Funk & Wagnalls Standard College Dictionary (1973-74), p. 680. 

Random House Dictionary of the English Language: College Edition (1968), p. 673. 

Webster's Ninth New Collegiate Dictionary (Merriam-Webster, 1987), p. 609. 


19 



Claim Term / Phrase 

InterTrust Evidence 

information previously stored 
900.155 

Patent SDecifications 
900 patent at 239:15-55 
*900 patent at 240:31-34 

Citations from Sources Designated bv Microsoft under PLR 4-2(b^ 

The American Heritage Dictionary of the English Language (1969), p. 103 8. 
Webster's College Dictionary of Random House (1991), pp. 691, 1070. 

integrity programming 
900.155 

Patent Soecifications 

*900 patent at 228:28-39 
'900 patent at 231:23-31 
*900 patent at 233:8-15 
*900 patent at 236:1 1-13 
*900 patent at 236:3 1-38 
*900 patent at 236:31-237:53 
'900 patent at 239:4-240:6 
*900 patent at 240: 16-42 
*900 patent at 243:29-41 
'900 patent at 243:63-244:43 
'900 patent at 246:52-247:57 

Citations from Sources Designated bv Microsoft under PLR 4-2(^b) 

The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993) 
pp. 304, 663. 

Russell et al, Con5>uter Security Basics (O'Reilly & Associates, 1991), p. 414. 
Neumann, Conputer Related Risks (ACM Press, 1995), p. 2. 

key 
193.19 

Patent Soecifications 
M93 patent at 12:35-39 
'193 patent at 22:1-14 
'193 patent at 49:3-4 
'193 patent at 59:16-18 
'193 patent at 67:26-31 
'193 patent at 119:17-18 
'193 patent at 129:30-35 
'193 patent at 143:6-9 
'193 patent at 200:1-9 
'193 patent at 200:25-58 
'193 patent at 201:50-55 
'193 patent at 202:38-51 
'193 patent at 207:50-60 
'193 patent at 21 1:18-20 
'193 patent at 211:30-216:21 

Extrinsic Sources 

Mambo et al, A Tentative Approach to Constructing Tanmer-Resistant Software, pp. 

Parks, Microsoft Corporation, Microsoft® Windows Media''^ Device Digital Rights 
Manager v7.1 (WM D-DRM): Overview And Design (WinHEC 2002 Presentation) 
slide 21. 

Davies, Security For Computer Networks: An Introduction to Data Security in 
Teleprocessing and Electronic Funds Transfer, Second Edition, (1984), p. 1 13 


20 


Claim Term / Phrase 

InterTrust Evidence 


Howard et aL, Writing Secure Code, Microsoft Press (2002), p. 175 

Europay International S. A., MasterCard International Incorporated, and Visa 
International Service Association, integrated Circuit Card Specification for Payment 
Systems (June 30, 1996), Page E-3 

The International Telegraph And Telephone Consultative Committee, Security 
Architecture For Open Systems Interconnection For Ccitt Applications, (1991), p.5 

Ehrsam et al., A cryptographic key management scheme for inplementing the Data 
Encryption Standard, IBM Systems Journal 17, No. 2, 106-125, pp. 128-130. 

Banking - Personal Identification Number management and security - Part 1 : PIN 
protection principles and techniques (International Organization of Standardization, 
ISO 9564-1 1991-12-15, First Edition) pp. 3 and 20. 

USP 4,168,396 (Best) at 2:7-9 

USP 5,509,070 (SchuU) at 15:1-12 

http://msdn.microsoficom/library/default.asp?url=/library/en- 
us/security/security/diffie_hellman_keys.asp (Oct. 2002) 

Diffie and Helhnan, New Directions in Cryptography, IEEE Transactions on 
Information Theory. v.!T-22, n.6 (Nov. 1976), pp. 644-654. 

Schneier, Applied Cryptography, ed. (Wiley, 1996), pp. 170-175, 189-21 1, 265- 
278, 397-398,513-516. 

National Bureau of Standards, NBS PIPS PUB 81, DES Modes of Operation, US 
Department of Commerce (Dec. 1980). 

Telecom Glossary 2000, Technical Subcommittee on Performance and Signal 
Processing (American National Standard for Telecommunications, Feb. 2001), see 
entries for "derivation key," "key encrypting key pair," "key production key," "variant 
of a key," "key encrypting key," "master key," "linear key," "key type," "seed key." 
On the web at http://www.atis.org/tg2k/_derivation_key.html et seq. 

Citations from Sources Designated by Microsoft under PLR 4-2^b) 

National Information System Security (INFOSEC) Glossary, NSTISSI No. 4009 (Sept. 
2000), p. 32, 

Glossary of Telecommunications Terms (National Communications Systems, 1996), 
pp.K-l,K-2, M.15. 

Shirey, Internet Security Glossary, Network Working Group, RFC 2828 (May 2000) 
p. 49. 

rreeaman, i ne Con^uter Glossary: The Conplete Illustrated Desk Reference, 6 ed. 
(Computer Language Co., 1992), p. 297. 

Pfleeger, Security in Computing (Prentice Hall, 1989), p. 398. 

Cooper, Computer & Communications Security: Strategies for the 1990s (Intertext 
Publications/Multiscience Press, 1989), pp. 334-335. 


21 



Claim Term / Phrase 

InterTrust Evidence 

load module 

Patent Specifi cations 


193 patent at 17:15-21 

912.8. 721.1 

193 patent at 18:28-33 

193 patent at 25:39-52 


1 93 patent at 25:57-63 


193 patent at 34:26-37 


193 patent at 50:65 


1 93 patent at 7 1 :26-3 1 


193 patent at 77:21-25 


•193 patent at 85:21-29 


*193 patent at 86:36-60 


193 patent at 1 10:60-67 


1 93 patent at 1 1 1 :59-65 


*193 patent at 126:15-31 


'193 patent at 136:52-60 


•193 patent at 139:14-142:38 


*193 patent at 151:19-22 


•721 patent at 3:21-35 


'721 patent at 4:5-9 


'721 patent at 4:22-42 


•721 patent at 5:26-39 


•721 patent at 14:39-60 


File Histories 


09/342,899 File History, 6/12/00 Office Action, p. 4 (citing US? 5,748,960 at 6:63- 


67); see also US? 5,748,960 at 1:33-52; 9:14-19; 1 1:15-25; 14:47-59; and 16:23-32. 


09/328,068 File History, 5/16/01 Office Action, p. 4. 


Extrinsic Sources 


Microsoft Computer Dictionary, 3rd ed. (Microsoft Press, 1997), p. 287. 

machine check programming 

Patent Specifications 


'900 patent at 231:23-31 

900.155 

'900 patent at 233:8-15 


'900 patent at 236:11-13 


'900 patent at 236:31-237:53 


'900 patent at 239:4-240:6 


•900 patent at 240:16-42 


•900 patent at 243:29-41 


'900 patent at 243:63-244:43 


'900 patent at 246:52-247:57 

opening secure containers 

Patent Specifications 


'683 patent at 8:28-31 

683.2 

'683 patent at 9:59-61 

o83 patent at 13:6 


05 J paieni ai 1j.o/-io.t' 


*683 patent at 18:42-49 


*683 patent at 42:34-52 


^683 patent at 49:31-38 


'683 patent at 56:17-25 


'193 patent at 183:24-25 


'193 patent at 184:6-22 


22 



Claim Term / Phrase 

InterTrust Evidence 


193 patent at 185:11-12 


193 patent at 254:45-46 


Citations from Sources Designated by Microsoft under PLR 4-2fb) 


Encyclopedia of Conqjuter Science and Engineering, 2°** ed, (Van Nostrand Reinhold, 


1983), p. 1051. 

operating environment 

Patent Soecifications 


193 patent at 34:37-41 

891.1 

193 patent at 34:54-59 

193 patent at 63:13-17 


Extrinsic Sources 


Webster's New World Dictionary of Computer Terms, 6* ed. (1997), p. 370. 

organization, organization 

Patent Specifications 

information, organize 

*861 patent at 5:57-6:7 


'861 patent at 7:54-58 

S61.58 

'861 patent at 10:38-53 

'861 patent at 14:14-29 


'861 patent at 28:34^3 


'861 patent. Abstract 


'193 patent at 33:43-49 


'193 patent at 103:23-32 


'193 patent at 127:17-19 

* 

'193 patent at 232:63-233:1 


193 patent at 274:54-58 


193 patent at 294:41-45 


'193 patent at 302:2-12 


'193 patent at 309:4-9 

portion 

Patent Specifications 


'193 patent at 23:66-24:2 

193.1, 193.11, 193.15, 193.19, 

'193 patent at 24:41-43 

yll.o, yiZ.jj, oOl.jo 

'193 patent at 46:22-24 

'193 patent at 59:34-37 


'193 patent at 128:49-55 


'193 patent at 226:14-16 


'193 patent at 299:19-31 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1412. 


Citations from Sources Designated by Microsoft under PLR 4-2fb'i 


Webster's College Dictionary of Random House (1991), p. 1052. 


Funk 8l Wagnalls Standard College Dictionary (1973-74), p, 1052. 

prevents 

Patent Specifications 


'721 patent at 6:56-62 

721.34 



Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p, 1436. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


23 



Claim Term / Phrase 

InterTrust Evidence 


Webster's College Dictionary of Random House ( 1 99 1 ), p. 1 070. 


Random House Dictionary of the EngUsh Language: College Edition (1968), p. 1050. 

processing environment 
912:35, 900:155, 721:34, 683.2 

Patent SDeciOcations 
*193 patent at 13:17-23 
'193 patent at 75:65-76:9 
'193 patent at 79:36-39 

'721 patent at 1:21-28 

File Histories 

US? 5,915,019 File History, 4/15/98 Office Action, p. 4. 
Extrinsic Sources 


Microsoft Conqjuter Dictionary, 3rd ed. (Microsoft Press, 1997), p, 383. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


IBM Dictionary of Computing (McGraw Hill, 1994), p. 533. 

protected processing environment 

Patent Snecifications 

721:34, 683.2 

'193 patent at 13:7-14 
'193 patent at 13:17-23 
'193 patent at 79:24-83:9 
'193 patent at 105:15-41 
'193 patent at 223:30-225:19 
'193 patent at 226:43-57 
'193 patent at 277:26-32 
'193 patent at 278:45-65 
'193 patent at 283:44-46 
'193 patent at 291:39-49 
'193 patent at 298:9-10 
'193 patent at 3 18: 1-5 

'683 patent at 12:59-61 
'683 patent at 16:60-62 
ooj patent at 2y:5 1-30:3 

•721 patent at 3:16-21 
'721 patent at 8:33-40 

File Histories 

'721 File History, 4/13/99 Amendment, p. 13, 

protecting 
683 2 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1456. 

record (n.) 

Psifpnt Snprifipa#'i/\nc 

912.8,912.35 

'193 patent at 134:54-58 
'193 patent at 138:12-139:13 
'193 patent at 264:20-57 
'193 patent at 324:64-67 

File Histories 


'912 File History, 12/24/97 Office Action, pp. 2-3 (citing USP 5,629,980); see also 


24 



Claim Term / Phrase 

InterTrust Evidence 


USP 5,629,980 at 9:6-1 1:29. 

*912 File History, 6/24/98 Amendment, pp. 73-74. 

