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PATENT 



f 



IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 
Art Unit: 2168 



Examiner: Greta Lee Robinson 



In re Application of: 

Donald P. Coleman 



METHODS AND SYSTEMS 
FOR AUTOMATED DATA 
COLLECTION AND ANALYSIS 
FOR USE IN ASSOCL\TION WITH 
ASSET SECURITIZATION 



Serial No. 09/998,152 

Filed: November 30, 2001 

Mail Stop: Amendment 
Commissioner for Patents 
P.O. Box 1450 
Alexandria, VA 22313-1450 



EXPRESS MAIL CERTIFICATE 



"Express Mail" label number ER524403246US 
Date of Deposit June 12. 2007 



I hereby certify that the following attached paper or fee 



AMENDMENT TRANSMITTAL 

RESPONSE TO OFFICE COMMUNICATION CONCERNING APPLICATION 
PROCEEDING 

INFORMATION DISCLOSURE STATEMENT, PTO FORM SB/08A 

AND COPIES OF REFS. CITED-ATTACHED 
CHECK PAYABLE TO PTO (For IDS Submission Fee) 

is being deposited with the United States Postal Service "Express Mail Post Office to 
Addressee" service under 37 CFR 1.10 on the date indicated above and is addressed to: Mail 
Stop: Amendment, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450. 

Retort 



Sigfiafu/e of person mailing paper or fee) 



PM 787499 V I 0237710-0102 



Attorney's Docket No. 010520 PATENT 

IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 



Art Unit: 2168 

Examiner: Greta Lee Robinson 



In re Application of: 

Donald P. Coleman 

Serial No. 09/998.152 

Filed: November 30, 2001 



METHODS AND SYSTEMS 
FOR AUTOMATED DATA 
COLLECTION AND ANALYSIS 
FOR USE IN ASSOCIATION WITH 
ASSET SECURITIZATION 



Mall Stop: Amendment 
Commissioner for Patents 
P.O. Box: 1450 
Alexandria. VA 22313-1450 



1. 



AMENDMENT TRANSMITTAL 

Transmitted herewith is an amendment for this application. 



STATUS 



Applicant is 



I I A statement that this filing Is by a small entity is hereby asserted in accordance 
with the rule change effective September 8, 2000. 65 Fed. Reg. 54603. 

^ other than a small entity. 

CERTIFICATE OF MAILING/TRANSMISSION (37 CFR 1.8a> 

I hereby certify that this correspondence Is, on the date shown below, being: 

MAILING FACSIMILE 



□ deposited with the United States Postal 
Service with sufficient postage as first 
dass mail In an envelope addressed to: 
Commissioner for Patents, P.O. Box: 1450, 
Alexandria, VA 22313-1450 



13 transmitted by fecsimlle to the 
Patent and Trademark Office. 



signature 



Date 



(typo or print name of person certifying 



PI-1787496V1 0237710-0102 



EXTENSION OF TERM 



NOTE: 'Extension of Time in Patent Cases (Supplement Amendments) • If a timely and complete response 
has been filed after a Non-Final Office Action, an extension of time is not required to pemnit filing 
and/or entry of an additional amendment after expiration of the shortened statutory period. 

If a timely response has been filed after a Final Office Action, an extension of time Is required to 
permit filing and/or entry of a Notice of Appeal or Wing end/or entry of an additional amendment 
after expiration of the sftortened statutory period unless ttie timely-ftled response placed the 
application in condition for allowance. Of course, if a Notice of Appeal has been filed within the 
shortened statutory period, the period has ceased to run." Notice of December 10, 1985 (1061 
O.G. 34-35). 



NOTE: 
3. 

apply. 



See 37 CFR 1.645 for extensions of time in interference proceedings, and 37 CFR 1.550(c) for 
extensions of time in reexamination proceedings. 

