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ttorney's Docket No. 010520 



PATEN 



IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 
Art Unit: 2168 



Examiner: Greta Lee Robinson 



In re Application of: 

Donald P. Coleman 

Serial No. 09/998,152 

Filed: November 30, 2001 

Mail Stop: Amendment 
Commissioner for Patents 
P.O. Box: 1450 
Alexandria, VA 22313-1450 



METHODS AND SYSTEMS 
FOR AUTOMATED DATA 
COLLECTION AND ANALYSIS 
FOR USE IN ASSOCIATION WITH 
ASSET SECURITIZATION 



AMENDMENT TRANSMITTAL 

Transmitted herewith is an amendment for this application. 



STATUS 



Applicant is 



I I A statement that this filing is by a small entity is hereby asserted in accordance 
with the rule change effective September 8, 2000, 65 Fed. Reg. 54603. 

^ other than a small entity. 



CERTIFICATE OF MAILING/TRANSMISSION (37 CFR 1.8a) 

I hereby certify that this correspondence is, on the date shown below, being: 

MAILING FACSIMILE 



□ deposited with the United States Postal 
Service with sufficient postage as first 
class mail in an envelope addressed to: 
Commissioner for Patents, P.O. Box: 1450, 
Alexandria, VA 22313-1450 



03/27/2006 ftKELECHl 00000051 09998152 

01 FC:1253 1020.00 OP 



□ transmitted by facsimile to the 
Patent and Trademark Office. 



Signature 



Date 



(type or print name of person certifying 



PI-1543606 v1 0237710-0102 



I- 



EXTENSION OF TERM 



NOTE: "Extension of Time in Patent Cases (Supplement Amendments) - If a timely and complete response 
has been filed after a Non-Final Office Action, an extension of time is not required to permit filing 
and/or entry of an additional amendment after expiration of the shortened statutory period. 

If a timely response has been filed after a Final Office Action, an extension of time is required to 
permit filing and/or entry of a Notice of Appeal or filing and/or entry of an additional amendment 
after expiration of the shortened statutory period unless the timely-filed response placed the 
application in condition for allowance. Of course, if a Notice of Appeal has been filed within the 
shortened statutory period, the period has ceased to run." Notice of December 10, 1985 (1061 
O.G. 34-35). 

NOTE: See 37 CFR 1.645 for extensions of time in interference proceedings, and 37 CFR 1.550(c) for 
extensions of time in reexamination proceedings. 

3. The proceedings herein are for a patent application and the proyisions of 37 CFR 1.136 
apply. 

a) (complete (a) or (b), as applicable) 

(a) 1^ Applicant petitions for an extension of time under 38 CFR 1.136 
(fees: 37 CFR 1 .17(a)-(d) for the total number of months checked below: 

Extension Fee for other than Fee for 

(months) small entity small entity 

□ one month $ 120.00 $60.00 

□ tw/o months $ 450.00 $225.00 
^ three months $1,020.00 $510.00 

□ four months $1,590.00 $795.00 

Fee $1.020.00 



If an additional extension of time is required, please consider this a petition therefor. 

(check and complete the next item, if applicable) 

I I An extension for months has already been secured and the fee 

paid therefor of $ is deducted from the total fee due for the total 

months of extension now requested. 

Extension fee due with this request $1.020.00 
OR 

(b) □ Applicant belieyes that no extension of tenn is required. Howeyer, this 
conditional petition is being made to proyide for the possibility that applicant has 
inadvertently overlooked the need for a petition for extension of time. 



(Amendment Transmittal [9-19]-page 2 of 4 



4. 



FEE FOR CLAIMS 

The fee for claims (37 CFR 1 .16(b)-(d) has been calculated as shown below: 



OTHER THAN A 



(Col. 1) 


(Col. 2) 


(Col. 3) 


SMALL ENTITY 




SMALL ENTITY 


CLAIMS 
REMAINING 

AFTER 
AMENDMENT 


HIGHEST NO 
PREVIOUSLY 
PAID FOR 


PRESENT 
EXTRA 


RATE 


ADDIT. 
FEE 


OR 


RATE 


ADDIT. 
FEE 


TOTAL 35 


MINUS 37.. 


=0 


X25= 


$0 




X50= 


$0. 


INDEP. 10. 


MINUS 10" 


=0 


x100= 


$0 




X200= 


$0. 


□ FIRST PRESENTATION OF MULTIPLE DEP. CLAIM 


+180= 


$ 




+360= 


$ 








TOTAL 
ADDIT. 
FEE 


$0 


OR 


TOTAL 
ADDIT. 
FEE 


$0 



(c) 



(d) 



• if the entry in Col. 1 is less than entry In Col. 2, write ")" in Col. 3. 