'912 File History, 9/22/98 Office Action, pp. 2-3 (citing USP 5,748,960); see also USP 
5,748,960 at 11:7-13 and 12:46-48). 

Extrinsic Sources 

Personal Cong)uter Dictionary (1995), p. 149. 

Citations from Sources Deslenated bv Microsoft under PLR 4'2(b) 

The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE, 1993), 
p. 1087. 

Hutt et al., Con:g)uter Security Handbook, 2**^ ed. (1987), p. 389. 

Telecommunications: Glossary of Telecommunications Terms (National 
Communications Systems, 1996). p. R-10. 

Haiisen, The Dictionary of Conqjuting and Digital Media: Terms and Acronyms 
(1999), p. 261. 

Dictionary of Scientific and Technical Terms, 5**^ ed. (McGraw-Hill, 1994), p. 1664. 

Illustrated Dictionary of Computing, 2"** ed. (Prentice Hall, 1992), p. 505. 

Laplante, Dictionary of Conq)uter Science, Engineering and Technology (2001), p. 
410. 

Webster's New World Dictionary of Con^uter Terms, 4* ed. (1992), p. 349. 

Longley et al.. Information Security: Dictionary of Concepts, Standards and Terms 
(Stockton Press, 1992),p.437. 

IBM Dictionary of Computing (McGraw Hill, 1 994), p. 56 1 . 

Encyclopedia of Conqjuter Science and Engineering, 2"*^ ed. (Van Nostrand Reinhold, 
1983^ n 1772 

reauired 
912.8, 861.58 

F^Ttrincir !Qmirrp< 

f'All Ifiail, ik3UUI 

The American Heritace Dictionarv 3d ed fflouehton MiffliiL 1992"^ o 1533 

v^iiitt.iuii9 11 VIII k3vui (.ca i/c&iciidicu Liv iVAiv-FUsuii uiiucr 1 i_( Jx H-^( IJ ) 

Random House Dictionary of the Enpli<;h T^ncrnaae* Pnlleoe FHitinn /'lOfiR'i n 1191 

resource processed 

Patent Specifications 


493 patent at 7:48-57 

891.1 

'193 patent at 21:5-25 


*193 patent at 29:3-8 


493 patent at 38:60-39:8 


493 patent at 40:1-7 


493 patent at 57:49-51 


493 patent at 64:2-5 


493 patent at 69:63-65 


493 patent at 51:61 


493 patent at 72:39-44 


493 patent at 74:28-37 


493 patent at 75:5-8 


25 




Claim Term / Phrase 


InterTrust Evidence 


*193 patent at 75:15-30 
*193 patent at 75:42-47 
'193 patent at 76:61-77:11 
'193 patent at 77:57-63 
'193 patent at 79:36-39 
•193 patent at 79:50-54 
•193 patent at 79:64-67 
•193 patent at 80:9-12 
•193 patent at 80:30-35 
•193 patent at 81:14-19 
•193 patent at 81:32-35 
•193 patent at 88:50-52 
•193 patent at 89:49-55 
•193 patent at 90:3M6 
•193 patent at 91:12-25 
•193 patent at 94:14-18 
•193 patent at 100:32-35 
•193 patent at 100:46-54 
•193 patent at 101:38-42 
•193 patent at 104:49-52 
•193 patent at 104:59-64 
'193 patent at 108:1-4 
•193 patent at 141:49-55 
•193 patent at 201:47-49 
•193 patent at 201:57-58 
•193 patent at 241:52-55 
•193 patent at 252:60-62 
•193 patent at 258:45-52 
•193 patent at 276:53-58 
•193 patent at 282:20-24 
•193 patent at 283:23-28 
•193 patent at 283:40-44 
'193 patent at 284:16-28 
•193 patent at 313:3-18 
•193 patent at 314:33-39 

File Histories 

'891 File History, 12/20/96 Office Action, p. 2. 

USP 6,363,488 File History, 12/19/00 Office Action, p. 2 


•683 patent at 15:22 
•683 patent at 24:26-33 
'683 patent at 45:60-63 
•683 patent at 47:42-45 
'683 patent at 54:29-37 
•683 patent at 55:23-26 

'193 patent at 53:53-59 
'193 patent at 59: 1-5 
•193 patent at 149:24-40 
'193 patent at 241:11-14 
•193 patent at 241:29-36 
'193 patent at 242:9-61 


rule 


Patent Soecifications 


861.58, 683.2 


•683 patent at 6:11-22 
•683 patent at 11:37-38 


26 



Claim Term / Phrase 

InterTrust Evidence 


*193 patent at 243:4-7 


'193 patent at 243:57-62 


*193 patent at 253:9-30 


'193 patent at 253:34-40 


•193 patent at 253:46-49 


*861 patent at 1:53-60 


*861 patent at 2:13-36 


*861 patent at 6:19-23 


oOl patent at i^:oo-Jo:y 


*861 patent at 18:26-44 


oOl paieni at /u.^5-3i 


*861 patent, Abstract 


riie iiistories 


'683 File History, 11/12/99 Office Action, pp. 4, 6 (citing USP 5,412,717 at 10:8-39); 


see aiso uor /i / at z,z4-4o ana lz:z4-44. 


USP 6,427,140 File History, 3/30/01 Office Action, pp. 3-4. 


USP 6,138,1 19 File History, 10/26/99 Office Action, p. 4. 


USP 6,138,1 19 File History, 4/26/00 Office Action, p. 9. 


App. No. 09/498,369, 5/30/02 Office Action, p. 3 (citing 5,765,152 patent at 4:61-5:4). 


USP 6,389,402 File History, 12/6/00 Office Action, pp. 2-3, 6 (citing USP 3,790,700 


and USP 5,629,980 at 23:37-42); see also USP 3,790,700 at 5:14-18, 35-46; and USP 


5,629,980 at 23:9-42. 

seciire 

Patent Speciflcattons 


'193 patent at 8:1-7 

193.1, 193.11, 193.15,912.35, 

'193 patent at 12:33-39 

861.58, 891.1, 683.2, 721.34 

'193 patent at 13:54-57 

'193 patent at 17:33-37 


'193 patent at 17:67-18:5 


'193 patent at 2 1:26-29 


'193 patent at 22:15-19 


'193 patent at 4 1:37-42 


'193 patent at 42:8-16 


'193 patent at 45:19-32 


'193 patent at 45:39-45 


'193 patent at 45:52-59 


'193 patent at 46:4-5 


'193 patent at 49:33-55 


'193 patent at 49:59-62 


'193 patent at 59:48-59 


'193 patent at 63:35-39 


'193 patent at 63:48-64:47 


'193 patent at 68:66-69:22 


'193 patent at 71:31-40 


'193 patent at 73:19-37 


'193 patent at 81:12-19 


'193 patent at 77:30-78:18 


'193 patent at 80:22-81:19 


'193 patent at 83:44-48 


'193 patent at 84:60-85:2 


'193 patent at 87:33-66 


27 




Claim Term / Phrase 


InterTrust Evidence 


*193 patent at 88:36-43 

* 193 patent at 125:60-64 

* 193 patent at 126:6-8 
'193 patent at 126:30-32 
*193 patent at 199:36-200:9 
'193 patent at 200:66-201:4 
*193 patent at 203:58-204:2 

* 193 patent at 2 16:22-2 17: 12 
*193 patent at 221:1-37 
*193 patent at 226:55-56 
*193 patent at 233:25-30 
•193 patent at 233:51-54 
*193 patent at 238:46-65 

'721 patent at 1:19-28 

File Histories 

App. No. 09/328,668, 5/16/01 Office Action, p. 2 (citing USP 5,388,21 1 at 5:35-40). 
'683 File History, 1 1/12/99 Office Action, p. 1 1. 
Extrinsic Sources 

Webster's New World Dictionary of Conqjuter Terms, 6* Edition (1997), p. 463. 

Citations from Citations from Sources Designated by Microsoft under PLR 4-2(fc 
The New IEEE Standard Dictionary of Electrical and Electronic Terms (IEEE 1993) 
p. 1181. 

Cooper, Con^juter & Commimications Security: Strategies for the 1990s, p. 383. 

Freedman, The Con5>uter Glossary: The Complete Illustrated Desk Reference 
(Conqjuter Language Co., 1992), p. 460. 

Dictionary of Confuting, 3"* ed. (Oxford, 1990), p. 406. 

Encyclopedia of Con^uter Science and Engineering, 2""" ed, (Van Nostrand Reinhold 
1983), pp. 493^97. 


Landwehr, Formal Models for Conputer Security, ACM Computer Surveys (Sept. 3, 
1981), pp. 247, 253. 

Mullender, Distributed Systems, 2nd ed. (Addison- Wesley, 1993), p. 420. 

Hurt et al., Con^uter Security Handbook, pp. 75, 201, 218, 221, 292-93. 

Hoffman, Modem Methods for Computer Security and Privacy (Prentice-Hall, 1977) 
p. 170. 

Garfinkel et al., Practical Unix Security (O'Reilly & Associates, 1991), pp. 12-13. 
Neumann, Computer Related Risks (ACM Press, 1995), pp. 2, 96. 
Tanenbaum, Modem Operating Systems (Prentice Hall, 1992), p. 182. 


secure container 


Patent Specifications 


'683 patent at 7:10-13 
*683 patent at 9:59-61 


28 



Claim Term / Phrase 

InterTrust Evidence 

912.35, 861.58, 683.2 

*683 patent at 15:61-16:4 


*683 patent at 18:49-56 


'683 patent at 25:29-34 


*683 patent at 25:62-26:4 


•683 patent at 29:64-66 


*683 patent at 53:3-5 


'193 patent at 8:1-7 


'193 patent at 8:53-66 


'193 patent at 12:40-43 


'193 patent at 13:44-14:4 


'193 patent at 15:39-46 


'193 patent at 17:46-55 


'193 patent at 19:15-32 


'193 patent at 22:20-25 


M93 patent at 24:64-25:2 


'193 patent at 31:66-32:3 


'193 patent at 33:24-26 


'193 patent at 34:13-49 


'193 patent at 43:26-32 


'193 patent at 52:55-56 


'193 patent at 58:37-59:5 


'193 patent at 103:47-58 


'193 patent at 104:12-28 


'193 patent at 126:15-28 


'193 patent at 127:2-134:23 


'193 patent at 128:11-21 


'193 patent at 189:25-29 


'193 patent at 241:5-15 


'193 patent at 264:40-49 


'193 patent at 274:54-61 


' 1 Q'^ natpnt at 777- 1 "^-l ^ 


'193 patent at 284:8-16 


'193 patent at 291:29-33 


'193 patent at 291:21 Al 


*193 mtent at '^01 *^fi-^7 


'193 patent at 313:33-36 


'193 patent at 314:43-49 


*103 natent at "^1 7-S7-'^l R-R 


'861 patent at 2:12-16 


'861 patent at 5:26-30 


'861 patent at 6:24-29 


Extrin^ir SnitrrpQ 

11131^ L71^IJ1 


USP 5,634,019 at 7:34-49 


NdicrOSOfit (^nmnilter DlVtinnarv "^rH <*H ^N/f irrrtcnft Pr<»cc 1 0Q7^ 11^ 

v^uiijpuici i^iL. iiuuary, jxu cu. ^^iviicroson r rcSS, i""/ J, p. 1 1 j. 


