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LE CQW" 

Patent andf Traaemark Of 



PTO/SB/05 (11-00) 
J for use through 10/31/2002, 0MB 0651-0032 
ileht anBTTraaemark Office: U.S. DEPARTMENT OF COMMERCE 
Under the Paperwork Reductfon Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control nuniber. 



A 



f UTILITY 

PATENT APPLICATION 
TRANSMITTAL 

\JOnly for new nonprovisional applications under 37 CF.R. § 1.53(b}) 


Attorney Docket No. 


019934-001710US ^ 


First Inventor 


Schall, Thomas J. 


Title 


IMMUNOLOGIC ACTIVITIES OF RHESUS CYTOMEGALOVIRUS 
ENCODED IL-10 AND HUMAN CYTOMEGALOVIRUS ENCODED iL- 
10 




Express Mail Label No. EL38763941 5US 


APPLICATION ELEMENTS 

See MPEP chapter 600 concerning design patent application contents. 


Assistant Commissioner for Patents 
ADDRESS TO box Patent Application 
Washington, DC 20231 


1 . ^ Fee Transmittal Form (e.g.. PTO/SB/1 7) 7. □ CD-ROM or CD-R in duplicate, large table or 
(Submit an original and a duplicate for fee processing) Computer Program (Appendix) 



2.ia 

3.^ 



m 

LU 

[T 
LU 



Applicant claims small entity status. 

See 37 CFR 1.27. i 

Specification [Total Pages LsL. 

(preferred arrangement set forth below) 

- Descriptive title of the Invention 

- Cross References to Related Applications 

- Statement Regarding Fed sponsored R&D 

- Reference to sequence listing, a table, or 
a computer program fisting appendix 

- Background of the Invention 

- Brief Summary of the Invention 

- Brief Description of the Drawings ( if filed) 

- Detailed Description 

- Claim(s) 

- Abstract of the Disclosure 



4. ^ Drawing(s) (35 U.S.C,113) [Total Sheets 

5. Oath or Declaration [Total Pages 

a. □ Newly executed (original or copy) 

b. □ Copy from a prior application (37 CFR 1 .63 (d)) 

(for a continuation/divisional with Box 18 completed) 

i. n DELETION OF INVENTOR(S) 

Signed statement attached deleting inventor(s) 
named in the prior application, see 37 CFR 
1.63(d)(2) and 1.33(b). 

6. S Application Data Sheet. See 37 CFR 1 .76 



8. Nucleotide and/or Amino Acid Sequence Submission 
(if applicable, all necessary) 

a. D Computer Readable Form (CRF) 

b. Specification Sequence Listing on: 

i, □ CD-ROM or CD-R (2 copies); or 

ii. □ paper number of pages 

c. □ Statements verifying identity of above copies 



ACCOMPANYING APPLICATIONS PARTS 



9. □ Assignment Papers (cover sheet & document(s)). 

1 0. □ 37 C.F.R.§3.73(b)Statement □ Power of 

(when there is an assignee) Attorney 

1 1 . □ English Translation Document (if applicable) 

12. □ Infomnation Disclosure □ Copies of IDS 

Statement (IDS)/PTO-1449 Citations 

13. □ Preliminary Amendment 

14. S Retum Receipt Postcard (MPEP 503) 

(Should be specifically itemized) 

15. □ Certified Copy of Priority Document(s) 

(if foreign priority is claimed) 

16. □ Nonpublication Request under 35 U.S.C. 

122(b)(2)(B)(i). Applicant must attach fomn PTO/SB/35 
or its equivalent 

17. □ Other: 




18. If a CONTINUING APPLICATION » Check appropriate box, and supply the requisite information below and in a preliminary amendment, 

or in an Application Data Sheet under 37 CFR 1. 76: 

□ Continuation □ Divisional □ Continuation-in-part (CIP) of prior application No: / 

Prior application information: Examiner Group Art Unit: 

For CONTINUATION or DIVISIONAL APRS only: The entire disclosure of the prior application, from which an oath or declaration is supplied 

under Box 5b, is considered a part of the disclosure of the accompanying continuation or divisional application and is hereby incorporated by 



19. CORRESPONDENCE ADDRESS 


IS Customer Number or Bar Code Label 


20350 

(Insert Customer No. or Attach barcode label here) 


or □ Correspondence address below 



Name 



Address 



City 
Country 



State 
Telephone 



Zip Code 



Fax 



Name (Print/Type) 


Rosemarie L. Celli 


Registration No. (Attorney/Agent) 


42,397 


Signature 




July 30, 2001 

J 



BunJen Hour Statement: This form is estimated to take 0.2 hours to complete. Time will vary depending upon the needs of the individual case. Any 
comments on the amount of time you are required to complete this form should be sent to the Chief Information Officer, U.S. Patent and Trademari< 
Office, Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Assistant Commissioner for 
Patents, Box Patent Application, Washington, DC 20231. 
PA 31 60302 v1 



Under the Paperwork Reduction > 



Patent and 

^95. no persons are required to respond to a collection of infoi 



PTO/SB/17(09-00) 
ived for use through 10/31/2002. 0MB 0651-0032 
(arit Office: U.S. DEPARTMENT OF COMMERCE 
unless It displays a valid OMB control number. 



FEE TRANSMITTAL 
g^or FY 200p ^ 

Patent fees are subject to annual revision. 



Complete If Known 



Application Number 



Filing Date 



First Named Inventor 



Examiner Name 



Group Art Unit 



Unassigned 



July 30, 2001 



Schall, Thomas J. 