If the "Highest No. Previously Paid for IN THIS SPACE is less than 20, enter "20." 

... If the "Highest No. Previously Paid for IN THIS SPACE is less than 3, enter "3." 

The "Highest No. Previously Paid for (Total or indep.) is the highest number found in the appropriate box 
in Col. 1 of a prior amendment or the number of claims originally filed. 

WARNING "After final rejection or action (§ 1 .1 13) amendments may be made cancelling claims or complying 
with any requirement of form which has been made." 37 CFR § 1 .1 16(a) (emphasis added). 

Complete (c) or (d), as applicable) 
No additional fee for claims is required. 

OR 

Total additional fee for claims required $ 



□ 
□ 



FEE PAYMENT 

Attached is a check in the sum of $ 1.020.00 

Charge Account No. the sum of $_ 

A duplicate of this transmittal is attached. 



(Amendment Transmittal [9-19]-page 3 of 4 



FEE DEFICIENCY 

NOTE: If there is a fee deficiency and there is no authorization to charge an account, additional fees are 
necessary to cover the additional time consumed in making up the original deficiency. If the 
maximum, six-month period has expired before the deficiency is noted and corrected, the 
application is held abandoned. In those instances where authorization to charge is included, 
processing delays are encountered in returning the papers to the PTO Finance Branch in order to 
apply these charges prior to action on the cases. Authorization to charge the deposit account for 
any fee deficiency should be checked. See the Notice of April 7, 1986, (1065 O.G. 31-33). 



6. ^ If any additional extension and/or fee is required, charge Account No. 

7. 11-1110 , 

AND/OR 



^ If any additional fee for claims is required, charge Account No. 
11-1110 . 




SIGNATURE OF ATTORNE 



Reg. No.: 41,142 Michael D. Lazzara 

(type or print name of attorney) 



Tel. No.: (412) 355-8994 

Customer No. 26285 KIrkpatrick & Lockhart Nicholson Graham LLP 

P.O. Address 
Henry W. Oliver Building 
535 Smithfield Street 

Pittsburgh. PA 15222 



(Amendment Transmittal [9-19]-page 4 of 4 



PATENT 



In the united states patent and trademark office 

68 : 

Exmniner: Greta Lee Robinson : METHODS AND SYSTEMS 

FOR AUTOMATED DATA 
COLLECTION AND ANALYSIS 
FOR USE IN ASSOCL^TION WITH 
ASSET SECURITIZATION 

In re Application of: 

Donald P. Coleman 



Serial No. 09/998,152 



Filed: November 30, 2001 

Mail Stop: Amendment 
Commissioner for Patents 
P.O. Box 1450 
Alexandria, VA 22313-1450 



EXPRESS MAIL CERTIFICATE 

"Express Mail" label number EO603934079US 



Date of Deposit March 22. 2006 



I hereby certify that the following attached paper or fee 

AMENDMENT TRANSMITTAL 
AMENDMENT/RESPONSE TO OFFICE ACTION 
CHECK PAYABLE TO THE PTO (For 3 Months Ext. fees) 



is being deposited with the United States Postal Service "Express Mail Post Office to Addressee" service under 37 
CFR 1. 10 on the date indicated above and is addressed to: Mail Stop: Amendment, Commissioner for Patents, P.O. Box 1450, 
Alexandria, VA 22313-1450. 

^geth3l. Retort / / 

/ (aO^eoNor priiuted^^fe^fnersoB-mailing paper or fee) 



/ *v,_^jpamreofperson mailing paper or fee) 

NOTE: Each paper must have its own certificate and the "Express Mail" label number as a part thereof or attached 

thereto. When, as here, the certification is presented on a separate sheet, that sheet must (1) be signed and (2) 
fully identify and be securely attached to the paper or fee it accompanies. Identification should include the 
serial number and filing date of the application as well as the type of paper being filed, e.g. complete 
application, specification and drawings, responses to rejection or refusal, notice of appeal, etc. If the serial 
number of the application is not known, the identification should include at least the name of the inventor(s) 
and the title of the invention. 



NOTE: The label number need not be placed in each page. It should, however, be placed on the first page of each 

separate document, such as, a new application, amendment, assignment, and transmittal letter for a fee, along 
with the certificate of mailing by "Express Mail." Although the label number may be on checks, such a 
practice is not required. In order not to deface formal drawings it is suggested that the label number be 
placed on the back of each formal drawing or the drawings be accompanied by a set of informal drawings on 
which the label number is placed. 



(Express Mail Certificate [8-3]) 



Pl-l 543608 vl 0237710-0102