File Histories 


'683 File History, 1 1/12/99 Office Action, p. 4, 6, 12 (citing USP 5,412,717); see also 


USP 5,412,717 at 5:3-37. 


*861 File History, 6/25/98 Office Action, p. 5 (citing USP 5,537,526); see also USP 


5,537,526 at 15:63-16:25. 


USP 6,363,488 File History, 12/19/00 Office Action, pp. 3-4. 


29 



Claim Term / Phrase 

InterTrust Evidence 


USP 6,237,786 File History, 7/17/00 Office Action, pp. 2-3 (citing USP 4,817,508)* 
see also USP 4,817,508 at 8:61-9:2; 9:32-36; 19:8-26; and 21:39-55. 

09/764,370 File History, 1/18/01 Amendment, pp. 17-19. 

USP 6,427,140 File History, 3/30/01 Office Action, p. 3. 

09/819,063 File History, 9/27/00 Preliminary Amendment, pp. 21-22. 

09/498,369 File History, 5/30/02 Office Action, p. 3 (citing USP 5,765,152 at 4:61- 
5:4); see also USP 5,765,152 at Fig. 7D. 

USP 6,1 12,181 File History, 12/31/98 Office Action, p. 15 (citing USP 5,740,549 at 
16:45-54). 

USP 5,915,019 File History, 4/15/98 Office Action, pp. 3-4 (citing USP 5,31 1,591 at 
2:14-46). 

secure container governed item 
683.2 

Patent Sneciflcations 
493 patent at 58:38-58 

secure database 
193.1, 193.11, 193.15 

Patent Speciflcations 
493 patent at 50:54-55 
493 patent at 51:1 1-40 
493 patent at 62:66-63:7 
4 93 patent at 69:56-62 
493 patent at 71:28-40 
493 patent at 72:14-25 
493 patent at 88:27-28 
493 patent at 90:16-20 
493 patent at 100:21-101:31 
493 patent at 157:24-30 
493 patent at 120:59-66 
493 patent at 123:64-125:2 
493 patent at 126:6-67 
493 patent at 142:67-143:46 
493 patent at 148:34-43 
493 patent at 153:33-154:49 
493 patent at 156:26-169:18 
493 patent at 205:60-64 
493 patent at 21 1:3-9 
4 93 patent at 215:34-43 
493 patent at 215:58-218:30 
493 patent at 226:26-42 

flic xxisiurica 

09/342,899 File History, 6/12/00 OfBce Action, pp. 4-5. 

'193 File History, 6/7/00 Office Action, p. 2 (citing USP 4,595,950); see also USP 
4,595,950 at 4:38-54; 8:52-68; and 14:49-15:11. 

'683 File History, 1 1/12/99 Office Action, pp. 5-6. 


30 



Claim Term / Phrase 

InterTrust Evidence 


'900 File History, 8/27/98 Office Action, p. 7 (citing USP 5,048,085 at 6:55-7:14). 


*900 File History, 12/9/97 Office Action, pp. 5, 10 (citing USP 5,655,077 at 3:60-67 


and USP 5,572,673); see also USP 5,655,077 at 4:24-59; and USP 5,572,673, Abstract. 


Extrinsic Sources 


Microsoft Con5)uter Dictionary, 3"* ed, (Microsoft Press, 1997), p. 129. 


Wyatt, Con^uter ProfessionaFs Dictionary (Osborne McGraw-Hill, 1990), p. 98. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb) 


Encyclopedia of Con^uter Science and Engineering, 2"^ ed. (Van Nostrand Reinhold, 


1983), p. 441. 


Hansen, The Dictionary of Conqjuting and Digital Media: Terms and Acronyms 


noOQ^ n 74 

secure execution space 

Patent Specifications 


*721 patent at 6:34-41 

721.34 

'721 patent at 6:49-52 

'721 patent at 7:14-25 


'721 patent at 8:33-40 

secure memory, memory 

Patent Snecifications 


'193 patent at 13:7-14 

193.1, 193.11, 193.15 

•193 patent at 21:17^2 

'193 patent at 22:15-19 


'193 patent at 23:43-50 


'193 patent at 32:15-21 


'193 patent at 49:15-17 


'193 patent at 49:33-55 


'193 patent at 59:42-59 


'193 patent at 60:1-3 


•193 patent at 62:14-24 


•193 patent at 62:43-57 


'193 patent at 63:60-64:5 


'193 patent at 65:64-66:4 


•193 patent at 69:14-22 


'193 patent at 69:25-51 


'193 patent at 69:54-59 


•193 patent at 69:65-71:47 


'193 patent at 71:48-60 


'193 patent at 72:52-73:22 


'193 patent at 79:60-81:11 


'193 patent at 81:12-19 


'193 patent at 88:62-66 


•193 patent at 104:49-64 


'193 patent at 109:24-60 


'193 patent at 110:47-49 


'193 patent at 111:12-16 


•193 patent at 120:60-63 


•193 patent at 121:41-43 


'193 patent at 125:60-67 


'193 patent at 169:3-12 


'193 patent at 206:8-11 


'193 patent at 216:56-217:20 


M93 patent at 218:4-15 


31 


^lalllj 1 CI 111 / A 111 naC 

mier i rusi li^viaence 


File Histories 

'900 File History, 6/9/98 Amendment, pp. 7-8. 

'900 File History, 8/27/98 Office Action, p. 3 (citing USP 5,048,085 at 6:61-7:14). 


09/698,044 FUe History. 10/27/00 Amendment, p. 14. 


09/272,998 FUe History, 10/1 1/01 Office Action, p. 3. 


Extrinsic Sources 

Microsoft Con^uter Dictionary, 3rd ed. (Microsoft Press, 1997), p. 302. 


The American Heritage Dictionary 3d ed. fHouphton Mifnin lOQ?^ nn 11?/^ iah 
1632. 


Citations from Sources Designated bv Microsoft under PLR 4-2fb^ 
Cooper, Computer & Communications Securitv* Strategies for the IQQOq n '^Rfi 


Hansen, The Dictionary of Confuting and Digital Media: Terms and Acronyms 
(1999), p. 329. 


Dictionary of Scientific and Technical Terms, 5* ed, (McGraw-Hill, 1994), p, 2136. 


Webster's Ninth New Collegiate Dictionary (Merriam- Webster, 1987), p, 1317. 


Encyclopedia of Computer Science and Engineering, 2"'' ed. (Van Nostrand Reinhold, 
1983), p. 968. 

secure operating environment, 
said operating environment 

891.1 

Patent Specifications 
'193 patent at 13:37-41 
'193 patent at 69:33-35 
'193 patent at 83:44-48 

File Histories 

'912 File History, 12/24/97 Office Action, p. 3. 

securely applying 
891.1 

Patent Soeciflcations 
'193 patent at 9:40-45 
'193 patent at 18:60-19:1 
'193 patent at 19:13-21 
'193 patent at 22:48-58 
'193 patent at 26:59-67 
'193 patent at 28:8-15 
'193 patent at 30:38-41 
'193 patent at 30:55-65 
'193 patent at 33:10-24 
'193 patent at 33:30-37 
'193 patent at 43:41-43 
'193 patent at 45:7-9 
'193 patent at 54:36-38 
'193 patent at 57:27-28 
'193 patent at 59:34-37 
'193 patent at 120:15-18 
*193 patent at 283:33-39 
'193 patent at 299:19-51 
'193 patent at 300:6-30 

32 



\_1a1I1I X CI 111 / X 111 4tac 

TntprnPi'iicf' YTi/i/ton/^A 

xiiici irufti iL<yiucii\.c 


M93 patent at 308:1-7 ' 

securely assembling 

Patent Specifications 


•193 patent at 25:57-26:12 

912.8,91235 

*193 patent at 83:43-85:39 

* 193 patent at 86:66-88:2 1 


ivi patent at 1 12:4o-l 13:62 


lyj paieni at i o.4:>-i looi 


lyj patent at izo:i4-3o 


lyj patent at ioo.j2-jd - 


'193 patent at 159:61-160:8 


'193 patent at 250:21-34 


193 patent at 260:36-47 

securely processing 

Patent Specifications 


193 patent at 79:24-81:12 

891.1 

193 patent at 104:39-64 

193 patent at 105:15-20 


- 

File Histories 


900 File History, 12/9/97 Office Action, p, 6 (citing USP 5,486,622); see also USP 


5,486,622, Abstract 

securely receiving 

Patent Specifications 


'193 patent at 5:4-6 

oyl.l 

'193 patent at 12:33-39 

'193 patent at 13:54-57 


'193 patent at 55:52-54 


•193 patent at 57:27-36 


'193 patent at 60:33-48 


'193 patent at 62:32-39 


'193 patent at 67:21-52 


'193 patent at 68:65-69:11 


'193 patent at 75:65-76:1 


'193 patent at 76:10-32 


'193 patent at 77:30-44 


'193 patent at 8 1:26-32 


'193 patent at 83:53-84 


'193 patent at 91:38-51 


'193 patent at 96:1-5 


'193 patent at 96:12-17 


'193 patent at 101:54-102:25 


'193 patent at 102:41-51 


'193 patent at 104:29-37 


'193 patent at 1 18:64-1 19:42 


'193 patent at 123:22-28 


'193 patent at 123:50-56 


'193 patent at 155:51-156:2 


'193 patent at 160:65-161:51 


'193 patent at 162:39-65 


'193 patent at 162:66-163:35 


'193 patent at 200:66-201:42 


'193 patent at 21 1:39-212:10 


'193 patent at 214:57-67 


'193 patent at 218:31-220:19 


33 



Claim Term / Phrase 

InterTrust Evidence 


ly^ patenT at zzj;jU-^zo:jo 


*193 patent at 227:25-228:30 


'193 patent at 233:25-32 


'193 patent at 282:56-61 


'193 patent at 283:61-65 


'193 patent at 290:46-62 


'891 patent at 322:56-63 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed (Houghton Mifflin, 1992), p. 1508. 

security level, level of seciirity 

Patent SDecifications 


'721 patent at 6:16-62 

721.1; 721.34, 912.8 

'721 patent at 16:38-17:5 

'721 patent at 17:24-40 


'721 patent at 18:44-19:10 


'721 patent at 19:24-32 


'193 patent at 140:15-141:11 

tamper resistance 

Patent Soecifications 


'721 patent at 3:16-19 

721 I 721 34 900 155 

'721 patent at 4:40-42 

'721 patent at 5:1-6 


'721 patent at 6:25-30 


'721 patent at 6:34-41 


'721 patent at 6:53-56 


'721 patent at 16:38-17:5 


'193 patent at 20:53-57 


'193 patent at 21:23-37 


'193 patent at 22:1-6 


'193 patent at 49:15-31 


'193 patent at 59:48-59 


'193 patent at 63:60-64:5 


'193 patent at 73:30-31 


lyj patent at //:i4-3o 


'193 patent at 80:22-81:11 


'193 patent at 87:41-60 


'193 patent at 110:47^9 


'193 patent at 114:57-62 


'193 patent at 120:59-121:1 


'193 patent at 130:28-33 


1 patent at z l o: o J-o J 


'683 patent at 3:27-34 


'683 patent at 5: 11-1 7 


'683 patent at 8:9-10 


'683 patent at 16:58-62 


'683 patent at 20:16-19 


'683 patent at 29:55-30:3 


File Histories 


'900 File History, 1 2/9/97 Office Action, p. 9 (citing US? 4,864,494, Abstract; 4:13- 


40; 6:21-65; and 7:15-47). 


