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PATENT 




IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 



lUnit: 2168 
iner: Greta Lee Robinson 



In re Application of: Donald P. Coleman 



METHODS AND SYSTEMS 
FOR AUTOMATED DATA 
COLLECTION AND ANALYSIS 
FOR USE IN ASSOCIATION WITH 
ASSET SECURITIZATION 



Serial No. 09/998,152 
Filed: November 30, 2001 



Mail Stop: Amendment 
Commissioner for Patents 
P.O. Box: 1450 
Alexandria, VA 22313-1450 

EXPRESS MAIL CERTIFICATE 



"Express Mail" label number EB616629055US 

Date of Deposit September 27, 2007 

I hereby certify that the following attached paper or fee 

SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT, 
PTO FORMS SB/08/A &B, Copies of Refs. Cited Attached. 



is being deposited with the United States Postal Service "Express Mail Post Office to Addressee" 
service under 37 CFR 1.10 on the date indicated above and is addressed to: Mail Stop: Amendment, 
Commissioner for Patents, P.O. Box: 1450, Alexandria, VA 22313-1450 



Beth H. Retort 



(Typ£d-es printed namejif person mailing paper or fee) 













'e of pferson 


lailing paper or fee) 



PI-1853714 vl 0237710-00102 




IN THE UNITED STATES PATENT AND TRADEMARK OFFICE 



PATENT 
010520 



Art Unit: 2168 



Examiner: Greta Lee Robinson 



METHODS AND SYSTEMS 
FOR AUTOMATED DATA 



COLLECTION AND ANALYSIS 
FOR USE IN ASSOCIATION WITH 
ASSET SECURITIZATION 



In re Application of: Donald P. Coleman : 
Serial No. 09/998,152 : 
Filed: November 30, 2001 : 

SUPPLEMENTAL INFORMATION DISCLOSURE STATEMENT 

September 27, 2007 

Mail Stop: Amendment 
Commissioner for Patents 
P.O. Box 1450 
Alexandria, VA 22313-1450 



§ 1 .56, hereby advises the United States Patent and Trademark Office of the references listed 
on the accompanying form PTO/SB/08A Information Disclosure Statement by Applicant 
(Substitute for Form-1449A/PTO). With the exception of the United States patents and 
published application, copies of the references cited on the Information Disclosure Statement 
by Applicant are enclosed. 



attached Form PTO/SB/08B, was initially submitted to the Office in the form of a compact 
disc in a Supplemental Information Disclosure Statement filed June 12, 2007. The Office, 



Dear Sir: 



Applicant, in accordance with the duty of disclosure pursuant to 37 C.F.R. 



Applicant notes that the material being submitted herewith, as indicated in the 



PI-l 773292 



Atty. Docket No. 010520 
Serial No. 09/998,152 



however, objected to the submission of the compact disc because it was not in ASCII format. 
Because Applicant is unable to obtain the compact disc in ASCII format, Applicant is 
submitting herewith printed copies of the materials originally submitted in compact disc form 
for the Examiner's consideration. 



Applicant notes that although the cited references may be relevant to the 



examination of the above-referenced patent application, under 37 C.F.R. § 1 .97(h), the filing 
of this Information Disclosure Statement by Applicant "shall not be construed to be an 
admission that the information cited in the statement is, or is considered to be, material to 
patentability as defined in § 1.56(b)." 



KIRKPATRICK & LOCKHART PRESTON GATES ELLIS LLP 

Henry W. Oliver Building 

535 Smithfield Street 

Pittsburgh, Pennsylvania 15222-2312 

Telephone: (412) 355-6423 
Fax: (412) 355-6501 

E-Mail : roberto . capriotti@klgates . com 

Customer No. 26285 




Roberto Capri otti J 
Reg. No. 46,59^ 
Attorney for Applicant 



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