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PTO/SB/08A (08-03) 
Approved for use through 07/31/2006. OMB 0651-0031 
U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 
'■the Paperwork Reduction Act of 1995, no persons ate required to respond to a collection of information unless it contains a valid OMB control number 



Substitute for form 1449A/PTO 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(use as many sheets as necessary) 



Application Number 



Complete if Known 



Filing Date 



First Named Inventor 



Art Unit 



Examiner Name 



09/998,152 



November 30, 2001 



Donald P. Coleman 



2168 



Greta L. Robinson 



Sheet 



of 



Attorney Docket Number 



010520 



U.S. PATENT DOCUMENTS 


Examiner 
Initials* 


Cite 

No.' 


Document Number 


Publication Date 
MM-OD-YYYY 


Name of Patentee or 
Applicant of Cited Document 


Pages, Columns, Lines, Where 
Relevant Passages or Relevant 
Figures Appear 


Number - Kind Code 2 (if known) 






US-2003/0050884 A1 


03-13-2003 


Bamett 










US-5,893.079 


04-06-1999 


Cwenar 










US-5,983,206 


11-09-1999 


Oppenheimer 










US-6.01 2,047 


01-04-2000 


Mazonas 










US-6,01 6,482 


01-18-2000 


Molinari et al. 










US-6,070,151 


05-30-2000 


Frankel 










US-6,226,623 


05-01-2001 


Schein 










US-6.249,775 


06-19-2001 


Freeman 










US-6.275,824 


08-14-2001 


O'Flaherty 










US-6,292,788 


09-18-2001 


Roberts 




A 






US-6,389,588 


05-14-2002 


Wadhwa 










US-6,460,021 


10-01-2002 


Kirksey 













































































FOREIGN PATENT DOCUMENTS 


Examiner 
Initials* 


Cite 
No.' 


Foreign Patent Document 

Country Code'-Number'-Kind Code 5 
(if known) 


Publication Date 
MM-DD-YYYY 


Name of Patentee or 
Applicant of Cited 
Document 


Pages, Columns, Lines, 

Where Relevant 
Passages or Relevant 
Figures Appear 


T 





































































































I Examiner 


/Greta Robinson/ 


Date 

Considered 


12/07/2007 



•EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance 
and not considered. Include copy of this form with next communication to applicant. ' Applicant's unique citation designation number (optional). See 
Kinds Codes of USPTO Patent Documents at www.usDto.aov or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO 
Standard ST.3). 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent 
document. 5 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 il possible. Applicant is to 
place a check mark here if English language Translation is attached. 

This collection of information is required by 37 CFR 1.97 and 1.98. The information Is required to obtain or retain a benefit by the public which is to file 
(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection Is estimated to take 2 
hours to complete, Including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the 
individual case Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to 
the Chief Information Officer, U.S. Patent and Trademark Office, P.O. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR 
COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450. 

If you need assistance in completing the form, call 1-800-PTO-9199 (1-B0O-7S6-9199) and select option 2. 

PI-1773320 




PTO7SB/08B (08-03) 
Approved for use through 07/31/2006. OMB 0651-0031 
U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 
%ne Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number 



Substitute for form 1449A/PTO 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(use as many sheets as necessary) 



Sheet 



of 



Application Number 



Complete If Known 



Filing Date 



First Named Inventor 



Art Unit 



Examiner Name 



Attorney Docket Number 



09/998,152 



November 30, 2001 



Donald P. Coleman 



2168 



Greta L. Robinson 



010520 



NON PATENT LITERATURE DOCUMENTS 



Examiner 
Initials* 



Cite 
No.' 



Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the 
item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue 
numbers), publis her, city and/or co untry where published 



/GR/ 



"Defining Business Rules - What Are They Really?" printed from 
http:/ArYeb.archieve.orqAweb/20010304205239/htlp;//businessrulesqroup.orq/first 
paper/broOicl.htm . Internet site, accessed on 6/1 1/03, 33 pages. 



Search Report on word mark "Enterprise," printed from 
http://tess.uspto.aov/bin/showfield?f=doc&state=rm36rm.5.1 , 
on 9/10/02. 2 pages. 