34 



Claim Term / Phrase 

InterTrust Evidence 


'900 File history, 8/27/98 Office Action, p. 3 (citing USP 5,048,085); see also US? 
5,048,085 at 6:55-7:19 

USP 5,917,912 File History, 9/22/98 Office Action, p. 4. 

'683 File History, 1 1/12/99 Office Action, p, 5 (citing USP 5,499,298, Abstract and 
6:45-7:9). 

Extrinsic Sources 

Kent, Protecting Externally Supplied Software in Small Computers, Doctoral Thesis 
(Sept. 22, 1980), p. PA00000362. 

Aucsmith, Tanker Resistant Software: An Inqjlementation (1996), p. PA00002323 

Mambo et aL, A Tentative Approach to Constructing Tanker-Resistant Software, 
School of Information Science, Japan Advanced Institute of Science and Technology, 
1-1 Asahidai Tatsunokuchi Nomi, Ishikawa, p. PA00005363 

USP 5,594,227 at 2:42-48. 

Citations from Sources Designated bv Microsoft under PLR 4-2fb^ 

Hensley et al., SCP Software Protection User's Guide (Sept. 18, 2000), pp. MSI140484 
- MSI140485. 

tanq)er resistant barrier 
721.34 

Patent Soeciflcations 
'721 patent at 5:1-6 

*193 patent at 59:48-59 
*193 patent at 63:47-64:5 
'193 patent at 64:13-31 
*193 patent at 71:32-40 
'193 patent at 79:49-50 
'193 patent at 80:22-65 

File Histories 

'721 File History, 4/13/99 Amendment, p. 14. 
09/272,998 File History, 10/1 1/01 Office Action, p. 3. 
'900 File History, 8/27/98 Office Action, p. 3. 

tannper resistant software 
900.155 

Patent Specifications 
'900 patent at 87:61-88:33 
'900 patent at 230:57-65 
'900 patent at 233:24-33 
'900 patent at 235:27-236:29 

'683 patent at 29:50-30:3 

Extrinsic Sources 

AucsmitlL Tamner RcRKtant Snftwarp* An Tmnl/aTrKantQtinn /'1Q0/^^ P A Afif^A'^IO'i 

Mambo et al., A Tentative Approach to Constructing Tanper-Resistant Software, 
School of Information Science, Japan Advanced Institute of Science and Technology, 
1-1 Asahidai Tatsunokuchi Nomi, Ishikawa, p. PA00005363 

USP 5,991,399 at 4:14-23; 5:47-55. 


35 



Claim Term / Phrase 

InterTrust Evidence 

use 

Patent Specifications 


*683 patent at 63:35-67 

yiz.o, yiz.ij, 601. Do, lyj.iy, 

* 193 patent at 324:8-37 



Extrinsic Sources 


The American Heritage Diction arv '^H fyl ^HniKrVitriTi Xyfiffiin ioo'7\ ^ iqaa 

user controls 

M. lie ICo 


*683 File Hiqtnrv 1 1/1 9/00 Oflfir** A/H-inn « J 
voj J. uc xjLuiuijT} i 1/ i^/yy Venice /\Ciion, p. n. 

683.2 


validity 

Patent Soeciflcations 


•193 patent at 38:27-29 

912.8 

*193 patent at 41:37-42 


'193 patent at 67:56-60 


*193 patent at 77:30-41 


* 193 patent at 78:6-14 


'193 patent at 85:42-67 


•193 patent at 87:52-62 


'193patentat 111:59-112:12 


*193 patent at 112:37-59 


•193 patent at 119:66 


•193 patent at 120:59-121:3 


•193 patent at 137:54-67 . 


•193 patent at 152:10-37 


'193 patent at 152:40-153:8 


•193 patent at 157:42-45 


•193 patent at 157:57-67 


•193 patent at 164:35-40 


•193 patent at 217:51-52 


•193 patent at 218:1-15 


•193 patent at 220:47-52 


•193 patent at 318:59-62 

virtual distribution environment 

Patent Specifications 


•900 patent at 2:19-31 

900.155 

'900 patent at 2:51-56 


'900 patent at 3:18-45 


•900 patent at3:6Q-4:4 


'900 patent at 4:10-13 


'900 patent at 4:45-5:45 


'900 patent at 6:29-42 


'900 patent at 7:10-12 


'900 patent at 7:34-8:7 


'900 patent at 8:58-9:2 


'900 patent at 9:8-58 


'900 patent at 11:36-47 


'900 patent at 13:26-49 


*900 patent at 13:58-62 


900 patent at 2 1 :4 1 -46 


•900 patent at 43:43-46 


'900 patent at 43:57-44:6 


•900 patent at 46:48-52 


'900 patent at 48:65-49:2 


'900 patent at 50:1-3 


'900 patent at 50:30-32 


'900 patent at 53:39-54:36 


36 



Claim Term / Phrase 

InterTrust Evidence 


'900 patent at 55:63-56:5 


*900 patent at 56:66-57:8 


'900 patent at 57:15-17 


•900 patent at 61: 19-21 


'900 patent at 87:61-88:47 


'900 patent at 280:9-46 


'900 patent at 302: 1 7-24 


'900 patent at 303:40-61 


'900 patent at 316:36-45 


'900 patent, Abstract 


'193 patent at 13:46-50 


* 1 93 patent at 1 3 :54-57 


'193 patent at 16:49-56 


File Histories 


'721 File Historv 4/13/99 Amendment n 13 


'891 File History, 9/25/96 Office Action, pp. 1-3. 


'891 File History, 6120191 Amendment, p. 1. 


USP 5,915,019 File History, 1/8/97 Amendment, p. 1. 

*193:1 


receiving a digital file including 

Patent Specifications 

music 

'193 patent at 1:46-52 


'193 patent at 1:61-63 


'193 patent at 3:26-29 


'193 patent at 9:13-19 


'193 patent at 12:5-39 


'193 patent at 12:47-13:6 


'193 patent at 13:54-14:28 


'193 patent at 14:31-48 


'193 patent at 16:25-40 


'193 patent at 17:46-56 


'193 patent at 18:10-14 


'193 patent at 18:61-64 


'193 patent at 22:1-14' 


'193 patent at 21:52-53; 23:51-24:14; 24:57-25:30 


'193 patent at 38:43-55 


'193 patent at 45:19-27 


'193 patent at 45:39-45 


'193 patent at 46:5-8 


'193 patent at 52:66-53:8 


'193 patent at 53:13-22 


'193 patent at 53:33-37 


'193 patent at 53:45-59 


'193 patent at 54:51-58 


193 patent at 55:21-56:24 


'193 patent at 57:33-39 


'193 patent at 58:59-64 


'193 patent at 59:39-42 


'193 patent at 60:37-48 


'193 patent at 62:27-42 


'193 patent at 63:32-39 


'193 patent at 64:48-51 


37 



Claim Term / Phrase 



*193 patent at 65:8-14 


']93 patent at 67:31-52 


•193 patent at 68:65-69:12 


M93 patent at 74:51-53 


M93 patent at 75:23-28 


M93 patent at 75:65-76:32 


'193 patent at 81:26-32 


*193 patent at 83:53-63 


'193 patent at 90:1-33 


'193 patent at 90:38-46 


*193 patent at 91:26-51 


'193 patent at 96:1-7 


'193 patent at 96:12-24 


'193 patent at 98:66-99:3 


'193 patent at 99:28-35 


'193 patent at 101:54-102:61 


•193 patent at 104:29-37 


'193 patent at 105:23-39 


'193 patent at 115:13-21 


'193 patent at 115:26-29 


'193 patent at 123:51-55 


•193 patent at 130:13-54 


'193 patent at 133:39-134:23 


'193 patent at 135:31-42 


'193 patent at 153:53-156:47 


'193 patent at 161:7-162:65 


'193 patent at 170:41-172:13 


'193 patent at 172:61-177:53 


'193 patent at 178:49-179:55 


'193 patent at 214:59-67 


'193 patent at 218:33-220:19 


'193 patent at 220:53-67 


'193 patent at 222:4-11 


'193 patent at 225:22-226:36 


'193 patent at 227:25-45 


'193 patent at 23 1:32-59 


'193 patent at 233:25-47 


'193 patent at 234:36-43 


'193 patent at 234:65-235:1 


'193 patent at 235:13-38 


'193 patent at 243:51-244:48 


'193 patent at 254:30-34 


'193 patent at 254:59-65 


'193 patent at 264:29-49 


'193 patent at 266:52-267:45 


'193 patent at 273:42-53 


'193 patent at 277:10-17 


'193 patent at 279:42-53 


'193 patent at 282:10-61 


'193 patent at 283:23-28 


•193 patent at 283:56-284:42 


'193 patent at 288:43-60 


'193 patent at 289:14-27 


*193 patent at 290:30-62 


'193 patent at 313:33-41 


'193 patent at 3 13:58-67 


'193 patent at 315:24-28 


38 



Claim Term / Phrase 

InterTrust Evidence 


*193 patent at 316:1-6 


lift** i 

1 93 patent at 3 1 6: 1 6-3 1 7: 1 9 


•193 patent. Figs. 1, lA, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69A, 70, 71, 74, 77, 78, 79, 80, 81, 82, 83, 


o4, 6 J, So, ana o / 


See "Receiving a digital file" (193.1 1); Securely Receiving 


Extrinsic Sources 


The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p, 1508. 

a budget specifying the number of 

Patent SDecifications 

copies which can be made of said 

*193 patent at 48:29-35 

digital file 

'193 patent at 133:39-50 


•193 patent at 143:38-144:32 


•193 patent at 162:39-65 


'193 patent at 172:61-174:29 


*193 patent at 220:20-40 


See "Digital file versus a copy," below. 