The proceedings herein are for a patent application and the provisions of 37 CFR 1.136 



a) 



(complete (a) or (b), as applicable) 



(a) □ 

Extension 
(months) 

0 one month 

1 I two months 
Q three months 
n four months 



Applicant petitions for an extension of time under 38 CFR 
(fees: 37 CFR 1 .1 7(a)-(d) for the total number of months checked below: 



1.136 



Fee for other than 
small entity 

$ 120.00 
$ 450.00 
$1,020.00 
$1,590.00 



Fee for 
small entity 

$ 60.00 
$225.00 
$510.00 
$795.00 



Fee$ 



If an additional extension of time is required, please consider this a petition therefor. 

(check and complete the next item, if applicable) 

|~1 An extension for months has already been secured and the fee 

paid therefor of $ is deducted from the total fee due for the total 

months of extension now requested. 

Extension fee due with this request | 
OR 

(b) 1^ Applicant believes that no extension of tenn is required. However, this 
conditional petition is being made to provide for the possibility that applicant has 
inadvertently overlooked the need for a petition for extension of time. 



(Amendment Transmittal [9-19]-page 2 of 4 



FEE FOR CLAIMS 

4. The fee for claims (37 CFR 1 .16(b)-(d) has been calculated as shown below: 

OTHER THAN A 



(Col. 1) 


(Col. 2) 


(Col. 3) 


SMAU ENTITY 




SMALL ENTITY 


CLAIMS 
REMAINING 

AFTER 
AMENDMENT 


HIGHEST NO 
PREVIOUSLY 
PAID FOR 


PRESENT 
EXTRA 


RATE 


ADDIT. 
FEE 


OR 


RATE 


ADDIT. 
FEE 


TOTAL 33 


MINUS 37» 


=0 


X25= 


$0 




X50= 


$0. 


INOEP. 8* 


MINUS 10** 


=0 


x100= 


$0 




X200= 


$0. 


□ FIRST PRESENTATION OF MULTIPLE DEP. CLAIM 


+180= 


$ 




+360= 


$ 








TOTAL 
ADDIT. 
FEE 


$0 


OR 


TOTAL 
ADDIT. 
FEE 


$0 



If the entry In Col. 1 is less than entry in Col. 2, write T In Col. 3. 

If the 'Highest No. Previously Paid for" IN THIS SPACE is less than 20, enter *20.' 

If the "Highest No. Previously Paid for IN THIS SPACE is less than 3, enter "3.* 

The "Highest No. Previously Paid for" (Total or indep.) is the highest number found in the appropriate box 

In Col. 1 of a prior amendment or the number of claims originally filed. 



WARNING 



(C) El 



(d) □ 



5. 



□ 
□ 



"After final rejection or action (§1.113) amendments may be made cancelling claims or complying 
with any requirement of fonii which has been made.* 37 CFR § 1.1 1 6(a) (emphasis added). 

Complete (c) or (d), as applicable) 
No additional fee for claims is required. 

OR 

Total additional fee for claims required $ 

FEE PAYMENT 

Attached Is a check in the sum of $ 

Charge Account No. the sum of $ 



(Amendment Transmittal (9>19]-page 3 of 4 



FEE DEFICIENCY 



NOTE: If there Is a fee deficiency and there Is no authorization to charge an account, additional fees are 
necessary to cover the additonal time consumed In making up the original deficiency, if the 
maximum, six-month period has expired before the deficiency is noted and corrected, the 
appllcaVon Is held abandoned. In those instances where authorization to charge is included, 
processing delays are encountered In returning the papers to the PTO Finance Branch In order to 
apply these charges prior to action on the cases. Authorization to charge the deposit account for 
any fee deficiency should be checked. See the Notice of April 7, 1986, (1065 O.G. 31-33). 

6. IE] If any additional extension and/or fee is required, charge Account No. 



7. 



11-1110 



AND/OR 



1^ If any additional fee for claims is required, charge Account No. 



11-1110 



Tel. No.: (412) 355-6423 
Customer No. 26285 



Reg. No.: 46,599 




P.O. Address 
Henry W. Oliver Building 
535 Smithfield Street 
Pittsburgh. PA 15222 



1 



(Amendment Transmittal [9-19hpage 4 of 4