Internet site, accessed 



"ZENetics company & product information," brochure, April, 2001. 



ZENetics, dual-sized, tri-fold brochure, Arlington, Texas, 2 pages. 



"Business rules and mortgage banking," printed from 

http://wvvw.astera.com/Centlv1ortQWP.html . Internet site, accessed on 9/10/02, 4 
pages. 

Astera, "centerprise™ business rules primer," printed from www.astera.com . Internet 
site, March 2000, 5 pages. 

"Enterprise Loan Management System" (CD-ROM) December, 2001. 



United States Patent Application No. 10/336,501, filed January 3, 2003. 
(Attorney Docket No. 010642) 



V 



inventorying, (n.d.). The American Heritage® Dictionary of the English Language, Fourth 
Edition. Retrieved June 12, 2007, from Dictionary.com website: 
http://dictionarv.reference.com/browse/inventorvina 



] 



I Examiner 



/Greta Robinson/ 



Date 



12/07/2007 



'EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if 
not In conformance and not considered. Include copy of this form with next communication to applicant 

' Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language 
Translation is attached. 

This collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public 
which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This 
collection is estimated to take 2 hours to complete, Including gathering, preparing, and submitting the completed application form to 
the USPTO. Time will vary depending upon the Individual case. Any comments on the amount of time you require to complete this 
form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, 
P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: 
Commissioner for Patents, P.O. Box 1450, Alexandria. VA 22313-1450. 

If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2. 



7 2007 



PTO/SB/OBA (08-03) 
Approved for use through 07/31/2006. OMB 0651-0031 
U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 



Substitute for form 1449A/PTO 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(use as many sheets as necessary) 


Complete If Known 


Application Number 


09/998,152 


Filing Date 


November 30, 2001 


First Named Inventor 


Donald P. Coleman 


Art Unit 


2168 


Examiner Name 


Greta L. Robinson 


Sheet 1 of 3 


Attorney Docket Number 


010520 



! U.S. PATENT DOCUMENTS 


Examiner 
Initials' 


Cite 
No." 


Document Number 


Publication Date 
MM-DD-YYYY 


Name of Patentee or 
Applicant of Cited Document 


Pages, Columns, Lines, Where 
Relevant Passages or Relevant 
Figures Appear 


Number - Kind Code 2 (il known) 



























































































































































































































FOREIGN PATENT DOCUMENTS 




Examiner 
Initials' 


Cite 
No.' 


Foreign Patent Document 


Publication Date 
MM-DD-YYYY 


Name of Patentee or 
Applicant of Cited 
Document 


Pages, Columns, Lines, 

Where Relevant 
Passages or Relevant 
Figures Appear 




Country Code'-Number 4 -Kind Code 5 
{If known) 





































































































I Examiner 
I Signature 


/Greta Robinson/ 


Date 

Considered 


12/07/2007 | 



and not considered. Include copy of this form with next communication to applicant. Applicant s unique citation designation number (optional). See 
Kinds Codes of USPTO Patent Documents at www.usoto.aov or MPEP 901 .04. ' Enter Office that issued the document, by the two-letter code (WIPO 
Standard ST 3) 4 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number ot the patent 
document. 6 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST. 16 If possible. Applicant Is to 
place a check mark here if English language Translation is attached. 

This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file 
(and by the USPTO to process) an application. Confidentiality Is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 
hours to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the 
individual case. Any comments on the amount of Urns you require to complete this form and/or suggestions for reducing this burten. should be sent to 
the Chief Information Officer. U.S. Patent and Trademark Office, P.O. Box 1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR 
COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450. 

If you need assistance In completing the form, call 1-S00-PTO-9199 (1-800-786-9199) and select option 2. 