controlling the copies made of 

Patent Specifications 

said digital file 

*193 patent at 48:29-35 


'193 patent at 81:4-12 


'193 patent at 102:26-40 


'193 patent at 133:39-134:23 


'193 patent at 140:37-50 


' 1 93 patent at 1 43 :39- 1 44 :3 1 


'193 patent at 172:18-48 


'193 patent at 172:61-174:29 


'193 patent at 203:58-67 


193 patent at 212:65-213:36 


193 patent at 229:45-232:3 


193 patent at 235:39-236:25 


193 patent at 263:46-264:4 


IVi patent at 279:42-60 


See Protected Processing Environment 

determining whether said digital 

Patent Specifications 

file may be copied and stored on a 

193 patent at 48:12-35 

second device based on at least 

193 patent at 102:26-40 

said copy control 

lyi patent at 133:39-50 


I yi patent at 220:20-40 


193 patent at 263:46-264:57 


'193 patent at 265:9-38 


IVi patent at 27o:9-25 


193 patent at 279:42-60 


193 patent at 316:16-317:19 




'193 patent at 323:4-7 


'193 patent at 323:50-324:7 


'193 patent at 325:32-35 

if said copy control allows at least 

Patent Specifications 

a portion of said digital file to be 

"193 patent at 48:12-35 

copied and stored on a second 

'193 patent at 102:26-40 


39 



Claim Term / Phrase 

InterTrust Evidence 

device 

*193 patent at 133:39-50 


'193 patent at 220:20-40 


*193 patent at 263:46-264:57 


*193 Datent at 265 *9-37 




*193 mtent at 970-49.fift 

yfaL^ui ai ^ /y.*T^— 


' 193 Datent at 3 1 6* 1 6-*^ 1 7- 1 0 


*193 mtent at 


*19^ natent at '^9'^'4-.7 



copying at least a portion of said 

Patent SDecifications 

digital file 

'193 patent at 48: 12-34 


*193 patent at 133:39-50 


'193 patent at 220:20^0 


'193 patent at 264:28-57 


'193 patent at 278:9-25 


'193 patent at 316:16-317:19 


'193 patent at 322:65-66 


'193 patent at 323:4-7 


'193 patent at 325:32-35 

transferring at least a portion of 

Patent Specifications 

said digital file to a second device 

'193 patent at 38:4-9 


'193 patent at 48: 12-43 


'193 patent at 65:24-38 


'193 patent at 68:51-61 


'193 patent at 72:1-9 


'193 patent at 133:39-50 


'193 patent at 162:10-15 


'193 patent at 167:41-43 


'193 patent at 220:21-40 


'193 patent at 226:1 1-16 


'193 patent at 237:34-47 


lyj paieni ai zjZ,j I'oo 


'193 patent at 264:28-57 


'193 patent at 278:9-25 


'193 patent at 316:16-317:19 


'193 patent at 322:65-66 


'193 patent at 323:4-7 


'193 patent at 324:8-37 


'193 patent at 325:32-40 


See "Storing information associated with said digital file in a secure database stored on 


said first device, said information including at least one control" (193.15) 

storing said digital file 

Patent Soecifications 


'193 patent at 88:24-30 


'193 patent at 99:7-16 


'193 patent at 102:43-62 


'193 patent at 127:41-62 


'193 patent at 134:10-14 


'193 patent at 153:50-154:16 


'193 patent at 229:45-231:31 


'193 patent at 289:5-8 


'193 patent at 289:14-19 


40 



Claim Term / Piirase 

InterTrust Evidence 


* 193 patent at 289:65-66 

*193:11 


receiving a digital file 

Patent SDecifications 
'193 patent at 52:66-53:8 
'193 patent at 55:39-56 
'193 patent at 60:37-48 
'193 patent at 102:41-61 
•193 patent at 133:39-134:23 
'193 patent at 282:29-61 
'193 patent at 316:16-317:19 
'193 patent at 323:14-40 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1 992), p. 1 508. 
See "Receiving a digital file including music" ('193,1) 

determining whether said digital 
file may be copied and stored on a 
second device based on said first 
control 

See "Determining whether said digital file may be copied and stored on a second 
device based on at least said copy control" (* 193.1). 

identifying said second device 

Patent SDecifications 
'193 patent at 42:8-20 
•193 patent at 47:49-57 
'193 patent at 81:4-11 
'193 patent at 203:58-67 
•193 patent at 212:65-213:36 
'193 patent at 230:22-27 
'193 patent at 279:42-60 

See Identify and Identifier 

whether said first control allows 
transfer of said copied file to said 
second device 

Patent Specifications 
'193 patent at 48:28-34 
'193 patent at 102:26-40 
' 1 93 patent at 263:46-264:49 
'193 patent at 265:9-38 
'193 patent at 279:42-60 
'193 patent at316:16-317:19 

See "Determining whether said digital file may be copied and stored on a second 
device based on at least said copy control" (* 193.1) 

said determination based at least 
in part on the features present at 
the device 

Patent Specifications 
'193 patent at 42:8-20 
•193 patent at 47:49-57 
'193 patent at 81:4-11 
•193 patent at 203:58-67 
'193 patent at 212:65-213:36 
•193 patent at 230:22-27 
'193 patent at 279:42-60 

if said first control allows at least 

Patent Specifications 


41 



Claim Term / Phrase 

InterTrust Evidence 

a portion of said digital file to be 
copied and stored on a second 
device 

*193 patent at 48:28-35 
'193 patent at 102:26-40 

natent at ^fi"^ '4/^-7 M'S7 
*193 patent at 265:9-38 
*193 patent at 279:42-60 
*193 patent at 316:16-317:19 

See *lf said copy control allows at least a portion of said digital file to be copied and 
stored on a second device" (*193.1). 

copying at least a portion of said 
digital file 

See Xopying at least a portion of said digital file" ('193.1) 

transferring at least a portion of 
said digital file to a second device 

Patent Speclflcations 
'193 patent at 38:4-9 
'193 patent at 65:24-38 
*193 patent at 68:51-61 
•193 patent at 72:1-9 
'193 patent at 162:10-15 
•193 patent at 167:41-43 
'193 patent at 226:1 1-16 
'193 patent at 237:34-47 
lyj patent at z3z:j1-jo 
'193 patent at 324:8-37 
'193 patent at 325:32-40 

1 ioiiaicii Uig ai iCadl o pui UUll Ul aalU Uigiuii lllc lu a ocCOnu QcVtCe ( 170.1 anC 

"Storing information associated with said digital file in a secure database stored on 
said first device, said information including at least one control" (193.15) 

storing said digital file 

See ••Storing said digital file" (•193.1) 

*193:15 


receiving a digital file 

Patent SDecifications 
'193 patent at 52:66-53:8 
•193 patent at 55:39-56 
•193 patent at 60:37-48 
•193 patent at 102:41-61 

•193 patent at 282:29-61 

•193 patent at 316:16-317:19 

See "Receiving a digital file" (193.1 1) 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1508. 

an authentication step con^rising: 

Patent Soecifications 
•193 patent at 42:8-20 
'193 patent at 47:49-57 
'193 patent at 81:4-11 
•193 patent at 123:24-62 
•193 patent at 203:58-67 
•193 patent at 212:66-213:36 


42 



Claim Term / Phrase 

InterTrust Evidence 


'193 patent at 230:22-27 


*193 patent at 278:9-25 


M93 patent at 279:41-60 

acce<;^inff at lea<;t one identifier 


aQcnciated with a first device or 

' 1 93 natent at 25 3 1 -3 8 

with a user of said first device 

*193 patent at 42:8-20 


*193 patent at 47:49-57 


'193 patent at 81:4-11 




*193 natent at 203-58-67 


lyj palcui ax ZiZ.O3-Zi^.^0 


17 J pdlcni al X JU.ZZ*Z / 


MQ3 natpnt at 978-0-9S 


natent at 970-4 l-fiO 



ucicnniiung wDciDcr »aia. 

i^aienc dpeciiicanons 

lUCIlullCr 15 adaUClolCU Wllil d 

17 J palclll ax HZ.o-ZU 

device and/or user authorized to 

* 193 patent at 47:49-57 

SlOre SaiQ aigllai IllC 

17 J paieni ai oi.4-iz 


* 1 Q"^ natent at 1 9 ^-94-/^9 
17^ paidil al IXJ.Xn-UX 


* 1 0'^ natPTit at 1 09-'^ ^7 
17^ palcDl al iy£,,j*j i 


17J palcul oi Zu^tJO-O/ 


* 1 0^ natpTit at 9 1 9-A^ 9 
17J paicm al Z iZ.O^-Z 1 JOD 


*1Q3 natent at 9^0*99-97 
17^ ^aiciii al z<PU>xz X / 


*10'^ natptit at 978-0 9S 
1 7 J palcni al Z/0.7-XJ 


'10'? natp-nt at 970--d9-6A 
17J palCQl al Z/7.HZ-OV/ 


Patent CnA#>il^ f*oti/\nc 

c**diTP mpmnrv nf Qflid firQt 

* 1 0"? natent at 49-8-90 

device, but only if said device 

'193 patent at 47:49-57 

and/or user is so authorized, but 

*193 patent at 81:4-12 

not proceeding with said storing if 

'193 patent at 123:24-62 

said device and/or user is not 

'193 patent at 192:3-57 

authorized 

'193 patent at 203:58-67 


'193 patent at 212:65-213:36 


'193 patent at 230:22-27 


'193 patent at 278:9-25 


'193 patent at 279:42-60 

storing information associated 

Patent Specifications 

with said digital file in a secure 

'193 patent at 19:15-32 

database stored on said first 

'193 tjatent at 22*20-25 

device, said information including 

'193 patent at 126:15-37 

at least one control 

'193 patent at 153:50-67 


'193 patent at 156:53-58 


'193 patent at 292:19-47 

determining whether said digital 

See "Determining whether said digital file may be copied and stored on a second 

file may be copied and stored on a 

device based on at least said copy control" ('193.1) and "Storing information 

second device based on said at 

associated with said digital file in a secure database stored on said first device, said 

least one control 

information including at least one control" (193.15). 


43 



Claim Term / Phrase 

InterTrust Evidence 

if said at least one control allows 
at least a portion of said digital 
file to be copied and stored on a 
second device, 

Patent Specification 
*193 patent at 48:28-34 
*193 patent at 102:26^0 
*193 patent at 263:46-264:49 
*193 patent at 265:9-38 
•193 patent at 279:42-60 
*193 patent at 316:16-317:19 

See "If said first control allows at least a portion of said digital file to be copied and 
stored on a second device'* (* 193.1 1): "If said codv control allnw<: at lpa«t « r^nrtirtn r^f 
said digital file to be copied and stored on a second device" (193.1); and "storing 
information associated v^th said digital file in a secure database stored on said fu-st 
device, said information including at least one control" (193.15). 

copying at least a portion of said 
digital file 

See "Copying at least a portion of said digital file" (* 193. 1) and "Storing information 
associated with said digital file in a secure database stored on said fu"st device, said 
information including at least one control" (193.15). 

transferring at least a portion of 
said digital file to a second device 

Patent Soecincations 
'193 patent at 38:4-9 
•193 patent at 65:24-38 
'193 patent at 68:51-61 
'193 patent at 72:1-9 
'193 patent at 162:10-15 
'193 patent at 167:41-43 
•193 patent at 226:1 1-16 
'193 patent at 237*34-47 
•193 patent at 252:5 1-58 
'193 patent at 324:8-37 
'193 patent at 325:32-40 

See ••Transferring at least a portion of said digital file to a second device" (193.1); and 
"Storing information associated with said digital file in a secure database stored on 
said first device, said information including at least one control" (193.15). 

storing said digital file 

See "Stormg said digital file" (* 193.1). 