Unassigned 



Unassigned 



TOTAL AMOUNT OF PAYMENT 



($) 776 



Attorney Docket No. 



019934-001710US 



METHOD OF PAYMENT 



FEE CALCULATION (continued) 



Deposit 
Account 
Numt)er 

Deposit 
Account 
Name 



The Commissioner is hereby authorized to charge 
indicated fees and credit any over payments to: 



20-1430 



Townsend and Townsend and Crew LLP 



^ Charge Any Additional Fee Required 

Under 37 CFR 1.16 and 1.17 
^ Applicant claims small entity status. 



2. □ Payment Enclosed: 




□ Check □ Credit card □ Money 


□ Other 


Order 




FEE CALCULATION 



1. 


BASIC FILING FEE 




Large 


Entity 


Small 


Entity 




Fee 


Fee 


Fee 


Fee 


Fee Description 


Code 


($) 


Code 


($) 




101 


710 


201 


355 


Utility filing fee 


106 


320 


206 


160 


Design filing fee 


107 


490 


207 


245 


Plant filing fee 


108 


710 


208 


355 


Reissue filing fee 


114 


150 


214 


75 


Provisional filing fee 



Fee Paid 



355 



SUBTOTAL (1) 



I ($)355 



2. EXTRA CLAIM FEES 









Extra 
Claims 




Fee from 
below 


Fee 
Paid 


Total Claims 


49 


-20** = 


29 


X 


$9 




$261 


Independent 
Claims 


7 


-3** = 


4 


X 


$40 




$160 


Multiple 
Dependent 








X 









Large 


Entity 


Small 


Entity 


Fee 


Fee 


Fee 


Fee 


Code 


i%) 


Code 


($) 


103 


18 


203 


9 


102 


80 


202 


40 


104 


270 


204 


135 


109 


80 


209 


40 


110 


16 


210 


9 



Fee Description 

Claims In excess of 20 
Independent claims In excess of 3 
Multiple dependent daim, if not paid 
*• Reissue Independent claims over 
original patent 

** Reissue claims in excess of 20 and 
over original patent 



SUBTOTAL (2) {$)421 



3. ADDITIONAL FEES 




Large 


Entity 


Small 


Entity 


Fee 


Foe 


Fee 


Fee 


Code 


($) 


Code 


($) 


105 


130 


205 


65 


127 


50 


227 


25 


139 


130 


139 


130 


147 


2,520 


147 


2.520 


112 


920* 


112 


920* 


113 


1,840* 


113 


1.840* 


115 


110 


215 


55 


1 16 


390 


216 


195 


117 


890 


217 


445 


118 


1,390 


218 


695 


128 


1.890 


228 


945 


119 


310 


219 


155 


120 


310 


220 


155 


121 


270 


221 


135 


138 


1,510 


138 


1.510 


140 


110 


240 


55 


141 


1,240 


241 


620 


142 


1,240 


242 


620 


143 


440 


243 


220 


144 


600 


244 


300 


122 


130 


122 


130 


123 


50 


123 


50 


126 


160 


126 


180 


581 


40 


581 


40 


146 


710 


246 


355 


149 


710 


249 


355 


179 


710 


279 


355 


169 


900 


169 


900 



Fee Description 

Surcharge - late filing fee or oath 

Surcharge • late provisional filing fee 
or cover sheet. 
Non-English specification 
For filing a request for reexamination 

Requesting publication of SIR prior to 
Examiner action 

Requesting publication of SIR after 
Examiner action 

Extension for reply within first month 

Extension for reply within second 
month 

Extension for reply within third month 
Extension for reply within fourth 
nwnth 

Extension for reply within fifth month 
Notice of Appeal 

Filing a brief in support of an appeal 
Request for oral hearing 
Petition to institute a public use 
proceeding 

Petition to revive - unavoidable 
Petition to revive - unintentional 
Utility issue fee (or reissue) 
Design issue fee 
Plant issue fee 

Petitions to the Commissioner 
Petitions related to provisional 
applications 

Submission of Infonnation Disclosure 
Stmt 

Recording each patent assignment 
per property (times numl)er of 
properties) 

Filing a submission after final rejection 
(37 CFR § 1.129(a)) 
For each additional invention to be 
examined (37 CFR § 1.129(b)) 

Request for Continued Examination (RCE) 

Request for expedited examination 
of a design application 

Other fee (specify) 

The Commissioner is authorized to charge any additional fees to 
the above noted Deposit Account. 



Fee 
Paid 



*Reduced by Basic Filing Fee Paid 



SUBTOTAL (3) 



'*or number previously paid, if greater; For Reissues, see above 



($) 



A SUBMITTED BY 



Conriplete (if applicable) 



Name (Print/Type) 



Rosemarie L. Colli 



Registration No. (Attorney/Agent) 



42.397 



Telephone 



650-326-2400 



Signature 



Date 



July 30, 2001 



WARNING: Infonnation on this form may become public. Credit card information should not be 
included on this form. Provide credit card information and authorization on PTO-2038. 

Burden Hour Statenr>ent: This fbmi is estimated to take 0.2 hours to complete. Time will vary depending upon the needs of the individual case. Any comments on the 
amount of time you are required to complete this form should be sent to the Chief Infonnation Officer. Patent and Tradenrarit Office, Washington. DC 20231. DO 
NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Assistant Commissioner for Patents, Washington, DC 20231 , PA 31 60375 v1