PI- 1773320 



SEP 2 7 2007 

\ I) 



PTO/SB/08B (08-03) 
Approved for use through 07/31/2006. OMB 0651-0031 
U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 



Substitute tor form 1449A/PTO 

INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(use as many sheets as necessary) 


Complete if Known 


Application Number 


09/998,152 


Filing Date 


November 30, 2001 


First Named Inventor 


Donald P. Coleman 


Art Unit 


2168 


Examiner Name 


Greta L. Robinson 


Sheet 2 of 3 


Attorney Docket Number 


010520 



NON PATENT LITERATURE DOCUMENTS 


Examiner 
Initials* 


Cite 
No. 1 


Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the 
item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s). volume-issue 
number(s), publisher, city and/or country where published 


t- 


/GR/ 




Enterprise! Loan Management System, Version 3.3, 

CMBS Reporting Module - Product Summary, Updated December, 

Midland Loan Services, 2001 

(Originally submitted in "Enterprise Loan Management System" 
\\sU-i\\Jwi) uecemDer, zuui in supplemental inionriduuii i^isciuaurc 
Statement submitted on June 12, 2007 as 
Enterprise/EnterprisePapers/CMBSreportingPaper.doc) 




/GR/ 




Enterprise! Loan Management System, Version 3.3 

Core System — Product Summary, Midland Loan Services 

(Originally submitted in "Enterprise Loan Management System" 
(CD-ROM) December, 2001 in Supplemental Information Disclosure 
Statement submitted on June 12, 2007 as 
Enterprise/EnterprisePapers/CoreSystemPaper.doc) 




/GR/ 




Enterprise! Loan Management System, Version 3.3 
Life Insurance Accounting Module - Product Summary 
Midland Loan Services, September, 2001 

(Originally submitted in "Enterprise Loan Management System" 
(CD-ROM) December, 2001 in Supplemental Information Disclosure 
Statement submitted on June 12, 2007 as 
Enterprise/EnterprisePapers/LifelnsurancePaper.doc) 





Examiner 


/Greta Robinson/ 


Date 


12/07/2007 


Signature 


Considered 





"EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if 
not in conformance and not considered. Include copy of this form with next communication to applicant. 

1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language 
Translation is attached. 

This collection of information Is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public 
which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C 122 and 37 CFR 1.14. This 
collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application form to 
the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this 
form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, 
P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: 
Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450. 

If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-7B6-9199) and select option 2. 



PTO/SB/08B (08-03) 
Approved lor use through 07/31/2006. OMB 0651-0031 
U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE 



SuhMftite for form 1449A/PTO 

^ INFORMATION DISCLOSURE 
STATEMENT BY APPLICANT 

(use as many sheets as necessary) 


Complete If Known 


Application Number 


09/998,152 


Filing Date 


November 30, 2001 


First Named Inventor 


Donald P. Coleman 


Art Unit 


2168 


Examiner Name 


Greta L. Robinson 


Sheet 3 of 3 


Attorney Docket Number 


010520 | 



NON PATENT LITERATURE DOCUMENTS 



Examiner 
Initials* 



Cite 
No.' 



Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the 
Item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue 
numbers), publisher, city and/or country where published 



/GR/ 



State of Research and Development at Midland Loan Services, 
Midland Loan Services 

(Originally submitted in "Enterprise Loan Management System" 
(CD-ROM) December, 2001 in Supplemental Information Disclosure 
Statement submitted on June 12, 2007 as 
Enterprise/EnterprisePapers/TechnologyPaper.doc) 



/GR/ 



Enterprise! (printout of video), Midland Loan Services 

(Originally submitted in "Enterprise Loan Management System" 
(CD-ROM) December, 2001 in Supplemental Information Disclosure 
Statement submitted on June 12, 2007 as Enterprise/start.exe.) 





Examiner 
Signature 


12/07/2007 


Date 

Considered 


12/07/2007 



'EXAMINER: Initial If reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if 
not in conformance and not considered. Include copy of this form with next communication to applicant. 

' Applicants unique citation designation number (optional). 2 Applicant is to place a check mark here if English language 
Translation is attached. 

This collection of Information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public 
which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This 
collection is estimated to take 2 hours to complete, including gathering, preparing, and submitting the completed application form to 
the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this 
form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer. U.S. Patent and Trademark Office, 
P.O. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: 
Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450. 

If you need assistance in completing the fomn, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.