'193:19 


receiving a digital file at a first 
device 

Patent SDecifications 
•193 patent at 52:66-53:8 
'193 patent at 55:39-56 
•193 patent at 60:37-48 
•193 patent at 102:41-61 
•193 patent at 133:39-134:23 
•193 patent at 282:29-61 
•193 patent at 316:16-317:19 

See "Receiving a digital file" (193.1 1) 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992), p. 1508. 

establishing communication 
between said first device and a 
clearinghouse located at a location 
remote from said fu-st device 

Patent Snecifications 
•193 patent at 1:46-52 
•193 patent at 1:60-63 
•193 patent at 3:25-29 


44 


InterTrust Evidence 


*193 patent at 9:13-17 
*193 patent at 12:5-39 
*193 patent at 12:47-13:6 
•193 patent at 13:54-14:28 
'193 patent at 14:31-48 
•193 patent at 16:25-40 
•193 patent at 17:46-56 
•193 patent at 18:10-14 
•193 patent at 18:60-64 
•193 patent at 22:1-14 

• 193 patent at 21:52-53; 23:51-24:14; and 24:57-25:30 
'193 patent at 38:43-55 

•193 patent at 45: 19-26 
•193 patent at 45:39-45 

* 193 patent at 46:4-8 
•193 patent at 52:66-53:8 
•193 patent at 53:13-22 
•193 patent at 53:33-37 
•193 patent at 53:45-59 
•193 patent at 54:51-58 
•193 patent at 55:21-56:24 
•193 patent at 57:33-39 
•193 patent at 58:59-64 
•193 patent at 59:39-42 
•193 patent at 60:37-48 
•193 patent at 62:27-42 
•193 patent at 63:32-39 
•193 patent at 64:49-51 
•193 patent at 65:9-14 
•193 patent at 67:31-52 
•193 patent at 68:65-69:12 
•193 patent at 74:51-53 
•193 patent at 75:23-28 
•193 patent at 75:65-76:32 
•193 patent at 81:26-32 

193 patent at 83:53-63 
•193 patent at 90:1-28 
•193 patent at 90:39-46 
•193 patent at 91:26-51 
•193 patent at 96:1-7 
•193 patent at 96:12-26 
•193 patent at 98:66-99:3 
•193 patent at 99:28-35 
193 patent at 101:54-102:52 
193 patent at 104:29-37 
193 patent at 105:25-39 
193 patent at 115:13-21 
193 patent at 115:25-29 
193 patent at 123:51-55 
193 patent at 131:45-52 
193 patent at 135:16-24 . 
193 patent at 135:31-42 
193 patent at 153:53-156:47 
193 patent at 160:65-162:65 
193 patent at 170:42-172:13 
193 patent at 172:61-177:53 
193 patent at 178:49-179:55 ' 


45 



1^12,1111 1 crin / x^nrasc 

inter i rust iLvioence 


*193 patent at 214:59-67 


•193 patent at 21 8:33-220: 19 


•193 patent at 220:53-67 


•193 patent at 222:4-11 


•193 patent at 225:22-226:36 


•193 patent at 227:25-45 


•193 patent at 231:32-59 


•193 patent at 233:25-47 


'193 patent at 234:36-43 


•193 patent at 234:64-235:1 


•193 patent at 235:13-38 


•193 patent at 243:51-244:48 


•193 patent at 254:30-34 


'193 patent at 254:59-65 


•193 patent at 264:26-49 


• 1 93 patent at 266:5 1 -267:45 


'193 patent at 273:42-53 


'193 patent at 277:9-17 


• 1 93 patent at 279:42-53 


'193 patent at 282:11-28 


*193 patent at 282:45-61 


' 1 93 patent at 283:24-28 


'193 patent at 283:56-284:43 


'193 patent at 288:43-60 


'193 patent at 289:14-27 


'193 patent at 290:30-62 


'193 patent at 292:19-47 


•193 patent at 313:33-41 


•193 patent at 313:58-67 


•193 patent at 315:24-28 


'193 patent at 316:1-6 


'193 patent at 316:16-317:19 


'193 patent, Figs, 1, lA, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69A. 70, 71, 74, 77, 78, 79, 80. 81, 82, 83, 

: : : : 

84, 85, 86, and 87 

using said authorization 

Patent SDecifications 

information to gain access to or 

193 patent at 128:66-129:26 

make at least one use of said first 

193 patent at 148:50-149:7 

digital nie 

193 patent at 151:64-152:9 


193 patent at 215:24-32 

receiving a first control from said 

Patent SDecifications 

clearinghouse at said fu-st device 

'193 patent at 1:46-52 


'193 patent at 1:60-2:3 


'193 patent at 3:26-29 


'193 patent at 9:13-16 


•193 patent at 12:5-9 


'193 patent at 12:47-13:6 


•193 patent at 13:54-14:28 


•193 patent at 14:31-48 


'193 patent at 16:25-40 


'193 patent at 17:46-56 


'193 patent at 18:10-14 


•193 patent at 18:60-64 


46 



Plaim Term / Phrase 

InterTmst Evidence 


'193 patent at 22:1-14 


'193 patent at 21:52-53; 23:51-24:14; and 24:57-25:30 


*193 patent at 38:43-55 


'193 patent at 45:19-27 


'193 patent at 45:39-45 


'193 patent at 46:4-8 


'193 patent at 52:66-53: 8 


'193 patent at 53:12-22 


'193 patent at 53:33-37 


'193 patent at 53:45-59 


'193 patent at 54:51-58 


'193 patent at 55:21-56:24 


'193 patent at 57:33-39 


'193 patent at 58:59-64 


'193 patent at 59:39-42 


'193 patent at 60:37-48 


'193 patent at 62:27^2 


'193 patent at 63:32-39 


'193 patent at 64:48-51 


'193 patent at 65:8-14 


'193 patent at 67:31-52 


'193 patent at 68:65-69:12 


'193 patent at 74:51-53 


•193 patent at 75:23-28 


•193 patent at 75:65-76:32 


'193 patent at 81:26-32 


•193 patent at 83:53-63 


•193 patent at 90:1-28 


•193 patent at 90:38-46 


•193 patent at 91:26-51 


•193 patent at 96:1-7 


•193 patent at 96:12-24 


'193 patent at 98:66-99:3 


'193 patent at 99:28-35 


'193 patent at 101:54-102:51 


'193 patent at 104:29-37 


'193 patent at 105:23-39 


•193 patent at 115:13-21 


•193 patent at 115:25-29 


•193 patent at 123:51-55 


'193 patent at 131:45-52 


'193 patent at 135:16-24 


'193 patent at 135:31-42 


•193 patent at 153:53-156:47 


•193 patent at 160:65-162:65 


•193 patent at 170:42-172:13 


•193 patent at 172:61-177:53 


•193 patent at 178:49-179:55 


'193 patent at 214:57-67 


•193 patent at 2 18:3 1-220: 19 


'193 patent at 220:53-67 


•193 patent at 222:4-11 


'193 patent at 225:22-226:26 


'193 patent at 227:25-45 


M93 patent at 23 1:32-59 


'193 patent at 233:25-47 


'193 patent at 234:36-43 


47 



r*laim Term / Phrase 

V^lnllil, M, CI All r A 111 n9C> 



*193 patent at 234:64-235:1 


*193 patent at 235:13-38 


*193 patent at 243:51-244:48 


'193 patent at 254:30-34 


*193 patent at 254:59-65 


*193 patent at 264:29-49 


*193 patent at 266:51-267:45 


493 patent at 273:42-53 


U93 patent at 277:9-18 


'193 patent at 279:42-53 


'193 patent at 282:1 1-28 


'193 patent at 282:45-61 


'193 patent at 283:23-28 


'193 patent at 283:56-284:42 


'193 patent at 288:43-60 


'193 patent at 289:14-27 


'193 patent'at 290:30-62 


'193 patent at 292: 19-47 


'193 patent at 313:33-41 


'193 patent at 313:58-67 


'193 patent at 315:24-28 


1 93 patent at 316:1-6 


ivi patent at ilo:lo-317:iy 


'193 patent, Figs. 1, lA. 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69A, 70, 71, 74, 77, 78, 79, 80, 81, 82, 83, 


84, 85, 86, and 87 


See "Receiving a digital file" (193.11). 

Storing said first digital file in a 

See "Storing said digital file" ('193.1) 

xnemory of said first device 


using said first control to 

See "Determining whether said digital file may be copied and stored on a second 

determine whether said first 

device based on at least said copy control" ('193.1). 

digital file may be copied and 

stored on a second device 


if said first control allows at least 

Patent Specifications 

a portion of said first digital file to 

'193 patent at 48:28-35 

be copied and stored on a second 

'193 patent at 102:26-40 

device 

'193 patent at 263:46-264:57 


'193 patent at 265:9-38 


lyo paicni ai z /y.HZ-ou 


M natent at 1 6- 1 f\-'^ 1 7- 1 Q 


See **If said first control allows at least a oortion of saifi dipital file to be ronieH anH 


storeH on a sernnH Hevtre" (*'\Q'X 1 1^ 

copying ai icdSi a pomun oi saiu 

occ \^upymg ai icasi a portion oi saiu aigiiai iiie ^ 

first digital file 


transferring at least a portion of 

Patent Specifications 

said first digital file to a second 

*193 patent at 38:4-9 

device including a memory and an 

M93 patent at 65:24-38 

audio and/or video output 

'193 patent at 68:51-61 


*193 patent at 72:1-9 


*193 patent at 162:10-15 


493 patent at 167:41-43 


48 



Claim Term / Phrase 

InterTrust Evidence 


*I93 patent at 226:11-16 


'193 patent at 237:3447 


*193 patent at 252:51-58 


*193 patent at 324:8-37 


*193 patent at 325:32-40 


See "Transferring at least a portion of said digital file to a second device" (193.1); and 


Stormg information associated with said digital file m a secure database stored on 


said first device, said information including at least one control" (193.15) 

storing said first digital file 

See "Storing said digital file" (* 193.1) 

portion 


*683:2 


tbe first secure container having 

Patent Specifications 

Keen received from a second 

'683 natentat 15-56-16-4 


'193 natent at 102-41.51 

an aspect of access to or use of 

Patent Specifications 




'683 oatent at 25*62-26*10 


* 1 93 patent at 1 5 :46-50 


'193 oatent at 58-38-46 


'193 natentat 159-23-26 


'193 natentat 128 42-45 

the first secure container rule 

Patent Specifications 

Via vino KeeTi tp^ppivpH frrtTn n tliiTn 
Ua VUlg UCCli IC^&iVC'U UUill a uluu 


apparatus different from said 

'683 patent at 25:62-67 

second apparatus 





'193 patent at 54:24-38 


'193 patent at 58:38-46 


'193 patent at 128:42-45 


'193 patent at 159:23-26 


See "First secure container having been received firom a second apparatus" (683,2). 

hardware or software used for 

Patent Specifications 

receiving and opening secure 

'683 patent at 5:30-38 

containers 

'683 patent at 6:52-56 


'683 patent at 8:50-52 


'683 patent at 10:12-15 


'683 patent at 10:27-35 


'683 patent at 10:55-11:14 


'683 patent at 11:40-52 


'683 patent at 11:65-56 


'683 patent at 11:59-64 


'683 patent at 12:27-51 


'683 patent at 13:3-6 


'683 patent at 13:15-17 


'683 patent at 13:43-47 


'683 patent at 14:10-14 


'683 patent at 14:18-27 


49 



Claim Term / Phrase 

InterTrust Evidence 


*683 patent at 14:58 


*683 patent at 14:64-65 


'683 patent at 15:35-45 


'683 patent at 15:56-16:4 


*683 patent at 16:25-28 


*683 patent at 16:58-20:66 


'683 patent at 24:46-25:26 


*683 patent at 29:50-30:16 


'683 patent at 30:30-35:43 


'683 patent at 36:1-37:42 


'683 patent at 38:56-39:39 


'683 patent at 39:66-43:20 


'683 patent at 47:34-42 


'683 patent at 49:31-39 


'683 patent at 61:7-11 


'683 patent at 62:8-62 


'683 patent. Figs. 7, 8, 9, 9A, 9B, 10, 12, 13, 35, 36 


•193 patent at 1:46-55 


'193 patent at 1:60-63 


'193 patent at 3:26-29 


'193 patent at 9:13-17 


'193 patent at 12:5-39 


'193 patent at 12:47-13:6 


'193 patent at 13:54-14:28 


'193 patent at 14:31-48 


'193 patent at 16:25-40 


'193 patent at 17:46-56 


'193 patent at 18:10-14 


'193 patent at 18:60-64 


'193 patent at 22:1-14 


' 1 93 patent at 2 1 :52-53; 23:5 1-24: 14; 24:57-25:30 


'193 patent at 38:46-55 


'193 patent at 45:19-27 


'193 patent at 45:39-45 


'193 patent at 46:4-8 


'193 patent at 52:66-53:8 


'193 patent at 53:13-22 


'193 patent at 53:33-37 


'193 patent at 53:45-59 


'193 patent at 54:51-58 


'193 patent at 55:21-56:24 


'193 patent at 57:33-39 


'193 patent at 58:59-64 


'193 patent at 59:39-42 


'193 patent at 60:37-48 


'193 patent at 62:27-42 


'193 patent at 63:32-39 


'193 patent at 64:48-51 


'193 patent at 65:8-14 


'193 patent at 67:31-52 


'193 patent at 68:65-69: 12 


'193 patent at 74:51-53 


'193 patent at 75:23-28 


'193 patent at 75:65-76:32 


'193 patent at 8 1:26-32 


'193 patent at 83:52-63 


50 



V'lAlIII M. CI 111 / E Ul a9C 



* 1 93 patent at 90: 1 -28 


'193 patent at 90:38-46 


*193 patent at 91:26-51 


*193 patent at 96:1-7 


•193 patent at 96:12-24 


'193 patent at 98:66-99:3 


U93 patent at 99:28-35 


'193 patent at 101:54-102:51 


'193 patent at 104:29-37 


'193 patent at 105:23-39 


'193 patent at 115:13-21 


'193 patent at 115:25-29 


'193 patent at 123:51-55 


'193 patent at 135:31-42 


'193 patent at 153:53-156:47 


'193 patent at 161:7-162:65 


'193 patent at 170:42-172:13 


'193 patent at 172:61-177:53 


'193 patent at 178:49-179:55 


'193 patent at 214:57-67 


'193 patent at 218:31-219:19 


'193 patent at 220:53-67 


'193 patent at 222:4-11 


•193 patent at 225:22-226:36 


'193 patent at 227:25-45 


'193 patent at 231:32-59 


'193 patent at 233:25-47 


'193 patent at 234:36-43 


'193 patent at 234:64-235:1 


'193 patent at 235: 14-38 


'193 patent at 243:51-244:48 


'193 patent at 254:30-34 


'193 patent at 254:59-65 


'193 patent at 264:29-49 


'193 patent at 266:51-267:45 


'193 patent at 273:42-53 


'193 patent at 277:9-17 


'193 patent at 279:42-53 


'193 patent at 282:1 1-28 


'193 patent at 282:45-61 


'193 patent at 283:23-28 


'193 patent at 283:56-284:42 


'193 patent at 288:43-60 


'193 patent at 289:14-27 


'193 patent at 290:30-62 


'193 patent at 313:33-41 


'193 patent at 3 13:58-67 


'193 patent at 315:25-29 


'193 patent at 3 16:1-6 


'193 patent at 316:62-65 


'193 patent, Figs. 1, lA, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69A, 70, 71, 74, 77, 78, 79, 80, 81, 82, S3, 


84, 85, 86, and 87 


File Histories 


'683 File History, 1 1/12/99 Office Action, pp. 4-5 (citing USP 5,412,717); see also 


USP 5,412,717 at 4:45-62; 7:49-56; 8:7-24; and 9:64-66. 


51 



Claim Term / Phrase 

InterTrust Evidence 


See Protected Processing Enviromnent and Host Processing Environment 

said secure containers each 

Patent SDecifications 

including the capacity to contain a 

*683 patent at 15:56-16:4 

governed item, a secure container 

*683 patent at 25:62-26:10 

rule being associated with each of 


said secure containers 

*i93 patent at 19:15-32 


'193 patent at 22:20-25 


lyi patent at 292:2 7-3 7 

protected processing environment 

See Protected Processing Environment 

at least in part protecting 


information contained in said 


protected processing enviroiunent 


from tanq^ering by a user of said 


first apparatus 


hardware or software used for 


applying said first secure 

*683 oatent at 8*38-46 

container rule and a second secure 

'683 oatent at 11 -40-52 

container rule in combination to at 

'683 natent at 1 1*55-56 

least in part govern at least one 

*683 oatent at 1 1-59-64 

aspect of access to or use of a 

*683 oatent at 13-46-47 

governed item contained in a 

'683 patent at 14:58 

secure container 

*683 oatent at 16-25-28 


'683 oatent at 16-58-62 


'683 oatent at 20-13-23 


'683 patent at 24:26-33 


'683 oatent at 25*62-26-10 


'683 patent at 29:50-30:3 


'683 patent at 30:40-65 


'683 patent at 3 1 :28-55 


*683 patent at 32:7-36 


•683 patent at 32:59-33:37 


'683 patent at 34:5-13 


'683 patent at 35:44-67 


- '683 patent at 36:13-40 


-'683 patent at 37:14-42 


'193 patent at 19:63-20:7 


'193 patent at 54:39-50 


'193 patent at 55:33-56 


'193 patent at 149:24-45 


'193 patent at 242:54-61 


'193 patent at 242:64-243:9 


'193 patent at 243:59-62 


'193 patent at 253:9-63 


File Histories 


'683 File History, 1 1/12/99 Office Action, pp. 4-5 (citing USP 5,412,717 at 10:8-39 


and 17:40-61). 


See Protected Processing Environment and Host Processing Environment 

hardware or software used for 

Patent Specifications 


52 



1 CI 111 / xiifaac 

xnien rusi iLviaence 

transmission of secure containers 

*683 patent at 5:30-40 

to other apparatuses or for the 

'683 patent at 6:52-56 

receipt of secure containers from 

*683 patent at 8:50-52 

other apparatuses. 

'683 patent at 10:12-15 


*683 patent at 10:27-35 


*683 patent at 10:55-11:14 


'683 patent at 11:40-51 


'683 patent at 11:55-56 


'683 patent at 11:59-64 


'683 patent at 12:27-51 


'683 patent at 13:3-6 


'683 patent at 13:14-16 


'683 patent at 13:43-47 


'683 patent at 14:11-22 


'683 patent at 14:58-60 


'683 patent.at 14:64-65 


'683 patent at 15:16-17 


'683 patent at 15:26-27 


'683 patent at 15:35-45 


*683 patent at 15:56-16:4 


'683 patent at 16:25-28 


'683 patent at 1 6:58-20:51 


'683 patent at 24:46-25:26 


'683 patent at 29:50-30:16 


'683 patent at 30:30-35:43 


'683 patent at 36: 1-37:42 


'683 patent at 38:56-39:39 


'683 patent at 39:65-43:20 


'683 patent at 47:34-42 


'683 patent at 49:31-39 


'683 patent at 61:7-11 


'683 patent at 62:9-62 


'683 patent, Figs. 7, 8, 9, 9A, 9B, 10, 12, 13, 35, 36 


'193 patent at 1:46-52 


'193 patent at 1:60-63 


'193 patent at 3:26-29 


'193 patent at 9:13-17 


*193 patent at 12:5-39 


'193 patent at'l2:47-13:6 


'193 patent at 13:54-14:28 


'193 patent at 14:31-48 


'193 patent at 16:25-40 


'193 patent at 17:46-56 


'193 patent at 18:10-14 


'193 patent at 18:60-64 


'193 patent at 22:1-14 


'193 patent at 21:52-53; 23:51-24:14; 24:57-25:30 


'193 patent at 38:43-55 


'193 patent at 45: 19-27 


'193 patent at 45:39-45 


'193 patent at 46:4-8 


'193 patent at 52:66-53:8 


'193 patent at 53:13-22 


'193 patent at 53:33-37 


'193 patent at 53:45-59 


'193 patent at 54:51-58 


53 


InterTrust Evidence 


*193 patent at 55:21-56:24 
•193 patent at 57:33-39 
'193 patent at 58:59-64 
*193 patent at 59:39-41 
*193 patent at 60:37-48 
*193 patent at 62:27-42 
•193 patent at 63:32-39 
'193 patent at 64:48-51 
'193 patent at 65:8-14 
'193 patent at 67:31-52 
'193 patent at 68:65-69:12 
'193 patent at 74:51-53 
'193 patent at 75:23-28 
'193 patent at 75:65-76:32 
•193 patent at 8 1:26-32 
'193 patent at 83:53-63 
'193 patent at 90:1-28 
'193 patent at 90:39-46 
'193 patent at 91:26-51 
'193 patent at 96:1-7 
493 patent at 96:12-20 
'193 patent at 98:66-99:3 
'193 patent at 99:28-35 
'193 patent at 101:54-102:51 
'193 patent at 104:29-37 
•193 patent at 105:23-39 
'193 patent at 115:13-21 
'193 patent at 115:25-29 
'193 patent at 123:51-55 
'193 patent at 135:31-42 
'193 patent at 153:53-156:47 
'193 patent at 161:7-162:65 
'193 patent at 170:42-172:13 
'193 patent at 172:61-177:53 
'193 patent at 178:49-179:55 
'193 patent at 214:57-67 
'193 patent at 218:31-220:19 
'193 patent at 220:53-67 
'193 patent at 222:4-11 
'193 patent at 225:22-226:36 
'193 patent at 227:25-45 
'193 patent at 231:32-59 
'193 patent at 233:25-47 
'193 patent at 234:36-43 
'193 patent at 234:64-235:1 
'193 patent at 235: 14-38 
'193 patent at 243:51-255:48 
'193 patent at 254:30-34 
'193 patent at 255:59-65 
'193 patent at 264:29-49 
'193 patent at 266:51-267:45 
'193 patent at 273:42-53 
'193 patent at 277:10-17 
'193 patent at 279:42-53 
'193 patent at 282:1 1-28 
'193 patent at 282:45-61 
493 patent at 283:23-28 


54 



Claim Term / Phrase 

InterTnist Evidence 


•193 patent at 283:56-284:42 


•193 patent at 288:43-60 


•193 patent at 289:14-27 


M93 patent at 290:30-62 


lyj paieni ai ji 


•193 patent at 313:58-67 


•193 patent at 315:25-29 


•193 patent at 316:1-6 


lyi patent at ilo:oz-oj 


'193 patent. Figs. 1, lA, 2, 2A, 3, 7, 8, 9, 9A, 10, 12, 13, 16, 19, 20, 21, 27, 28, 30, 31, 


35, 36, 37, 38, 41a, 41b, 41c, 41d, 67, 69, 69A, 70, 71, 74, 77, 78, 79, 80, 81, 82, 83, 


o4, 53, 00, and o / 


File Histories 


•683 File History, 1 1/12/99 Office Action, pp. 4-5 (citing USP 5,412,717); see also 


USP 5,412,717 at 1:18-24; 4:58-69. 


See Protected Processing Environment and Host Processing Environment 



digitally signing a first load 

Patent Specifications 

module with a first digital 

721 patent at 4:61-5:5 

signarurc ucsigi^iing mc nrsi loau 

/z 1 paieni ai o. i o-oz 

module for use by a first device 

/zi patent at /:oo-o:o 

class 

/zi paieni ai io.j/-i /.z^ 


*771 T\at*»Tit at IR-IO 10 

/zi paieni at Jo.iy-^y 


*771 nsitpnt 5it 10*1 1 17 

/zi paicni ai 17.1 1-^z 


/ z 1 patent at zU; i -4 

digitally signing a second load 

Patent Specifications 

module with a second digital 

•721 patent at 4:61-5:9 

signature different from the first 

•721 patent at 6:16-64 

digital signature, the second 

•721 patent at 7:62-8:6 

digital signature designating the 

•721 patent at 16:37-17:23 

second load module for use by a 

•721 patent at 17:41-18:2 

second device class having at least 

•721 patent at 18:19-20:4 

one of tanper resistance and 


security level different from the at 


least one of tamper resistance and 


security level of the first device 


class 


distributing the fu-st load module 

Patent Specifications 

for use by at least one device in 

'721 patent at 4:61-5:5 

the first device class 

•721 patent at 6:16-62 


•721 patent at 7:66-8:6 


•721 patent at 16:37-17:23 


•721 patent at 18:3-38 


•721 patent at 19:11-32 


•721 patent at 19:51-67 


'721 patent at 20:1-4 


•721 patent at 20:58-21:7 

distributing the second load 

Patent Specifications 

module for use by at least one 

'721 patent at 4:61-5:5 

device in the second device class 

•721 patent at 6:16-62 


55 



Claim Term / Phrase 

InterTrust Evidence 

device in the second device class 

*721 patent at 7:66-8:6 


*721 patent at 16:37-17:23 


•721 patent at 18:3-38 


'721 patent at 19:11-32 


721 patent at 19:51-67 


*721 patent at 20:1-4 


*721 patent at 20:58-21:7 

*721:34 


arrangement within the first 

Patent Specifications 

Umper resistant barrier 

721 patent at 4:61-5:9 


721 patent at 6:5-7:7 


721 patent at 7:62-8:6 


721 patent at 16:37-17:23 


721 patent at 17:41-18:2 


721 patent at 18:19-39 


721 patent at 19:11-20:25 

prevents the first secure execution 

Patent Specifications 

space fi*om executing the same 

721 patent at 4:61-5:9 

executable accessed by a second 

721 natent at fi-S-7*7 

secure execution space having a 

721 natent at 7-62-R*fi 

second taiiq)er resistant barrier 

721 Patent at 16*37-17*23 

with a second security level 

72 1 natent at 1 7*4 1 - 1 8 -2 

different £rom the first security 

721 Patent at 18- 19-39 

level 

721 natent at 19* 11-20*25 

'861:58 

: -'^i^h^^^kF- : 


creatmg a first sswure container 

Patent Specifications 


'861 patent at 3:3-4 


'861 natent at 


'861 natent at ^ J^-X) 


*861 natent at 10-7-10 


'861 natent at 1 1-48-^8 


'861 natent at \ 


See Secure Pontainpr 

including or addressing . , . 

Patent Specifications 

organization information . . . 

'861 patent at 5:57-6:7 

desired organization of a content 

'861 patent at 10:38-53 

section. . . and metadata 

'861 patent at 14:14-29 

information at least in part 

'861 patent at 15:21-31 

specifying at least one step 

'861 patent at 17:49-53 

required or desired in creation of 


said first secure container 


at least in part determine specific 

Patent Specifications 

information required to be 

•861 patent at 10:49-61 

included in said first secure 

•861 patent at 15:21-31 

container contents 

'861 patent at 28:26-28 


'193 patent at 69:66-70:1 


•193 patent at 71:19-20 


•193 patent at 230:30-34 


56 



P*l*ilm Xffrm /T^hracA 

i.,iaini icini / x uiaac 




rule designed to control at least 

Patent Soecincations 

one aspect of access to or use of at 

'861 patent at 15:21-31 

least a portion of said first secure 

*861 patent at 17:49-53 

container contents 


'891:1 


resource processed in a secure 

Patent Specifications 

operating environment at a first 

M93 patent at 83:44-48 

appliance 



See Protected Processing Environment 

securely receiving a first entity's 

Patent Specifications 

control at said first appliance 

'193 patent at 55:52-54 


* 193 patent at 57:27-36 


'193 patent at 60:37-48 


'193 patent at 62:32-39 


'193 patent at 67:21-52 


'193 patent at 68:65-69:12 


'193 patent at 75:65-76:1 


'193 patent at 76:10-32 


'193 patent at 77:30-44 


'193 patent at 81:26-32 


'193 patent at 83:53-84:7 


'193 patent at 91:38-51 


'193 patent at 96:1-6 


'193 patent at 96:12-17 


'193 patent at 101:54-102:25 


'193 patent at 102:41-51 


'193 patent at 104:29-37 


'193 patent at 118:64-119:43 


'193 patent at 123:22-28 


•193 patent at 123:51-56 


'193 patent at 155:51-156:2 


'193 patent at 160:66-161:51 


'193 patent at 162:39-163:35 


'193 patent at 200:66-201:42 


'193 patent at 211:39-212:10 


' 1 95 natent at 7 1 4*S0-fi7 


'193 patent at 218:31-220:19 


'193 natent at 225 •50-226*36 


'193 patent at 227:25-228:30 


'193 patent at 233:25-35 


^193 patent at 282:56-61 


'193 patent at 283:61-65 


'193 patent at 290:46-62 


'891 patent at 322:56-63 


See "Securely Receiving"; and "Receiving a first control fi-om said clearinghouse at 


said fu-st device" (193.19) 

securely receiving a second 

See "Securely receiving a first entity's control at said first appliance" (891.1) 

entity's control at said fu-st 

appliance 


securely processing a data item at 

See "Resource processed in a secure operating environment at a fu-st appliance" 


57 



Claim Term / Phrase 

InterTrust Evidence 

said first appliance, using at least 
one resource 

(891.1); and "Securely Processing." 

securely applying, at said first 
appliance through use of said at 
le^t one resource said first 
entity *s control and said second 
entity's control to govern use of 
said data item 

Patent Soecifications 
*891 patent at 322:16-18 

See "Resoiu-ce processed in a secure operating environment at a first appliance'* 
(891,1); and "Securely Applying'* 

*900:155 


first host processing environment 
con^rising 

See Host Processing Environment 

designed to be loaded into said 
main memory and executed by 
said central processing unit 

Patent SDecifications 
*900 patent at 82: 12-23 

said tanq)er resistant software 
conq)rising: . . . one or more 
storage locations storing said 
information 

Patent Specifications 

*900 patent at 239:50-53 

derives information from one or 
more aspects of said host 
processing environment, 

Patent Specifications 
*900 patent at 239:4-42 

one or more storage locations 
storing said information 

Patent Specifications 
*900 patent at 239:4-21 
*900 patent at 239:50-60 
*900 patent. Fig. 69C 
*900 patent. Fig. 69G 

information previously stored in 
said one or more storage locations 

Patent Specifications 
*900 patent at 239:15-55 
*900 patent at 240:31-34 

generates an indication based on 
the result of said conparison 

Patent Specifications 
*900 patent at 239:56-64 
*900 patent at 243:32-41 

programming which takes one or 
more actions based on the state of 
said indication 

Patent Specifications 
*900 patent at 239:56-64 
^900 patent at 242:52-67 
*900 patent at 243:32-41 
'900 patent at 243:65-244:2 
*900 patent at 244:33-39 
*900 patent at 247:50-57 

at least ten^orarily halting further 
processing 

Patent Specifications 
*900 patent at 239:56-64 
*900 patent at 242:52-67 
*900 patent at 243:32-41 
'900 patent at 243:65-244:2 
'900 patent at 244:33-39 
*900 patent at 247:50-57 


58 



Claim Term / Phrase 

InterTrust Evidence 

*912:8 


identifying at least one aspect of 
an execution space required for 
use and/or execution of the load 
module 

Patent Specifications 
* 193 patent at 140:15-46 

said execution space identifier 
provides the capability for 
distinguishing between execution 
spaces providing a higher level of 
security and execution spaces 
provicung a lower levci oi secuniy 

Patent Specifications 
'193 patent at 140:15-46 

'912 patent at 327:59-61 
'912 patent at 327:64.66 

checking said record for validity 
prior to perfonning said executing 
step 

Patent Specifications 

* 193 patent at 112:46-113:2 

r lie xiistones 

'912 File History, 9/22/98 Office Action, pp. 2-3. 

*91235 


received in a secure container 

Patent Specifications 
'193 patent at 58:48-58 

said component assembly 
allowing access to or use of 
specified information 

Patent Specifications 
'193 patent at 69:66-70:1 
'193 patent at 71:19-20 
'193 patent at 83:53-84:16 
•193 patent at 159:61-160:8 
•193 patent at 230:30-34 

Extrinsic Sources 

The American Heritage Dictionary, 3d ed. (Houghton Mifflin, 1992) ("information") 

•193 patent at 69:66-70:1 
1 patent at / 1 . i y-zu 
' 193 patent at 230:30-34 

said first component assembly 
specified by said first record 

See '^Said component assembly allowing access to or use of specified information** 
(912.35) 


Evidence Relevant to Numerous Disputed Claim Terms and Phrases 


Refreshing a budget 

Patent Specifications 
'193 patent at 131:10-13 
'193 patent at 162:39-65 
'193 patent at 173:21-174:14 

Absolute protection 

Patent Snecifications 
'193 patent at 16:25-28 
'193 patent at 35:59-63 
'193 patent at 38:4-12 
* 193 patent at 49:59-62 
M93 patent at 80:65-81:8 


59 



Claim Term / Phrase 

InterTrust Evidence 


493 patent at 199:38-46 
1 y3 patent at 22 1 :2-6 
•193 patent at 222:49-53 
'193 patent at 223:4-10 

•721 patent at 21:9-24 
•721 patent at 24:48-56 

Citations from Sources Designated bv Microsoft under PLR 4-2rb^ 

Landwehr, Formal Models for Con5)uter Security, ACM Computer Surveys (Scot 3 
1981), p. 253. ^ V K , 

Con^juter Security Handbook, 2d ed. (Macmillan, 1988), pp. 75, 201, 218, 292-93 
Hoffinan, Modem Methods for Con^)uter Security and Privacy (Prentice-Hall, 1977), 

Garfinke] et al. Practical Unix Security (O'Reaiy & Associates, 1991), pp. 12-13. 
Neumann, Con5)uter Related Risks (ACM Press, 1995), p. 2 

Alternative control structures 

Patent Soecifications 
•193 patent at 28:29-37 
'193 patent at 30:42-31:7 
•193 patent at 31:29-56 
'193 patent at 48:15-35 
'193 patent at 306:30-65 
'193 patent at 308:29-42 
•193 patent at 308:48-65 
'193 patent at 312:1 1-31 

Digital file versus a copy 

Patent Specifications 
'193 patent at 162:10-15 
•193 patent at 226:11-16 
'193 patent at 278:11-21 
'193 patent at 316:16-37 
•193 patent at 324:8-37 
•193 patent at 325:32-40 

Host Processing Enviromnents 
and Secure Processing 
Environments 

Patent Specifications 
'193 patent at 13:7-14 
493 patent at 79:24-80:21 
•193 patent at 80:65-81:8 
'193 patent at 278:46-65 

'683 patent at 29:51-30:3 

'721 patent at 3:16-21 


60